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Engineering Mathematics Advanced Ordered division rings

Preorderings in Division Rings

Because a preordering of a division ring is a subgroup of D, it is automatically division-closed — so every preordering is the intersection of the orderings above it, and away from characteristic 2 the totally positive elements are exactly the sums of square-products.

Page ID
KEVOS-ENG-MATH-NCR-0135
Taxonomy
ENG / ENG-MATH
Collection
noncommutative-rings-core
Source
(18.3)–(18.4), §18 (pp. 286–288)
Reviewed
2026-08-08
Version
1.0.0

Executive Summary

In a general ring, a preordering need not be the intersection of the orderings that contain it; the obstruction is that T may fail to be division-closed, and one must pass to the division closure T¯. In a division ring the obstruction evaporates. A preordering is a subgroup of D by (18.1), so atT with tT gives a=(at)t1T at once.

The result is a clean two-part theorem (18.3): every preordering of a division ring is the intersection of the orderings containing it, and the adjunction Tb of a new element b collapses to T+bT, which is a preordering exactly when bT. The corollary (18.4) identifies the totally positive elements with the sums of square-products, provided charD2.

Intersection theoremT={P:P an ordering,PT}
AdjunctionTb=T+bT=T+Tb
Extension testTb is a preordering iffbT
Totally positive=T(D) when charD2

Overview

The classical model is Artin's theorem on formally real fields: a nonzero element of a formally real field F is a sum of squares if and only if it is positive in every ordering of F. Artin used exactly that statement in his solution of Hilbert's 17th problem. Generalising it has two separate difficulties, and division rings dispose of both.

  • Which preorderings are intersections of orderings? In a general ring the answer is the division-closed ones, by (17.14). In a division ring every preordering qualifies.
  • Which single elements can be forced positive? One adjoins b to T and asks whether the enlarged set is still a preordering. The general construction Tb is a set of sums of complicated permuted products; over a division ring it is just T+bT.
Tb=T+bT=T+Tb,bD,
(18.3a)

Even powers of b are squares and are absorbed into T; odd powers leave one factor b on either side, which may be moved because T is normal in D.

The price of the noncommutative setting appears in (18.4): the answer is sums of square-products, not sums of squares. That the two genuinely differ is the content of (18.7) in Formally Real Division Rings.

Learning Objectives

  • Prove that a preordering of a division ring is division-closed and deduce T¯=T.
  • State (18.3) in full and identify (17.8) and (17.13)(17.14) as its two inputs.
  • Compute Tb=T+bT and characterise when it is a preordering.
  • Prove (18.4): for charD2, totally positive iff sum of square-products.
  • Explain the failure of (18.4) over a nonperfect field of characteristic 2.
  • Apply the theorem to determine the orderings of (2) and the totally positive elements of .

Definitions

Definition(17.12)Division closure

For a preordering T in a ring R, the division closure is

T¯={aR:atT for some tT},
(17.12)

and the same set is obtained using taT, or ab2T for some b0, or b2aT. One always has TT¯ and 0T¯. T is division-closed when T¯=T.

Definition(17.8)The adjunction Tb

For a preordering T in a ring R and b0, Tb denotes the set of all sums of elements per(bia12am2t1tn) with ajR{0}, tkT and i,m,n0. It always satisfies the two preordering axioms except possibly 0Tb.

T(D)
The weak preordering: all sums of square-products a12am2 with aiD.
Totally positive
aD lying in every ordering of D. If D has no ordering the condition is vacuous and every a qualifies.
Σ(D)
The group of square-products, that is, the subgroup of D generated by all squares.
Maximal preordering
A preordering maximal under inclusion; by (17.10) these are exactly the orderings.

Throughout D is a division ring and TD a preordering; by (18.1) this means a subgroup of D containing all squares and closed under addition.

