Executive Summary
Given , neither radical determines the other. What can be proved are one-way inclusions under specific hypotheses, and Lam isolates two of them. Descent : if is a direct summand of , or if is the fixed ring of a group of automorphisms of , then . Ascent : if is generated as a left -module by finitely many elements centralising the image of , then .
The hypotheses are genuinely different and are needed for different reasons. Descent needs a way to project back onto ; ascent needs finiteness, because it runs on Nakayama's Lemma. The polynomial extension satisfies the first and fails the second — which is exactly why can die in while stays inside .
Overview
The change-of-rings problem for the Jacobson radical has three natural formulations, and it is worth keeping them apart:
- Contraction. How does compare with ?
- Extension. How does compare with ?
- Quotient control. Does lie inside the ideal of generated by ?
No implication holds in general. The two theorems of this page each supply one direction of the first two questions; the third is much harder and is answered only in special cases, such as Amitsur's Theorem for .
Both results are used immediately: together they prove for finite field extensions in The Radical under Field Extension of Scalars, and they are the two lemmas invoked in the roots-of-unity step of Amitsur's Theorem.
Learning Objectives
- State both alternatives of and explain what each provides in the proof.
- Prove descent in the direct summand case using the projection .
- Prove descent in the fixed-ring case using uniqueness of inverses.
- Prove ascent by showing annihilates every simple left -module.
- Recognise when the twisted hypothesis of applies, as for crossed products with finite groups.
- Give counterexamples to each inclusion when its hypothesis is removed.
Definitions
- A unital subring: is a ring, a subring, and the two share the same identity element.
- A unital ring homomorphism, not assumed injective. It makes an -bimodule; means .
- a direct summand of
- There is a left R-submodule T of S with S equal to the direct sum of R and T; equivalently a left R-linear projection S onto R fixing R.
- The fixed ring of a group G of ring automorphisms of S: all s in S with g(s) = s for every g in G.
- Skew group ring
- Free as a left R-module on units u_g indexed by G, with multiplication determined by u_g r equal to sigma_g(r) u_g for automorphisms sigma_g of R.
The radical is left-right symmetric, so all statements may be read on either side; the proofs below use whichever side is convenient.
Core Concepts
One-sided invertibility is enough
Both descent proofs produce only a one-sided inverse inside , and that is sufficient. The reason is a small lemma worth recording separately.
Let be a two-sided ideal of a ring such that is right-invertible in for every . Then .
Fix . For any we have , so is right-invertible. By the right-hand form of the characterisation — legitimate because by the symmetry – — this says precisely that .
Note is always a two-sided ideal of : it is the intersection of with a two-sided ideal of . So the lemma is exactly the tool the descent proofs need.
Why ascent is harder
Membership in must be tested against all simple left -modules, and there is no reason for a simple -module to be simple, or even small, over . The device in is to show it is at least finitely generated over : a simple -module is cyclic, , and if then is generated by elements. Nakayama then forbids , and simplicity upgrades that to .
The centralising hypothesis is used in exactly one place: to know is an -submodule and not merely an -submodule. That is why it can be relaxed to a twisting condition.
Key Results
Let be rings with the same identity, and assume either
- as a left -module, is a direct summand of ; or
- there is a group of ring automorphisms of with .
Then .
Write , a two-sided ideal of . By the Lemma above it suffices to show that is right-invertible **in ** for every . In both cases , so ; let satisfy .
Case (1). Write with a left -submodule, and decompose with , . Since and both and are left -submodules, and . Then with , and directness of the sum forces . So is right-invertible in .
Case (2). Here is a unit of with two-sided inverse . For , applying to and using (as ) shows is also a two-sided inverse of . Inverses are unique, so for all , i.e. . Hence , and in particular it is right-invertible in .
Let be a unital ring homomorphism and view as an -bimodule through . Assume there are finitely many elements with
Then , and hence .
Put . By it is enough to show that annihilates every simple left -module . Every -module is an -module via . Pick ; simplicity gives , so by
so is a finitely generated left -module. Next, is an -submodule of : it is visibly an -submodule, and for each ,
using that centralises ; since the generate over , is stable under all of . Because is finitely generated over , Nakayama's Lemma gives . Simplicity of then forces , as required. The last assertion follows because is an ideal of .
