Executive Summary
Four constructions build new rings from a given ring by adjoining a variable: the polynomial ring , the formal power series ring , the Laurent polynomial ring and the Laurent series ring . They differ in exactly one respect that matters — which elements become invertible.
Adjoining to polynomially adds nothing to the unit group when is a domain. Completing to power series makes every series with unit constant term invertible. Inverting as well makes every nonzero series invertible when is a division ring — which is why the Laurent construction is a machine for producing new division rings, and why Hilbert used its twisted version to build the first noncommutative ordered division ring.
Overview
Let be a ring with identity, not assumed commutative, and let be a family of independent variables. The standing convention in this collection is that the variables commute with the coefficients: for every . Relaxing exactly that convention is what produces the twisted constructions treated in Skew Polynomial Rings and Hilbert's Twist.
With the convention in force, a formal power series is a formal sum of homogeneous components, one in each degree:
Multiplication is formal: the degree- component of is , a finite sum.
In one variable this is the familiar with . The Laurent series ring loosens the bound on the left rather than the right: negative exponents are permitted, but only finitely many of them.
These rings are the standard supply of examples throughout the subject: supplies a noetherian ring with zero radical, supplies a local ring whose radical is nonzero and not nil, and supplies division rings that are not fields once the twist of the next page is added.
Learning Objectives
- Construct , , and over an arbitrary ring and identify the inclusions between them.
- Prove the unit criterion for formal power series and explain why solving one-sided equations suffices.
- Prove that is a division ring when is, using the order function.
- Compute and contrast it with .
- Give a ring and a unit of that does not lie in .
- State the chain conditions inherited by each construction from .
Definitions
Let be a ring and a family of independent variables, taken pairwise commuting or not, but in all cases commuting with the elements of . The ring has as elements the formal sums in which each is a *homogeneous polynomial of degree * in the with coefficients in . Addition is componentwise and multiplication is the formal one, which is well defined because each degree of receives contributions from only finitely many pairs.
For a ring , denotes the set of formal series with such that for all but finitely many . Multiplication is formal, with central. The condition that the negative part is finite is what makes each coefficient of a product a finite sum.
- For a nonzero polynomial, the largest with . Undefined (or ) for .
- For a nonzero series, the least with ; set . On this takes values in .
- The Laurent polynomial ring: series in with only finitely many nonzero coefficients. It is -graded.
- Constant term
- The degree-zero component of . The unit criterion says invertibility of in depends on alone.
- -adic filtration
- The descending chain with intersection zero, which makes a complete filtered ring.
Throughout, ring means ring with identity, and denotes the group of two-sided invertible elements.
Core Concepts
Degree and order run in opposite directions
A polynomial ring is graded from below and bounded above; a power series ring is bounded below and unbounded above. That single asymmetry drives everything. Degree gives a -grading and hence a wealth of homogeneous components to compare; order gives a filtration whose associated topology is complete, so infinite processes converge.
The second identity requires to be a domain; it fails in , where .
Why the constant term decides everything
To invert one must solve for the unknowns . The equation in degree reads : the unknown of highest index appears only once, multiplied on the left by . So the system is triangular, and it is solvable by recursion precisely when can be cancelled — that is, when .
The last arrow is the only one requiring care in a noncommutative ring: right-invertibility does not imply invertibility in general. Here it does, because the same recursion run on the other side produces a left inverse, and an element with a left and a right inverse is a unit.
Inverting
In the element is a non-unit — its constant term is . The passage to formally inverts it, and this is the entire content of the Laurent construction: every nonzero factors as with and having nonzero constant term. If is a division ring that constant term is a unit, so is a unit, and is a unit by fiat.
Key Results
Let be a ring and the formal power series ring, the variables commuting with . For , one has if and only if .
Necessity. The map sending to is a surjective ring homomorphism (set every variable to ). Ring homomorphisms carry units to units, so forces .
Sufficiency. Suppose and look for with . Comparing homogeneous components of degree gives
Set and, recursively, . Each is a homogeneous element of degree , and each is determined by finitely many earlier ones, so is a well-defined element of with .
The same argument applied to the equations — now solving from the left, using — produces with . Then , so is a two-sided inverse and .
