Executive Summary
Commutative algebra defines a prime ideal by an element condition: forces or . Transplanted verbatim to a noncommutative ring this condition is far too strong — it would make fail to have prime, even though is simple. Lam's definition tests ideals rather than elements, and shows that this single change produces a notion with five equivalent faces, one of which is again an element condition: .
Everything else in this section — -systems, the radical , semiprime ideals, the lower nilradical — is built on top of the test. It is the workhorse.
Overview
Let be a ring with identity; ideal always means two-sided ideal unless the word left or right appears. For ideals the product is the additive group generated by all with , , and is again an ideal. Primeness is a statement about that product.
The definition of a prime ideal. Note that is excluded, exactly as in the commutative theory.
Two things are worth noticing immediately. First, the condition is symmetric in left and right: no side is preferred, so primeness is a genuinely two-sided notion and passes unchanged to . Second, it is a condition about the ideal lattice, so it is invariant under any isomorphism of ideal lattices — which is why is prime if and only if is prime.
The quotient formulation is often the most convenient: is prime exactly when is a prime ring, meaning that the zero ideal of is prime. Prime rings are the noncommutative substitute for integral domains, and they are the subject of Prime and Semiprime Rings.
Learning Objectives
- State and explain why the element condition is not used.
- Prove the chain of implications in .
- Apply the test to decide whether is prime in and in .
- Show that every maximal ideal of is prime.
- Separate prime from completely prime with an explicit ring.
- Determine the complete list of prime ideals of the upper triangular ring .
Definitions
An ideal of a ring is prime if and, for all ideals , implies or .
- The ideal generated by . Because we have , so is the smallest ideal containing .
- Finite sums with , ; always when both are ideals.
- Completely prime
- or ; equivalently is a domain. Strictly stronger than prime.
- Prime ring
- with prime; equivalently forces or .
- The set of prime ideals of . For noncommutative it is a set with an inclusion order and a Zariski-style topology, but it is not a functor in the commutative sense.
Rings have an identity and are not assumed commutative. The zero ring has no prime ideals, since the only ideal equals the ring.
Core Concepts
Why ideals rather than elements
Take for a field . Then while neither matrix unit is zero, so would fail an element test. But is simple: its only ideals are and , and , so satisfies . Declaring to have no prime ideals at all would destroy the theory before it starts; the ideal-theoretic definition keeps simple rings prime, as they should be.
The general principle: in a noncommutative ring, zero-divisors are cheap and carry no structural information, whereas the vanishing of a whole product of ideals does.
From ideals back to elements
The gain of is that primeness can still be tested one element pair at a time — provided the test is rather than . Inserting the whole ring between and is precisely the repair that makes the condition insensitive to accidental zero products.
Reading the chain left to right is the content of the proof of : each condition looks weaker than the last, and the cycle closes because a left ideal is squeezed between and .
Maximal ideals and the centre
Every maximal ideal is prime — proved below — so a nonzero ring always has prime ideals, by Zorn's Lemma. Contracting to the centre also behaves: if is prime in then is a prime ideal of the commutative ring , because for central one has .
Key Results
Let be a ring with identity and let be an ideal. The following are equivalent:
- is prime;
- for , implies or ;
- for , implies or ;
- for left ideals of , implies or ;
- for right ideals of , implies or .
**(1) (2).** and are ideals, so this is a special case of the definition.
**(2) (3).** Suppose . Then , since is an ideal. Now apply (2).
**(3) (4).** Let be left ideals with and suppose ; fix . For any we have , hence . By (3) and we get . Thus .
**(4) (1).** Every ideal is in particular a left ideal.
For run the same argument on the other side: if are right ideals, and , then gives , so again . Hence (3) (1) as well.
Let be a maximal element of the set of proper ideals of a ring . Then is prime. In particular every nonzero ring possesses at least one prime ideal.
Let be ideals with and . By maximality , so
If this would give , contradicting properness. Hence , which is . Existence of a maximal ideal follows from Zorn's Lemma, the union of a chain of proper ideals being proper because it omits .
If is prime and for ideals , then or . Indeed , and applies. The same argument shows that a finite intersection of ideals is contained in only if one of them is.
In with a field, is prime — is simple — but with , so is not completely prime and is not a domain. Conversely every completely prime ideal is prime: if then in particular .
For an ideal , the ideal is prime in if and only if is prime in : the correspondence theorem is multiplicative on ideals. Consequently the prime ideals of containing are in order-preserving bijection with the prime ideals of — the fact used repeatedly in The Radical of an Ideal as an Intersection of Primes.
