Overview
Almost every module that appears in D-module theory is finitely generated, and finite generation alone is a weak hypothesis. It is not inherited by submodules: a module can be generated by a single element and still contain a submodule that no finite list generates. The standard example is the polynomial ring in countably many variables. As a module over itself it is cyclic, generated by ; the ideal is a submodule of it that is not finitely generated, because any finite list of polynomials mentions only finitely many of the variables.
The repair is to build the missing stability into the hypothesis. A module is Noetherian when every submodule is finitely generated. This single condition is what makes the rest of the theory work: it is what allows induction on submodules, what makes algorithms terminate, and what will eventually let us attach a well-behaved good filtration, a dimension and a multiplicity to a module over the Weyl algebra.
The page proves the standard equivalence: being Noetherian is the same as the ascending chain condition (increasing chains of submodules stop) and the same as the maximal condition (every non-empty family of submodules has a maximal member). The three formulations are used interchangeably in practice, and each is convenient for a different kind of argument: finite generation for constructing things, the chain condition for proving termination, the maximal condition for extremal arguments of the form "take a counterexample maximal with respect to ...".
This is the foundation stone for the rest of the chapter. From here, the behaviour of the property in short exact sequences gives the closure rules, Noetherian rings supply the examples through Hilbert's basis theorem, and the graded-to-filtered transfer carries the property from a polynomial ring up to the Weyl algebra.
Definition
Throughout, is an associative ring with and modules are left -modules; every statement has a right-handed twin obtained by reversing the side on which acts.
Finitely generated module
A left -module is finitely generated if there are with
Equivalently, there is a surjective homomorphism of left -modules.
Noetherian moduleCoutinho (8.1)
A left -module is Noetherian if every submodule is finitely generated. Taking shows that a Noetherian module is itself finitely generated.
The two chain formulations
satisfies the ascending chain condition (ACC) if for every chain of submodules
there is a with for all . satisfies the maximal condition if every non-empty set of submodules of has an element that is properly contained in no element of .
The family must be non-empty
The maximal condition is stated in some texts, including the source for this collection, without the words "non-empty". As written that is false for trivial reasons: the empty family of submodules has no member at all, maximal or otherwise. The hypothesis is intended and is used in every application. It is restored here.
Core Concepts
Why finite generation alone is fragile
Finite generation passes to quotients without trouble: if and , then the images of the generate . It does not pass to submodules. The failure is not exotic; it is exactly what happens when the ring itself is too large, and it is the reason the definition quantifies over all submodules rather than assuming finite generation of alone.
Three views of the same condition
The three formulations say the same thing in three different languages.
- Finite generation of submodules is the constructive form. It is what you use when you need to produce data: a finite list of generators for a submodule, a presentation, a Gröbner basis.
- The ascending chain condition is the dynamic form. It says that a process which repeatedly enlarges a submodule cannot run forever. This is the form that proves algorithms terminate.
- The maximal condition is the extremal form. It licenses arguments that begin "among all submodules with property , choose one that is maximal", which is how many structure theorems are set up.
Noetherian induction
The maximal condition is what makes Noetherian induction valid. To prove that every submodule of a Noetherian module has a property , it suffices to show that if every submodule strictly containing has , then has . If the set of submodules failing were non-empty it would have a maximal member, and that member would then have after all. This is the reverse of ordinary induction: one climbs the lattice of submodules rather than the integers.
Where the property comes from in practice
Almost no module is checked against the definition directly. The property is imported: one shows the ring is Noetherian, and then every finitely generated module over it is automatically Noetherian. That chain of reasoning is completed on the Noetherian rings page, and for the Weyl algebra it is completed on the page proving P1 Noetherian.
Construction and Proof
The three conditions are equivalentCoutinho (8.1.1)
Let be a left -module. The following are equivalent.
- Every submodule of is finitely generated.
- For every ascending chain of submodules of there is with for all .
- Every non-empty set of submodules of has a maximal element.
