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ArticlePublished 8 Aug 202618 min readBy Kevin Jogin
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Engineering Mathematics Core Change of rings

Radical under Ring Extensions

Two one-way results control the radical across a ring extension: a splitting or fixed-point hypothesis forces RradSradR, and generation by finitely many centralising elements forces i(radR)radS.

Page ID
KEVOS-ENG-MATH-NCR-0040
Taxonomy
ENG / ENG-MATH
Collection
noncommutative-rings-core
Source
(5.6)–(5.9), §5 (pp. 74–77)
Reviewed
2026-08-08
Version
1.0.0

Executive Summary

Given RS, neither radical determines the other. What can be proved are one-way inclusions under specific hypotheses, and Lam isolates two of them. Descent (5.6): if RR is a direct summand of RS, or if R is the fixed ring of a group of automorphisms of S, then RradSradR. Ascent (5.7): if S is generated as a left R-module by finitely many elements centralising the image of R, then i(radR)radS.

The hypotheses are genuinely different and are needed for different reasons. Descent needs a way to project S back onto R; ascent needs finiteness, because it runs on Nakayama's Lemma. The polynomial extension RR[t] satisfies the first and fails the second — which is exactly why radR can die in R[t] while RradR[t] stays inside radR.

RradSradRDescent, under (5.6)
i(radR)radSAscent, under (5.7)
FinitenessWhat ascent really needs
BothGives radR=RradS

Overview

The change-of-rings problem for the Jacobson radical has three natural formulations, and it is worth keeping them apart:

  • Contraction. How does RradS compare with radR?
  • Extension. How does (radR)S compare with radS?
  • Quotient control. Does radS lie inside the ideal of S generated by RradS?

No implication holds in general. The two theorems of this page each supply one direction of the first two questions; the third is much harder and is answered only in special cases, such as Amitsur's Theorem for S=R[T].

Both results are used immediately: together they prove radR=RradRK for finite field extensions in The Radical under Field Extension of Scalars, and they are the two lemmas invoked in the roots-of-unity step of Amitsur's Theorem.

Learning Objectives

  • State both alternatives of (5.6) and explain what each provides in the proof.
  • Prove descent in the direct summand case using the projection SR.
  • Prove descent in the fixed-ring case using uniqueness of inverses.
  • Prove ascent (5.7) by showing radR annihilates every simple left S-module.
  • Recognise when the twisted hypothesis of (5.8) applies, as for crossed products with finite groups.
  • Give counterexamples to each inclusion when its hypothesis is removed.

Definitions

RS
A unital subring: S is a ring, R a subring, and the two share the same identity element.
i:RS
A unital ring homomorphism, not assumed injective. It makes S an (R,R)-bimodule; rs means i(r)s.
RR a direct summand of RS
There is a left R-submodule T of S with S equal to the direct sum of R and T; equivalently a left R-linear projection S onto R fixing R.
SG
The fixed ring of a group G of ring automorphisms of S: all s in S with g(s) = s for every g in G.
Skew group ring RG
Free as a left R-module on units u_g indexed by G, with multiplication determined by u_g r equal to sigma_g(r) u_g for automorphisms sigma_g of R.

The radical is left-right symmetric, so all statements may be read on either side; the proofs below use whichever side is convenient.

Core Concepts

One-sided invertibility is enough

Both descent proofs produce only a one-sided inverse inside R, and that is sufficient. The reason is a small lemma worth recording separately.

LemmaIdeal test for radical membership

Let 𝔄 be a two-sided ideal of a ring R such that 1a is right-invertible in R for every a𝔄. Then 𝔄radR.

Proof

Fix a𝔄. For any xR we have ax𝔄, so 1ax is right-invertible. By the right-hand form of the characterisation (4.1) — legitimate because radR=radRop by the symmetry (4.3)(4.4) — this says precisely that aradR.

Note RradS is always a two-sided ideal of R: it is the intersection of R with a two-sided ideal of S. So the lemma is exactly the tool the descent proofs need.