Proof Techniques and Method
How these proofs work, and which move to reuse.
Insert the ring
To convert an element statement into an ideal statement, sandwich: . Every implication (2) (3) in this section is this one line.
Fix a witness outside
To prove , pick a single and test each against it. One witness suffices — this is why one-sided ideals can be handled without a one-sided hypothesis.
Comaximality squares
If then . Expanding a product of sums of ideals and absorbing every term that meets is the standard route from maximality to primeness.
A fourth move, deferred to the next page, replaces existence arguments by Zorn's Lemma applied to ideals disjoint from an -system; that is how prime ideals are produced rather than merely recognised.
Worked Example
The prime ideals of the upper triangular ring
Let be a field and let be the ring of upper triangular matrices over . Write for the matrix units. The complete list of ideals of is
consists of the matrices with zero second row, of those with zero first column.
Step 1: the zero ideal is not prime
Compute . For we get and hence . So with both elements nonzero: by , is not prime. is not a prime ring.
Step 2: the two maximal ideals are prime
via and via . Both quotients are fields, so and are maximal, hence prime by the proposition above.
Step 3: is not prime
A direct product: , so while neither nor lies in . Hence fails .
Sanity check on the test at : take and ; then , so , consistent with primeness.
Comparison and Classification
| Test on an ideal | Commutative meaning | Noncommutative name | Quotient |
|---|---|---|---|
| or | prime | completely prime | domain |
| or | prime | prime | prime ring |
| or | prime | prime | prime ring |
| radical | not equivalent to semiprime | reduced | |
| radical | semiprime | semiprime ring |
| prime | completely prime | semiprime | |
|---|---|---|---|
| yes | yes | yes | |
| yes | no | yes | |
| (free algebra) | yes | yes | yes |
| no | no | no | |
| no | no | yes | |
| no | no | yes | |
| no | no | no |
Is the zero ideal prime, completely prime, semiprime?
The second and fourth rows are the two lessons: a prime ring may be riddled with zero-divisors, and a ring with no nonzero nilpotent ideals need not be prime.
Relationship Map
Each arrow is strict. In the ideal is prime but not maximal; in the ideal is semiprime but not prime, being the intersection of the two maximal ideals; and the zero ideal of is not even semiprime, since .
- prime — equivalent formulations
- ideal-theoretic
- or
- same for left ideals
- same for right ideals
- element-theoretic
- or
- or
- complement-theoretic
- is an -system
- is maximal among ideals missing some -system
- quotient-theoretic
- is a prime ring
- ideal-theoretic
The complement-theoretic line is developed in m-Systems and the Characterisation of Prime Ideals; the quotient line is used throughout Prime and Semiprime Rings.
Applications and Industry Use
Applications here means where this structure is used — inside mathematics and in the engineering and computing disciplines that consume it.
Goldie's theorem
A semiprime right Goldie ring has a semisimple artinian classical right ring of quotients, and a prime Goldie ring has a simple artinian one. Primeness is the hypothesis that makes the quotient ring simple rather than merely semisimple.
Primitive spectra
For enveloping algebras of Lie algebras and for quantised coordinate rings, classifying the prime and primitive ideals is the substitute for describing a variety. The prime spectrum carries the geometry when there are no points.
Ideal arithmetic
Non-commutative Gröbner basis packages (Plural in Singular, GBNP in GAP) compute products and intersections of two-sided ideals — the operations that the definition of primeness is phrased in.
Prime C*-algebras
A C*-algebra is prime exactly when any two nonzero closed two-sided ideals intersect nontrivially; primeness is the algebraic shadow of irreducibility of the associated representation theory.
Honest summary: prime ideals are infrastructure. Their engineering payoff is indirect and arrives through Goldie's theorem, through the classification of simple modules, and through the computer algebra that both of these enable.
Standards and Notation
Standards here covers notation, symbol and markup standards, and reference implementations, rather than material or design codes.
GAP (GBNP), Singular:Plural, Magma for two-sided ideal arithmetic in finitely presented algebras.Failure Modes and Common Mistakes
- Do not assume a prime ring has no zero-divisors — is the standing counterexample.
- Do not assume every prime ideal is maximal, or that maximal left ideals are prime: primeness is a property of two-sided ideals only.
- Do not expect a workable localisation at a prime. Inverting requires an Ore condition, which generally fails; this is the deepest difference from commutative algebra.