Let be a division ring. Then the Laurent series ring is a division ring. Consequently the construction may be iterated, producing division rings of iterated Laurent series.
since in . Let be nonzero and put , so that with . Because is central and invertible in ,
Since is a division ring, , so by ; a unit of the subring is in particular a unit of . As as well, is a product of two units, hence a unit. Every nonzero element of is therefore invertible.
For any ring , the formal power series ring in one central variable satisfies
In particular is a local ring if and only if is, and for a division ring, .
**().** Let have and let be arbitrary. The constant term of is , and because the radical is a two-sided ideal, so . By , . Since this holds for every , the element lies in .
**().** Let and let be arbitrary. Then , so by its constant term lies in . As was arbitrary, .
If is a domain then , and is again a domain. If instead is commutative, then is a unit of if and only if and are nilpotent.
For the first claim, if is a domain the leading coefficient of a product is the product of the leading coefficients, so . From we get , so and . The same additivity shows has no zero divisors.
The commutative statement is the classical criterion. Sufficiency: a nilpotent element of a commutative ring added to a unit stays a unit, and is nilpotent in when all are. Necessity: reduce modulo an arbitrary prime ideal of ; the image of is a unit of the polynomial ring over the domain , so by the first part . As was arbitrary, the lie in the nilradical.
If is left noetherian then so are , and — the first by the Hilbert Basis Theorem, the second by its power series analogue, the third because is a central unit so the ring is a central localisation. None of them is ever artinian for : the chain never stabilises. See Chain Conditions.
Proof Techniques and Method
How these proofs work, and which move to reuse.
Three moves carry all the arguments above, and all three recur in the twisted constructions.
Triangular recursion on components
Comparing homogeneous components turns one equation in into a countable triangular system over . The unknown of highest index appears once, so a single invertible coefficient unlocks the whole system.
Run the recursion on both sides
A one-sided inverse is not enough in a noncommutative ring. Solve on the left as well, then use to identify the two solutions.
Normalise by a power of the variable
Factor out to reduce a Laurent question to a power series question with nonzero constant term. This is the standard reduction for any valuation-like function.
Move 3 is where completeness is quietly used: the reduction is legitimate only because the order is a genuine integer, which is exactly the finitely many negative terms clause in the definition of .
Worked Example
Inverting a quadratic in
Take and . Its constant term is , so is a unit. The recursion of the proof gives , , and for .
the Fibonacci numbers with . Check the coefficient of : .
Note that is not a unit of : it has degree , and . Completion has genuinely enlarged the unit group.
A unit of outside
Take , which is not reduced: . Then
So , in agreement with the commutative unit criterion: is nilpotent.
The order function at work in
Let , so . Then has constant term , hence is a unit of ; multiplying its inverse by inverts . Explicitly , with .
Process and Workflow
Which one-variable extension of do you need?
Comparison and Classification
| Ring | Typical element | Units when is a domain | when is a field |
|---|---|---|---|
| all when is a division ring |
| -graded | yes | no | yes | no |
|---|---|---|---|---|
| Complete for the -adic filtration | no | yes | no | yes |
| Local ring | no | yes | no | yes |
| Every nonzero element invertible | no | no | no | yes |
| Noetherian | yes | yes | yes | yes |
| Artinian | no | no | no | yes |
Structural properties, a field
Relationship Map
The four rings sit in a square of inclusions, with completion running one way and localisation the other.
- Adjoining a variable to — four routes
- keep commuting with
- , , , — this page
- the radical of is described by Amitsur's theorem, treated in Radical of Polynomial Rings
- twist by an endomorphism
- and — Skew Polynomial Rings and Hilbert's Twist
- and , requiring to be an automorphism
- twist by a derivation
- — differential polynomial rings, with the Weyl algebra as the leading case
- keep commuting with
Standards and Notation
Standards here covers notation, symbol and markup standards, and reference implementations, rather than material or design codes.
PowerSeriesRing, LaurentSeriesRing, LaurentPolynomialRingPowerSeriesRing, LaurentSeriesRing; Macaulay2 works with truncations onlyComputational Notes
Computational notes cover algorithms, cost and library behaviour rather than manufacturing process.
Formal series are infinite objects, so every implementation works with truncations and tracks the precision explicitly.