Proof
(1) implies (2)
Let be a chain and set . A union of a chain of submodules is a submodule: any two elements of lie in a common because the family is totally ordered, so is closed under addition, and it is visibly closed under the action of . By (1), for finitely many . Each lies in some ; take , so all the lie in . Then for ,
forcing equality throughout. The chain is constant from step on.
(2) implies (3)
Suppose has no maximal element. Pick . Since is not maximal there is with ; since is not maximal there is with ; and so on. This produces a strictly ascending chain that never becomes constant, contradicting (2).
(3) implies (1)
Let be a submodule and let be the set of all finitely generated submodules of . It is non-empty, since , so by (3) it has a maximal element . If , choose . Then is finitely generated, is contained in , and properly contains , contradicting maximality. Hence and is finitely generated.
A set-theoretic footnote
The step from (2) to (3) makes infinitely many successive choices and therefore uses the axiom of dependent choice; the same is true of most textbook proofs of this implication. The implications (1) (2) and (3) (1) are choice-free. Nothing in this collection turns on the distinction, but it is worth knowing that the equivalence is not a purely finitary statement.
Key Equations
The submodule generated by a subset is the smallest submodule containing it:
The module is Noetherian precisely when the assignment (a finite generating set) can always be made, that is when
The chain condition is the statement that the following union is always attained at a finite stage:
For the Weyl algebra the relevant instance, proved later in the chapter, reads
valid because is a Noetherian ring; the implication is false over a general ring.
Variable Definitions
- an associative ring with identity; modules are left -modules unless stated otherwise
- the module under discussion
- , ,
- submodules of
- the -th term of an ascending chain of submodules
- the union of an ascending chain, itself a submodule
- a non-empty set of submodules of , in the maximal condition
- the submodule of generated by a subset
- a field, usually of characteristic zero
- the -th Weyl algebra over , the running example of a non-commutative Noetherian ring
Properties and Behaviour
Immediate consequences of the definition
- A Noetherian module is finitely generated (take ).
- Every submodule of a Noetherian module is Noetherian, since its submodules are among those of .
- Every quotient of a Noetherian module is Noetherian: submodules of are of the form with , and generators of map onto generators of .
- A simple module, and more generally a module of finite length, is Noetherian.
Finite sums
If with and Noetherian submodules, then is Noetherian; by induction, a finite sum of Noetherian submodules is Noetherian, and a finite direct sum of Noetherian modules is Noetherian. The proof runs through the short exact sequence and is given on the exact sequence page.
Infinite direct sums fail
Finiteness in the previous statement cannot be dropped. Take as a -module: each summand is Noetherian, but the partial sums form a strictly ascending chain with no last term. Equivalently, above is a countable union of Noetherian pieces and is not Noetherian.
Noetherian induction
Let be Noetherian and let be a property of submodules. If for every submodule the implication " holds for every submodule strictly containing " " holds for " is valid, then holds for every submodule of . Indeed the set of submodules failing , if non-empty, has a maximal element ; every submodule strictly containing then satisfies , so does too - a contradiction.
Examples and Special Cases
Finite-dimensional vector spaces
Let be a field and let be a -vector space. Every subspace of is spanned by a basis, so is Noetherian if and only if every subspace has a finite basis, that is if and only if . A chain of subspaces of a space of dimension has at most distinct terms, which is the chain condition with an explicit bound.
An infinite-dimensional vector space is not Noetherian
In viewed as a -vector space, the subspaces of polynomials of degree less than form a strictly ascending chain that never stops, and itself is not finitely generated over . The claim, made loosely in some texts, that "vector spaces are Noetherian modules" is true only in the finite-dimensional case. Note the contrast: the same set is Noetherian as a module over , and is Noetherian as a module over the Weyl algebra because it is simple there. Being Noetherian is a property of the pair (ring, module), never of the underlying set.
Principal ideal domains
as a -module and as a -module are Noetherian: every submodule is an ideal, and every ideal is generated by one element. So is every ideal of regarded as a -module, since its submodules are again ideals.
The rationals over the integers
is not a Noetherian -module. The submodules generated by form a strictly ascending chain
which never becomes constant, since . Here the ring is Noetherian while the module is not: what fails is finite generation of , not any property of .