Why ascent is harder

Membership in radS must be tested against all simple left S-modules, and there is no reason for a simple S-module to be simple, or even small, over R. The device in (5.7) is to show it is at least finitely generated over R: a simple S-module is cyclic, M=Sa, and if S=jRxj then M=jR(xja) is generated by n elements. Nakayama then forbids (radR)M=M, and simplicity upgrades that to (radR)M=0.

M simple over SM cyclic over SM finitely generated over RJMM by NakayamaJM is an S-submodule, so JM=0

The centralising hypothesis is used in exactly one place: to know JM is an S-submodule and not merely an R-submodule. That is why it can be relaxed to a twisting condition.

Key Results

Proposition(5.6)Descent of the radical

Let RS be rings with the same identity, and assume either

  1. as a left R-module, RR is a direct summand of RS; or
  2. there is a group G of ring automorphisms of S with R=SG={sS:g(s)=s for all gG}.

Then RradSradR.

Proof

Write 𝔄=RradS, a two-sided ideal of R. By the Lemma above it suffices to show that 1r0 is right-invertible **in R** for every r0𝔄. In both cases r0radS, so 1r0U(S); let sS satisfy (1r0)s=1.

Case (1). Write S=RT with T a left R-submodule, and decompose s=r+t with rR, tT. Since 1r0R and both R and T are left R-submodules, (1r0)rR and (1r0)tT. Then 1=(1r0)r+(1r0)t with 1R, and directness of the sum forces (1r0)r=1. So 1r0 is right-invertible in R.

Case (2). Here 1r0 is a unit of S with two-sided inverse s. For gG, applying g to (1r0)s=s(1r0)=1 and using g(1r0)=1r0 (as r0R=SG) shows g(s) is also a two-sided inverse of 1r0. Inverses are unique, so g(s)=s for all g, i.e. sSG=R. Hence 1r0U(R), and in particular it is right-invertible in R.

Proposition(5.7)Ascent of the radical

Let i:RS be a unital ring homomorphism and view S as an (R,R)-bimodule through i. Assume there are finitely many elements x1,,xnS with

S=Rx1++Rxn,xji(r)=i(r)xj for all rR,1jn.
(5.7a)

Then i(radR)radS, and hence (radR)SradS.

Proof

Put J=radR. By (4.1) it is enough to show that i(J) annihilates every simple left S-module M. Every S-module is an R-module via i. Pick 0aM; simplicity gives M=Sa, so by (5.7a)

M=(j=1nRxj)a=j=1nR(xja),

so M is a finitely generated left R-module. Next, JM is an S-submodule of M: it is visibly an R-submodule, and for each j,

xj(JM)=(xjJ)M=(Jxj)MJM,

using that xj centralises i(R); since the xj generate S over R, JM is stable under all of S. Because M0 is finitely generated over R, Nakayama's Lemma (4.22) gives JMM. Simplicity of SM then forces JM=0, as required. The last assertion follows because radS is an ideal of S.

Remark(5.8)Twisting is allowed

The proof only used xjJJxj. So the centralising hypothesis in (5.7a) may be replaced by: for each j there is a ring automorphism σj of R with xji(r)=i(σj(r))xj for all rR. Indeed radR is invariant under every automorphism of R, so xjJ=σj(J)xj=Jxj and the argument is unchanged.

Corollary(5.9)Module-finite algebras

Let R be a commutative ring and S an R-algebra that is finitely generated as an R-module. Then (radR)SradS.

Proof

By definition of an R-algebra over a commutative ring, the structure map sends R into the centre of S, so any set of R-module generators of S centralises the image of R and (5.7) applies.

CorollaryEquality for finite crossed products

Let G be a finite group and S=RG a crossed product: S is free as a left R-module on units ug (gG, u1=1) with ugr=σg(r)ug for automorphisms σg of R. Then

radR=Rrad(RG).
(5.9a)

Indeed S is free as a left R-module on a basis containing 1, so RR is a direct summand of RS and (5.6)(1) gives RradSradR; and S=gGRug is generated by finitely many twisted-centralising elements, so (5.8) gives radRradS, hence radRRradS. For G infinite only the first inclusion survives.