The proof only used . So the centralising hypothesis in may be replaced by: for each there is a ring automorphism of with for all . Indeed is invariant under every automorphism of , so and the argument is unchanged.
Let be a commutative ring and an -algebra that is finitely generated as an -module. Then .
By definition of an -algebra over a commutative ring, the structure map sends into the centre of , so any set of -module generators of centralises the image of and applies.
Let be a finite group and a crossed product: is free as a left -module on units (, ) with for automorphisms of . Then
Indeed is free as a left -module on a basis containing , so is a direct summand of and gives ; and is generated by finitely many twisted-centralising elements, so gives , hence . For infinite only the first inclusion survives.
**Descent fails without .** Take . Then but . In particular is not a direct summand of as a -module, and is not a fixed ring of automorphisms of .
Ascent fails without finiteness. Take . Then while . Here is generated over by central elements, but not by finitely many. The same phenomenon appears for , where is free over but of infinite rank: Snapper's Theorem shows .
Proof Techniques and Method
The transferable moves in these proofs.
Project the inverse back
If splits as over , an equation can be truncated to its -component. Any left -linear retraction does the same job.
Average, or use uniqueness
For a fixed ring one does not average — one observes that the inverse of a -fixed element is -fixed, because inverses are unique. This avoids any need for to be invertible.
Make the simple module finitely generated
Cyclic over plus finitely many -module generators of gives finitely generated over , which is the hypothesis Nakayama needs. Then a proper submodule of a simple module must be zero.
Move 2 is the reason has no characteristic restriction. Averaging arguments — the usual tool for fixed rings — require to be invertible and would fail in modular situations; uniqueness of inverses does not.
Which inclusion can I hope to prove for my extension ?
Worked Example
Group algebras of a subgroup
Let be a field, groups, and . As a left -module, is free on a set of right coset representatives, one of which may be taken to be ; so applies and for arbitrary . If in addition and the coset representatives centralise — automatic when is abelian — then gives the reverse inclusion.
Take , and . Setting and , one has and in characteristic , and
Both are local rings. is the augmentation ideal , of dimension over , and , of dimension . Intersecting,
Descent and ascent both hold, so the two radicals match on the nose.
Sanity check on nilpotence: but , consistent with being a -dimensional local algebra.
A fixed ring
Let be a field with , , and let where . Then with . Here , so
confirming . Note that no averaging was needed in the proof, and indeed the same computation in characteristic — where becomes the identity and — still satisfies the conclusion trivially.
Process and Workflow
Comparison and Classification
| summand of | a fixed ring | Finitely many centralising generators | Conclusion available | |
|---|---|---|---|---|
| yes | no | no | descent only | |
| , infinite | yes | no | no | descent only |
| yes | no | yes | both | |
| yes | no | yes | both | |
| , finite | yes | partial | yes | both |
| , infinite | yes | no | no | descent only |
| no | no | no | none — descent fails | |
| no | no | no | none — ascent fails | |
| , | yes | partial | yes | both |
Which hypothesis holds for which extension
| Descent | Ascent – | |
|---|---|---|
| Conclusion | ||
| Structural input | a left -linear retraction, or a fixed-point description | finitely many generators twisting by automorphisms |
| Main tool | uniqueness or truncation of an inverse | Nakayama's Lemma on a simple -module |
| Finiteness required | no | yes, essentially |
| Injectivity of required | yes (it is a subring) | no |
| Typical failure | localisations | infinite polynomial or group extensions |
Relationship Map
These two propositions are the load-bearing lemmas for the rest of the change-of-rings stream.
- and — descent and ascent
- used to prove
- : , with equality for algebraic
- the step inside Amitsur's Theorem
- via the central scalar matrices
- specialise to
- : module-finite algebras over a commutative base
- finite crossed products and skew group rings
- group algebras of subgroups of finite index
- do not give
- any control of in terms of
- equality without both hypotheses
- used to prove
Applications and Industry Use
Applications here means where this structure is used — inside mathematics and in the engineering and computing disciplines that consume it.
Restriction to subgroups
Descent along is the algebraic content of restricting modular representations: the radical of the big group algebra cannot contribute anything to the subgroup algebra beyond its own radical.
Crossed products and control theory
Skew group rings and crossed products model symmetry and time-variation; says the radical behaves as in the untwisted case whenever the twisting group is finite.