Core Concepts

Division closure is automatic

Let T be a preordering of D and suppose atT for some tT. By (18.1), T is a subgroup of D, so t1T and a=(at)t1TTT. Hence T¯=T for every preordering, and the criterion of (17.14) — *division-closed iff an intersection of orderings* — is satisfied by every preordering of a division ring.

This is the point at which division rings genuinely simplify the general theory. In a commutative ring the weak preordering T(R) need not be division-closed; Exercise 17.8 exhibits R=[x1,,xn,y,z]/(x12++xn2yz) with T(R)T(R)¯.

Why Tb collapses to T+bT

Each generator of Tb is a permuted product of i copies of b, paired squares, and elements of T. Sandwich elimination — the identity aua=(au)2(u1)2u from Ordered Division Rings — converts the paired squares into factors lying in T. If i is even, bi=(bi/2)2 is itself a square and the whole generator lies in T; if i is odd, one factor b survives and the generator lies in bT (equivalently in Tb, since T is normal in D). Adding up, Tb=T+bT.

The obstruction is a single equation

By (17.8), Tb fails to be a preordering precisely when there is a relation t+bt=0 with t,tT. In a division ring that reads b=tt1, and since T is a group the elements tt1 run over exactly T. So the failure condition is the membership bT, and nothing more.

Key Results

Theorem(18.3)Intersection theorem for division rings

Let T be any preordering in a division ring D. Then:

  1. T is the intersection of all the orderings of D containing T;
  2. for bD, the set Tb=T+bT is a preordering of D if and only if bT.
Proof

(2). By (17.8), Tb is a preordering unless there is an equation t+bt=0 with t,tT; the set Tb satisfies the closure axioms in all cases, so the only possible failure is 0Tb. Suppose such an equation holds. Then b=tt1, and tt1T because T is a subgroup of D by (18.1); hence bT. Conversely if b=s with sT, then s+b1=0 with s,1T, so 0Tb and Tb is not a preordering.

(1). Write T for the intersection of all orderings PT; at least one such P exists, since T extends to a maximal preordering by Zorn's Lemma and maximal preorderings are orderings by (17.10). Clearly TT. For the reverse inclusion, let aD with aT. Then (a)=aT, so by part (2) applied to b=a the set Ta=T+(a)T is a preordering. Enlarge it to an ordering P; then PT and a=(a)1TaP, so aP because P(P)=. Hence aT.

This is the specialisation of (17.13): the division closure of T equals the intersection of the orderings above T, and here T¯=T because a preordering of a division ring is a subgroup.

Corollary(18.4)Totally positive elements

Let D be a division ring with charD2. An element aD is totally positive — that is, positive with respect to every ordering of D — if and only if a is a sum of square-products.

Proof

**Case 1: D is formally real.** Then T(D), the set of sums of square-products, is a preordering, and it is contained in every preordering, hence in every ordering. So the orderings containing T(D) are all the orderings of D, and (18.3)(1) gives T(D)=PP, which is precisely the set of totally positive elements.

**Case 2: D is not formally real.** Then D has no ordering at all, by (18.2), and every aD is vacuously totally positive; we must show every aD is a sum of square-products. Since charD2 we may divide by 2, and since 1 is central the two elements (1±a)/2 commute with each other, so

a=(1+a2)2(1a2)2=u2+(1)v2,u=1+a2,v=1a2.
(18.4a)

By (18.2), 1 is a sum of square-products, say 1=s1++sk. If v0 then (1)v2=s1v2++skv2, and each sjv2 is again a square-product; if v=0 the term is absent. Likewise u2 is a square-product when u0 and absent otherwise (u and v cannot both vanish, since u+v=1). So a is a sum of square-products.

CounterexampleCharacteristic 2 is genuinely excluded

Let F=𝔽2(s), a nonperfect field of characteristic 2. No ordering exists ((17.4) forces characteristic 0), so every element of F is vacuously totally positive. But in characteristic 2 the Frobenius identity (x+y)2=x2+y2 makes the set of sums of squares equal to the set of squares F2=𝔽2(s2), and sF2. So s is totally positive but not a sum of square-products, and (18.4) fails.