CounterexampleBoth inclusions can fail

**Descent fails without (5.6).** Take R=S=(p). Then radR=0 but RradS=p(p)=p0. In particular is not a direct summand of (p) as a -module, and is not a fixed ring of automorphisms of (p).

Ascent fails without finiteness. Take R=(p)S=. Then radR=p(p)0 while radS=0. Here S is generated over R by central elements, but not by finitely many. The same phenomenon appears for RR[t], where R[t] is free over R but of infinite rank: Snapper's Theorem shows rad(p)[t]=0.

Proof Techniques and Method

The transferable moves in these proofs.

Move 1

Project the inverse back

If S splits as RT over R, an equation (1r0)s=1 can be truncated to its R-component. Any left R-linear retraction SR does the same job.

Move 2

Average, or use uniqueness

For a fixed ring one does not average — one observes that the inverse of a G-fixed element is G-fixed, because inverses are unique. This avoids any need for |G| to be invertible.

Move 3

Make the simple module finitely generated

Cyclic over S plus finitely many R-module generators of S gives finitely generated over R, which is the hypothesis Nakayama needs. Then a proper submodule of a simple module must be zero.

Move 2 is the reason (5.6)(2) has no characteristic restriction. Averaging arguments — the usual tool for fixed rings — require |G| to be invertible and would fail in modular situations; uniqueness of inverses does not.

Which inclusion can I hope to prove for my extension RS?

S is free or projective over R with 1 in a basisDescent: RradSradR by (5.6)(1). Group rings, crossed products and scalar extensions of algebras are all of this type.
R=SG for a group of automorphismsDescent again, by (5.6)(2), with no finiteness or characteristic hypothesis on G.
S is a finitely generated R-module with centralising generatorsAscent: (radR)SradS by (5.7), or by (5.8) if the generators only twist R by automorphisms.
S is a localisation, or infinitely generatedNeither, in general. Expect the failures illustrated by (p) and (p); a special theorem such as Amitsur's is then required.

Worked Example

Group algebras of a subgroup

Let k be a field, GH groups, and S=kHR=kG. As a left kG-module, kH is free on a set of right coset representatives, one of which may be taken to be 1; so (5.6)(1) applies and kGrad(kH)rad(kG) for arbitrary H. If in addition [H:G]< and the coset representatives centralise kG — automatic when H is abelian — then (5.7) gives the reverse inclusion.

Take k=𝔽2, H=C2×C2={1,a,b,ab} and G={1,a}. Setting x=1+a and y=1+b, one has x2=1+a2=0 and y2=0 in characteristic 2, and

kHk[x,y]/(x2,y2),kGk[x]/(x2).
(E.1)

Both are local rings. rad(kH) is the augmentation ideal (x,y), of dimension 3 over 𝔽2, and rad(kG)=(x), of dimension 1. Intersecting,

kGrad(kH)={λ+μa:λ+μ=0}={0,1+a}=rad(kG),
(E.2)

Descent and ascent both hold, so the two radicals match on the nose.

Sanity check on nilpotence: rad(kH)3=0 but rad(kH)2=(xy)0, consistent with kH being a 4-dimensional local algebra.

A fixed ring

Let k be a field with chark2, S=k[x]/(x4), and let G={id,σ} where σ(x)=x. Then R=SG=k[x2]/(x4)k[y]/(y2) with y=x2. Here radS=(x), so

RradS=(y)=radR,
(E.3)

confirming (5.6)(2). Note that no averaging was needed in the proof, and indeed the same computation in characteristic 2 — where σ becomes the identity and R=S — still satisfies the conclusion trivially.

Process and Workflow

Fix the direction you needContraction or extension? They are separate theorems with separate hypotheses; deciding first avoids proving the wrong one.
Look for a retractionIs S free or projective over R with 1 part of a basis? Then descent is available at once.
Count generatorsIs S a finitely generated R-module? If yes, check whether generators centralise or merely twist R; either suffices for ascent.
CombineWith both, conclude radR=RradS and transport computations across the extension.
If neither holds, look for a special theoremPolynomial extensions need Amitsur; transcendental scalar extensions need (5.15); localisations need direct analysis.

