Executive Summary
In a general ring, a preordering need not be the intersection of the orderings that contain it; the obstruction is that may fail to be division-closed, and one must pass to the division closure . In a division ring the obstruction evaporates. A preordering is a subgroup of by , so with gives at once.
The result is a clean two-part theorem : every preordering of a division ring is the intersection of the orderings containing it, and the adjunction of a new element collapses to , which is a preordering exactly when . The corollary identifies the totally positive elements with the sums of square-products, provided .
Overview
The classical model is Artin's theorem on formally real fields: a nonzero element of a formally real field is a sum of squares if and only if it is positive in every ordering of . Artin used exactly that statement in his solution of Hilbert's 17th problem. Generalising it has two separate difficulties, and division rings dispose of both.
- Which preorderings are intersections of orderings? In a general ring the answer is the division-closed ones, by . In a division ring every preordering qualifies.
- Which single elements can be forced positive? One adjoins to and asks whether the enlarged set is still a preordering. The general construction is a set of sums of complicated permuted products; over a division ring it is just .
Even powers of are squares and are absorbed into ; odd powers leave one factor on either side, which may be moved because is normal in .
The price of the noncommutative setting appears in : the answer is sums of square-products, not sums of squares. That the two genuinely differ is the content of in Formally Real Division Rings.
Learning Objectives
- Prove that a preordering of a division ring is division-closed and deduce .
- State in full and identify and – as its two inputs.
- Compute and characterise when it is a preordering.
- Prove : for , totally positive sum of square-products.
- Explain the failure of over a nonperfect field of characteristic .
- Apply the theorem to determine the orderings of and the totally positive elements of .
Definitions
For a preordering in a ring , the division closure is
and the same set is obtained using , or for some , or . One always has and . is division-closed when .
For a preordering in a ring and , denotes the set of all sums of elements with , and . It always satisfies the two preordering axioms except possibly .
- The weak preordering: all sums of square-products with .
- Totally positive
- lying in every ordering of . If has no ordering the condition is vacuous and every qualifies.
- The group of square-products, that is, the subgroup of generated by all squares.
- Maximal preordering
- A preordering maximal under inclusion; by these are exactly the orderings.
Throughout is a division ring and a preordering; by this means a subgroup of containing all squares and closed under addition.
Core Concepts
Division closure is automatic
Let be a preordering of and suppose for some . By , is a subgroup of , so and . Hence for every preordering, and the criterion of — *division-closed an intersection of orderings* — is satisfied by every preordering of a division ring.
This is the point at which division rings genuinely simplify the general theory. In a commutative ring the weak preordering need not be division-closed; Exercise 17.8 exhibits with .
Why collapses to
Each generator of is a permuted product of copies of , paired squares, and elements of . Sandwich elimination — the identity from Ordered Division Rings — converts the paired squares into factors lying in . If is even, is itself a square and the whole generator lies in ; if is odd, one factor survives and the generator lies in (equivalently in , since is normal in ). Adding up, .
The obstruction is a single equation
By , fails to be a preordering precisely when there is a relation with . In a division ring that reads , and since is a group the elements run over exactly . So the failure condition is the membership , and nothing more.
Key Results
Let be any preordering in a division ring . Then:
- is the intersection of all the orderings of containing ;
- for , the set is a preordering of if and only if .
(2). By , is a preordering unless there is an equation with ; the set satisfies the closure axioms in all cases, so the only possible failure is . Suppose such an equation holds. Then , and because is a subgroup of by ; hence . Conversely if with , then with , so and is not a preordering.
(1). Write for the intersection of all orderings ; at least one such exists, since extends to a maximal preordering by Zorn's Lemma and maximal preorderings are orderings by . Clearly . For the reverse inclusion, let with . Then , so by part (2) applied to the set is a preordering. Enlarge it to an ordering ; then and , so because . Hence .
This is the specialisation of : the division closure of equals the intersection of the orderings above , and here because a preordering of a division ring is a subgroup.
Let be a division ring with . An element is totally positive — that is, positive with respect to every ordering of — if and only if is a sum of square-products.
**Case 1: is formally real.** Then , the set of sums of square-products, is a preordering, and it is contained in every preordering, hence in every ordering. So the orderings containing are all the orderings of , and gives , which is precisely the set of totally positive elements.
**Case 2: is not formally real.** Then has no ordering at all, by , and every is vacuously totally positive; we must show every is a sum of square-products. Since we may divide by , and since is central the two elements commute with each other, so
By , is a sum of square-products, say . If then , and each is again a square-product; if the term is absent. Likewise is a square-product when and absent otherwise ( and cannot both vanish, since ). So is a sum of square-products.
Let , a nonperfect field of characteristic . No ordering exists ( forces characteristic ), so every element of is vacuously totally positive. But in characteristic the Frobenius identity makes the set of sums of squares equal to the set of squares , and . So is totally positive but not a sum of square-products, and fails.
For a field of characteristic , a nonzero is positive in every ordering of if and only if is a sum of squares. This is together with the fact that square-products in a commutative ring are squares.
Proof Techniques and Method
How these proofs work, and which move to reuse.
The pattern is Artin–Schreier's, executed three times in this section: to show an element is not in , build an ordering that excludes it.
Two features of the division-ring case make the argument shorter than in . Membership tests reduce to group membership because ; and the obstruction equation can be solved for , which is impossible in a ring with non-invertible elements.