Reducing to a smaller ring
Computer algebra systems compute radicals of module-finite algebras by descending to a commutative base and applying to control the answer from below.
Codes over extensions
Codes over a ring that is module-finite over a commutative inherit the radical filtration of through , which is how chain-ring code constructions transfer between base and extension.
As with most radical theory, the honest summary is internal: these are the lemmas that make the later theorems provable, and they are used inside proofs far more often than they are quoted in applications.
Design Considerations
Design considerations here means the choices made when modelling a problem with these algebraic structures.
- Choose the extension to be free. When you are free to design the ambient ring — a crossed product, a scalar extension, a matrix ring — arrange it to be free as a module over the base with in the basis. That single choice buys descent for nothing.
- Prefer finite index. Ascent is a finiteness statement. Modelling a symmetry by a finite group gives ; modelling it by an infinite group gives only half of that.
- Twisting is free, commuting is not needed. means skew constructions cost nothing: behaves like for these purposes.
- Fixed rings versus quotients. If a construction can be presented either as a fixed ring or as a quotient, prefer the fixed-ring presentation: descent is then automatic and needs no invertibility of .
- Watch localisation. Inverting elements is the standard way to destroy both hypotheses at once; radical information does not survive it.
Failure Modes and Common Mistakes
- Do not assume and share an identity by default; if the statement of is not the one proved here.
- Do not assume a subring of a semiprimitive ring is semiprimitive: is a counterexample, and is exactly the hypothesis that rules it out.
- Do not read as . Take a field and any finite-dimensional algebra with nonzero radical: the left side is .
- Do not apply when the generators only normalise a subring rather than twisting itself by automorphisms; the hypothesis in is about automorphisms of .
- Do not forget that is an ideal of — the descent proofs need that, and it is what allows a one-sided inverse to suffice.
Quick Reference
| Extension | Descent | Ascent |
|---|---|---|
| yes | yes | |
| , | yes | yes |
| yes | no | |
| , | yes | yes |
| no | no |
Frequently Asked Questions
Why does the fixed-ring case need no hypothesis on the group?
Because the argument uses uniqueness of two-sided inverses rather than averaging. If is fixed by and is its inverse, then is also its inverse, hence equals . No finiteness of , and no invertibility of , is needed — which is what makes the result usable in modular situations.
Is always an ideal of ?
Yes. It is the intersection of the subring with a two-sided ideal of , so it is closed under addition and under multiplication by elements of on both sides. This matters: the descent proofs only produce a one-sided inverse, and the ideal property is what converts that into genuine radical membership.
Can ascent hold without any finiteness?
Sometimes, but not for structural reasons. For instance holds although is not a finitely generated -module — that comes from the power series geometric expansion, not from . What asserts is a general theorem, and its counterexamples show the finiteness cannot be removed from the general statement.
How is used inside Amitsur's Theorem?
To compare with , where adjoins a -th root of unity. is a free -module of finite rank on central elements, so gives and gives the reverse contraction, yielding — the identity that lets the root-of-unity automorphism be exploited.
Does ever give equality?
Only accidentally. Take a field and a finite-dimensional -algebra with : then . Equality holds, for example, when , where .
What happens for localisations?
Neither inclusion holds in general. For and , descent fails; for and , ascent fails. Both hypotheses of this page are lost when elements are inverted, and no general replacement is known.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §5, results (5.6)–(5.9) (pp. 74–77).
- D. S. Passman, A Course in Ring Theory, Wadsworth & Brooks/Cole, 1991, Part III.
- D. S. Passman, The Algebraic Structure of Group Rings, Wiley-Interscience, 1977, Chapters 7 and 8.
- N. Jacobson, Structure of Rings, American Mathematical Society Colloquium Publications 37, revised edition, 1964, Chapter I.
- L. H. Rowen, Ring Theory, Volume I, Academic Press, 1988, Chapter 2.
AI Suggested Questions
- Prove that is invariant under every ring automorphism of , and identify where that is used in Remark .
- For a finite group with invertible in , show that and explain what fails in the modular case.
- Does hold if is only assumed to be a direct summand of as a right module?
- Give an example of rings with a finitely generated -module for which strictly contains .
- How do these results extend to rings without identity, where the quasi-regularity definition of the radical is primary?
- Work out the analogue of for the Levitzki radical and the upper nilradical.
- What can be said about in terms of when is integral over a central subring ?