Comparison and Classification

Which hypothesis holds for which extension
RR summand of RSR a fixed ringFinitely many centralising generatorsConclusion available
RR[t]yesnonodescent only
RR[T], T infiniteyesnonodescent only
RR[x]/(xn)yesnoyesboth
RMn(R)yesnoyesboth
RRG, G finiteyespartialyesboth
RR[G], G infiniteyesnonodescent only
(p)nonononone — descent fails
(p)nonononone — ascent fails
RRkK, [K:k]<yespartialyesboth

Which hypothesis holds for which extension

The two theorems side by side
Descent (5.6)Ascent (5.7)(5.8)
ConclusionRradSradRi(radR)radS
Structural inputa left R-linear retraction, or a fixed-point descriptionfinitely many generators twisting R by automorphisms
Main tooluniqueness or truncation of an inverseNakayama's Lemma on a simple S-module
Finiteness requirednoyes, essentially
Injectivity of RS requiredyes (it is a subring)no
Typical failurelocalisationsinfinite polynomial or group extensions

Relationship Map

These two propositions are the load-bearing lemmas for the rest of the change-of-rings stream.

  • (5.6) and (5.7) — descent and ascent
    • used to prove
      • (5.14): RradRKradR, with equality for algebraic K/k
      • the step J1S=J inside Amitsur's Theorem (5.10B)
      • radMn(R)Mn(radR) via the central scalar matrices
    • specialise to
      • (5.9): module-finite algebras over a commutative base
      • finite crossed products and skew group rings
      • group algebras of subgroups of finite index
    • do not give
      • any control of radS in terms of RradS
      • equality without both hypotheses
(5.6) + (5.7)radR=RradSradical computations transfer between R and S

Applications and Industry Use

Applications here means where this structure is used — inside mathematics and in the engineering and computing disciplines that consume it.

Group representation theory

Restriction to subgroups

Descent along kGkH is the algebraic content of restricting modular representations: the radical of the big group algebra cannot contribute anything to the subgroup algebra beyond its own radical.

Skew polynomial constructions

Crossed products and control theory

Skew group rings and crossed products model symmetry and time-variation; (5.8) says the radical behaves as in the untwisted case whenever the twisting group is finite.

Computation

Reducing to a smaller ring

Computer algebra systems compute radicals of module-finite algebras by descending to a commutative base and applying (5.9) to control the answer from below.

Coding theory

Codes over extensions

Codes over a ring S that is module-finite over a commutative R inherit the radical filtration of R through (radR)SradS, which is how chain-ring code constructions transfer between base and extension.

As with most radical theory, the honest summary is internal: these are the lemmas that make the later theorems provable, and they are used inside proofs far more often than they are quoted in applications.

Design Considerations

Design considerations here means the choices made when modelling a problem with these algebraic structures.

  • Choose the extension to be free. When you are free to design the ambient ring — a crossed product, a scalar extension, a matrix ring — arrange it to be free as a module over the base with 1 in the basis. That single choice buys descent for nothing.
  • Prefer finite index. Ascent is a finiteness statement. Modelling a symmetry by a finite group gives radR=Rrad(RG); modelling it by an infinite group gives only half of that.
  • Twisting is free, commuting is not needed. (5.8) means skew constructions cost nothing: R[x;σ]/(xn) behaves like R[x]/(xn) for these purposes.
  • Fixed rings versus quotients. If a construction can be presented either as a fixed ring SG or as a quotient, prefer the fixed-ring presentation: descent is then automatic and needs no invertibility of |G|.
  • Watch localisation. Inverting elements is the standard way to destroy both hypotheses at once; radical information does not survive it.

Failure Modes and Common Mistakes

  • Do not assume R and S share an identity by default; if 1R1S the statement of (5.6) is not the one proved here.
  • Do not assume a subring of a semiprimitive ring is semiprimitive: (p) is a counterexample, and (5.6) is exactly the hypothesis that rules it out.
  • Do not read (5.9) as (radR)S=radS. Take R a field and S any finite-dimensional algebra with nonzero radical: the left side is 0.
  • Do not apply (5.7) when the generators only normalise a subring rather than twisting R itself by automorphisms; the hypothesis in (5.8) is about automorphisms of R.
  • Do not forget that RradS is an ideal of R — the descent proofs need that, and it is what allows a one-sided inverse to suffice.