Worked Example
A commutative case with two orderings
Take and , the sums of squares. The two field embeddings with give two orderings , and says .
| Element | ? | a preordering? | ||
|---|---|---|---|---|
| yes | yes (equals ) | |||
| no | yes; forces | |||
| no | yes; forces | |||
| no | no: it lies in |
The last row is the test of in action: , so and contains . Indeed is exactly the forbidden relation .
A noncommutative case where the corollary is vacuous but computable
Take . It is not formally real (), so every is vacuously totally positive, and Case 2 of must exhibit each as a sum of square-products. Follow the proof with :
Using ; note and commute with each other and with .
is a square and is a product of two squares, so is a sum of two square-products — as predicts.
Process and Workflow
You are given a preordering of a division ring and an element . Can be made positive?
The trichotomy is exhaustive because , and it is exactly the statement that is the intersection of the orderings above it: an element is undecided by precisely when some ordering above puts it on each side.
Comparison and Classification
| General ring | Commutative domain | Field | Division ring | |
|---|---|---|---|---|
| Every preordering is division-closed | no | no | yes | yes |
| orderings above | partial | partial | yes | yes |
| has the simple form | no | no | yes | yes |
| Totally positive sums of squares | no | no | yes | no |
| Totally positive sums of square-products | no | no | yes | yes |
What survives from the general theory of
The bottom two rows are the same statement for fields, because there a square-product is a square. The columns assume characteristic where the last two rows are concerned.
| Statement | General ring version | Division-ring version |
|---|---|---|
| Intersection of orderings | ||
| Which are intersections | the division-closed ones | all of them |
| Totally positive | with | |
| Failure of | with |
Relationship Map
The section is a two-step deduction: a structural fact about feeds a general theorem, and the general theorem yields the arithmetic corollary.
The bands classify *subsets of *, each class contained in the one outside it. The weak preordering is the smallest member of the third band, and by it is the intersection of every member of the fourth.
Standards and Notation
Standards here covers notation, symbol and markup standards, and reference implementations, rather than material or design codes.
Failure Modes and Common Mistakes
- Do not carry back to general rings. There it holds only after replacing by its division closure , and the gap is genuine — Exercise 17.8 gives a commutative example.
- Do not confuse * is a preordering* with * is positive in some ordering above *: the two are equivalent here, but only because Zorn's Lemma then produces the ordering. The construction never exhibits it.
- Do not assume the intersection of two orderings is an ordering. It is a preordering, generally of index or more, and the difference is exactly what measures.
- Do not use for a general ring ; the correct object there is the much larger set of sums of permuted products .
Quick Reference
| Condition | Meaning | Consequence |
|---|---|---|
| forced positive | for every ordering | |
| forced negative | is not a preordering | |
| undecided | orderings above exist on both sides |
Frequently Asked Questions
Why can a preordering fail to be an intersection of orderings in a general ring?
Because an intersection of orderings is always division-closed. Fix an ordering and suppose and but ; then , so , and adding gives , which is impossible. So every ordering — hence every intersection of orderings — is division-closed, and a preordering with cannot be such an intersection. says this is the only obstruction, and observes that in a division ring it never arises.
What exactly is the difference between and the subgroup generated by and ?
is required to be closed under addition as well as multiplication, so it is the smallest candidate preordering containing , not merely the smallest subgroup. Over a division ring the two happen to have the same description once one notes , but can contain and then fails to be a preordering at all, whereas a subgroup never contains .
Does say that totally positive elements form a group?
Yes, when : they equal , which by is a normal subgroup of closed under addition. In particular the inverse of a totally positive element is totally positive, and so is any conjugate of one — a fact used in the proof of Albert's theorem.
If has exactly one ordering, does that make an ordering?
Yes. By the weak preordering is the intersection of all orderings, so with a unique ordering we get . Equivalently, uniqueness of the ordering is the statement that already has index in . This is what happens for and for .
Is there a version of the intersection theorem for orderings of a domain that is not a division ring?
There is: holds for any ring, with replaced by . And by , an ordering of a domain extends uniquely to any ring of quotients, so if a domain embeds in a division ring of quotients one can often transfer the division-ring statement back. The catch is that a noncommutative domain need not have a ring of quotients at all.
Where is the noncommutativity actually felt in these proofs?
In two places. The description needs the normality of in , which comes from and ultimately from the commutator identity. And delivers square-products rather than squares, because need not be a square when .
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §17–§18, pp. 281–288.
- E. Artin, “Über die Zerlegung definiter Funktionen in Quadrate”, Abhandlungen aus dem Mathematischen Seminar der Universität Hamburg 5 (1927), 100–115.
- T. Y. Lam, The Algebraic Theory of Quadratic Forms, W. A. Benjamin, Reading, Massachusetts, 1973, Chapter 8.
- T. Y. Lam, Orderings, Valuations and Quadratic Forms, CBMS Regional Conference Series in Mathematics 52, American Mathematical Society, 1983.
- R. E. Johnson, “On ordered domains of integrity”, Proceedings of the American Mathematical Society 3 (1952).
- L. H. Rowen, Ring Theory, Volume I, Academic Press, 1988.
AI Suggested Questions
- Prove in full and identify precisely where invertibility is used to reach the form .
- Give a commutative example where the weak preordering is not division-closed, and compute its division closure.
- How many orderings does the rational function field have, and what is the intersection of all of them?
- Is the set of totally positive elements of a formally real division ring ever of finite index in ?
- Work out the analogue of for an ordered domain with a two-sided ring of quotients.
- Explain how Artin's solution to Hilbert's 17th problem uses the field case of .
- Does the space of orderings of a formally real division ring carry a useful topology, as the real spectrum does for fields?