- Do not confuse prime ideal with prime element; the latter has no standard noncommutative meaning.
- Do not conclude from and that unless and really are ideals — for arbitrary additive subgroups the implication is false.
Historical Notes and Lessons Learned
- 1929Krull's prime idealsKrull consolidates the theory of prime ideals in commutative rings, including the characterisation of the radical of an ideal as an intersection of primes.
- 1943Baer's radical idealsBaer studies radical ideals in general rings and introduces what becomes the lower nilradical, forcing a usable noncommutative notion of prime.
- 1949McCoy's prime ideals in general ringsMcCoy gives the definition by products of ideals together with the m-system machinery, and proves the intersection theorem in full generality.
- 1951Levitzki on the lower radicalLevitzki relates prime ideals to the lower radical and to nil one-sided ideals, tying the two strands of the theory together.
- 1958–1960Goldie's theoremsGoldie characterises the rings with a semisimple artinian classical quotient ring, making semiprime and prime rings central objects of noncommutative Noetherian theory.
The methodological lesson is the same one that produced the Jacobson radical: when a commutative definition breaks, do not weaken it — restate it at the level of ideals, where the noncommutativity has nowhere to hide, then look for the element-level shadow it casts. Here that shadow is .
Quick Reference
| If the ring is… | Use | Reference |
|---|---|---|
| simple | is prime automatically | (10.2), paragraph after |
| commutative | the usual test | (10.2)(3) with |
| a matrix ring | reduce to primes of | (10.20) |
| given by generators | test on generators | (10.2)(3) |
| a quotient | primes of = primes of containing | correspondence |
Frequently Asked Questions
Why not simply define to be prime when has no zero-divisors?
Because that notion — completely prime — is too rare to support a theory. Matrix rings over fields would have no prime ideals whatsoever, the intersection theorem would fail, and there would be no sensible lower nilradical. Completely prime ideals remain useful, but as a special class inside the primes rather than as the basic notion.
Is a prime ideal of prime as a left ideal, or maximal among something?
Neither. Primeness is defined only for two-sided ideals and refers to products of ideals; there is no useful notion of a prime left ideal in this sense. Prime ideals are, however, exactly the ideals maximal with respect to being disjoint from some -system, which is the closest available maximality description.
Does every prime ideal contain a minimal prime?
Yes. A Zorn's Lemma argument on chains of primes descending from works because the intersection of a descending chain of prime ideals is prime: if lies in the intersection but neither factor does, some member of the chain fails primeness. Minimal primes exist over any ideal.
How do prime ideals interact with the centre?
Contraction works: is prime in , since for central . Extension does not: a prime of need not extend to a prime of , and different primes of often contract to the same prime of the centre.
Can I localise at the complement of a prime ideal?
Only if satisfies the Ore condition, which is a genuine restriction; for Noetherian rings it holds for a class of primes studied under the name localisable primes. The failure of localisation is why noncommutative algebraic geometry cannot simply glue affine pieces.
Why does the definition exclude ?
For the same reason is not a prime number: with the implication in is vacuously true, and admitting it would break the statement that a radical ideal is the intersection of the primes above it. Note the contrast with semiprime ideals, where is deliberately allowed as the empty intersection.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §10 (pp. 163–181).
- N. H. McCoy, “Prime ideals in general rings”, American Journal of Mathematics 71 (1949), 823–833.
- K. R. Goodearl and R. B. Warfield, Jr., An Introduction to Noncommutative Noetherian Rings, 2nd edition, London Mathematical Society Student Texts 61, Cambridge University Press, 2004, Chapters 3 and 6.
- L. H. Rowen, Ring Theory, Volume I, Academic Press, 1988, Chapter 2.
- N. Jacobson, Structure of Rings, American Mathematical Society Colloquium Publications 37, revised edition, 1964.
AI Suggested Questions
- Show that the intersection of a descending chain of prime ideals is prime, and deduce the existence of minimal primes.
- Give an example of a prime ideal of a noncommutative ring whose contraction to a subring is not prime.
- Which prime ideals of a Noetherian ring are localisable, and what is the Ore condition needed?
- Compute the prime ideals of the Weyl algebra in characteristic zero and in characteristic .
- How does the prime spectrum of compare with that of , as ordered sets and as topological spaces?
- Explain the relationship between prime ideals and primitive ideals, and give a prime ideal that is not primitive.
- State Goldie's theorem precisely and show where primeness rather than semiprimeness is used.