Quick Reference

(5.6)(1)RR a summand of RS RradSradR
(5.6)(2)R=SG RradSradR
(5.7)S=j=1nRxj with xj centralising i(R) i(radR)radS
(5.8)Enough that xji(r)=i(σj(r))xj for automorphisms σj of R
(5.9)R commutative, S module-finite (radR)SradS
Both togetherradR=RradS
Key tool (descent)Uniqueness of inverses; ideal test for radical membership
Key tool (ascent)Nakayama's Lemma (4.22)
Standard extensions and what holds
ExtensionDescentAscent
RMn(R)yesyes
RRG, |G|<yesyes
RR[T]yesno
RRkK, [K:k]<yesyes
RS1Rnono

Frequently Asked Questions

Why does the fixed-ring case need no hypothesis on the group?

Because the argument uses uniqueness of two-sided inverses rather than averaging. If 1r0 is fixed by G and s is its inverse, then g(s) is also its inverse, hence equals s. No finiteness of G, and no invertibility of |G|, is needed — which is what makes the result usable in modular situations.

Is RradS always an ideal of R?

Yes. It is the intersection of the subring R with a two-sided ideal of S, so it is closed under addition and under multiplication by elements of R on both sides. This matters: the descent proofs only produce a one-sided inverse, and the ideal property is what converts that into genuine radical membership.

Can ascent hold without any finiteness?

Sometimes, but not for structural reasons. For instance radRradR[[x]] holds although R[[x]] is not a finitely generated R-module — that comes from the power series geometric expansion, not from (5.7). What (5.7) asserts is a general theorem, and its counterexamples show the finiteness cannot be removed from the general statement.

How is (5.7) used inside Amitsur's Theorem?

To compare S=R[t] with S1=R1[t], where R1=R[ξ]/(1+ξ++ξp1) adjoins a p-th root of unity. S1 is a free S-module of finite rank on central elements, so (5.7) gives radSradS1 and (5.6)(1) gives the reverse contraction, yielding SradS1=radS — the identity that lets the root-of-unity automorphism be exploited.

Does (5.9) ever give equality?

Only accidentally. Take R=k a field and S a finite-dimensional k-algebra with radS0: then (radR)S=0radS. Equality holds, for example, when S=Mn(R), where radMn(R)=Mn(radR)=(radR)Mn(R).

What happens for localisations?

Neither inclusion holds in general. For R= and S=(p), descent fails; for R=(p) and S=, ascent fails. Both hypotheses of this page are lost when elements are inverted, and no general replacement is known.

References

  1. T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §5, results (5.6)–(5.9) (pp. 74–77).
  2. D. S. Passman, A Course in Ring Theory, Wadsworth &amp; Brooks/Cole, 1991, Part III.
  3. D. S. Passman, The Algebraic Structure of Group Rings, Wiley-Interscience, 1977, Chapters 7 and 8.
  4. N. Jacobson, Structure of Rings, American Mathematical Society Colloquium Publications 37, revised edition, 1964, Chapter I.
  5. L. H. Rowen, Ring Theory, Volume I, Academic Press, 1988, Chapter 2.

AI Suggested Questions

  • Prove that radR is invariant under every ring automorphism of R, and identify where that is used in Remark (5.8).
  • For a finite group G with |G| invertible in R, show that rad(RG)=(radR)G and explain what fails in the modular case.
  • Does (5.6) hold if RR is only assumed to be a direct summand of SR as a right module?
  • Give an example of rings RS with S a finitely generated R-module for which RradS strictly contains radR.
  • How do these results extend to rings without identity, where the quasi-regularity definition of the radical is primary?
  • Work out the analogue of (5.7) for the Levitzki radical and the upper nilradical.
  • What can be said about radS in terms of RradS when S is integral over a central subring R?
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