- Naive inversion by the recursion of costs coefficient operations to precision .
- Newton iteration doubles the correct precision at each step and costs , where is the cost of one multiplication; with FFT multiplication this is near-linear. The identity requires the coefficients to commute with the series, so it is a commutative technique.
- Composition, reversion and exponentiation of series all reduce to multiplication and inversion; the Brent–Kung algorithm gives composition in for commutative coefficient rings.
- Laurent series are stored as a valuation together with a power series; arithmetic normalises the valuation after every operation, which is the practical form of Move 3.
- Equality of two formal series is not decidable from truncations alone. Systems compare to a declared precision and warn rather than assert.
Failure Modes and Common Mistakes
- requires to be a domain. In the product vanishes.
- is never artinian for , so results proved for artinian rings do not transfer. Its radical is nonzero and contains no nonzero nilpotent — the standard counterexample to radical implies nil.
- For finitely many commuting variables , but this iterated description is unavailable for infinitely many variables, where the two candidate definitions genuinely differ.
- The unit criterion says nothing about . The radical of a polynomial ring is a genuinely hard invariant — see Radical of Polynomial Rings.
Quick Reference
| Element of | |||
|---|---|---|---|
| unit | unit | unit | |
| not a unit | not a unit | unit | |
| not a unit | unit | unit | |
| not a unit | not a unit | unit | |
| never | never | never |
Frequently Asked Questions
Why does the unit criterion for not need to be commutative?
Because the recursion only ever divides by the constant term, and it can be run on either side. Solving from the left gives a right inverse; solving from the right gives a left inverse; the two coincide by associativity. Nowhere is a coefficient moved past another coefficient. The convention that commutes with is used, however, and dropping it changes the answer — see the skew case.
Is the field of fractions of ?
For a field, yes: is a discrete valuation ring and is its fraction field, obtained by inverting alone. For a division ring the same statement holds with fraction field replaced by Ore quotient ring, since is central the localisation is unproblematic.
Why is not nil?
The radical is for a field, and no nonzero element of it is nilpotent because is finite for every . This is the cleanest counterexample to the false implication radical implies nil; the true general statement runs the other way, every nil one-sided ideal lies in the radical.
What breaks if I allow infinitely many negative exponents?
Multiplication stops being defined. The coefficient of in a product is , and with unbounded negative support this is an infinite sum with no meaning in a bare ring. Any repair requires an ordering on the exponents together with a well-ordering condition on supports, which is precisely the Malcev–Neumann series construction.
Does inherit the noetherian property from ?
Yes for one variable, and for finitely many: if is left noetherian then so is . For infinitely many variables it fails, exactly as the Hilbert Basis Theorem fails for infinitely many variables. Artinian is never inherited by any of these constructions.
How much of this survives when no longer commutes with ?
The unit criterion survives in the form for any endomorphism , and the Laurent construction still yields a division ring provided is an automorphism. What changes is the ideal theory and the chain conditions: can be left noetherian without being right noetherian.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §1, examples (1.5) and (1.6) (pp. 8–10).
- T. Y. Lam, Exercises in Classical Ring Theory, 2nd edition, Problem Books in Mathematics, Springer-Verlag, 2003, Chapter 1.
- N. Jacobson, Structure of Rings, American Mathematical Society Colloquium Publications 37, revised edition, 1964.
- L. H. Rowen, Ring Theory, Volume I, Academic Press, 1988, Chapter 1.
- M. F. Atiyah and I. G. Macdonald, Introduction to Commutative Algebra, Addison-Wesley, 1969, Chapter 1 and Chapter 10 (completions).
- P. M. Cohn, Free Rings and Their Relations, 2nd edition, London Mathematical Society Monographs 19, Academic Press, 1985 (Malcev–Neumann series).
AI Suggested Questions
- Derive the Newton iteration for power series inversion and show it doubles precision at each step.
- For which commutative rings is a principal ideal ring?
- Prove that is the -adic completion of and describe the induced topology on .
- Compare the Malcev–Neumann series ring over an ordered group with the iterated Laurent construction.
- Give a ring for which is nonzero, and identify it using Amitsur's theorem.
- Why does the Hilbert Basis Theorem hold for but fail for ?
- Describe all ring endomorphisms of that fix pointwise.