CorollaryArtin's theorem recovered

For a field F of characteristic 2, a nonzero aF is positive in every ordering of F if and only if a is a sum of squares. This is (18.4) together with the fact that square-products in a commutative ring are squares.

Proof Techniques and Method

How these proofs work, and which move to reuse.

The pattern is Artin–Schreier's, executed three times in this section: to show an element is not in T, build an ordering that excludes it.

Take the element you want to excludeGiven aT, the goal is an ordering PT with aP.
Adjoin its negativeForm Ta=T+(a)T. Part (2) of (18.3) says this is a preordering as soon as aT.
Maximalise with ZornA union of a chain of preorderings is a preordering, so a maximal one exists above Ta.
Invoke maximality(17.10): maximal preorderings are orderings. The resulting P contains a, hence excludes a.

Two features of the division-ring case make the argument shorter than in §17. Membership tests reduce to group membership because TD; and the obstruction equation t+bt=0 can be solved for b, which is impossible in a ring with non-invertible elements.

Worked Example

A commutative case with two orderings

Take F=(2) and T=T(F), the sums of squares. The two field embeddings ι±:F with 2±1.414 give two orderings P±, and (18.3) says T=P+P.

Testing elements of (2)
Element bι+(b)ι(b)bT?Tb a preordering?
3+22=(1+2)25.83>00.17>0yesyes (equals T)
1+22.41>00.41<0noyes; forces P+
122.41<00.41>0noyes; forces P
3225.83<00.17<0nono: it lies in T

The last row is the test of (18.3)(2) in action: b=3+22=(1+2)2T, so bT and Tb contains 0. Indeed (1+2)2+b1=0 is exactly the forbidden relation t+bt=0.

A noncommutative case where the corollary is vacuous but computable

Take D=. It is not formally real (1=i2), so every q is vacuously totally positive, and Case 2 of (18.4) must exhibit each q as a sum of square-products. Follow the proof with q=j:

u=1+j2,v=1j2,u2=1+2j+j24=j2,v2=12j+j24=j2,
(E.1)

Using j2=1; note u and v commute with each other and with j.

j=u2v2=u2+i2v2=j2+j2,
(E.2)

u2 is a square and i2v2 is a product of two squares, so j is a sum of two square-products — as (18.4) predicts.

Process and Workflow

You are given a preordering T of a division ring D and an element bD. Can b be made positive?

bTAlready positive in every ordering above T. Nothing to do; Tb=T.
bT and bTBoth Tb and Tb are preorderings. There are orderings above T making b positive and others making it negative — b is not decided by T.
bTbT, so Tb contains 0 and is not a preordering. Every ordering above T makes b negative.

The trichotomy is exhaustive because T(T)=, and it is exactly the statement that T is the intersection of the orderings above it: an element is undecided by T precisely when some ordering above T puts it on each side.

Start from T(D)Sums of square-products. If 0T(D), stop: D has no ordering.
List undecided elementsThose b with bT and bT. Each is a branch point in the ordering space.
Adjoin one at a timeReplace T by T+bT and repeat. Every choice sequence converges, by Zorn, to a maximal preordering.
Read off the orderingsMaximal preorderings are the orderings, and T is recovered as the intersection of all of them.

Comparison and Classification

What survives from the general theory of §17
General ringCommutative domainFieldDivision ring
Every preordering is division-closednonoyesyes
T= orderings above Tpartialpartialyesyes
Tb has the simple form T+bTnonoyesyes
Totally positive = sums of squaresnonoyesno
Totally positive = sums of square-productsnonoyesyes

What survives from the general theory of §17

The bottom two rows are the same statement for fields, because there a square-product is a square. The columns assume characteristic 2 where the last two rows are concerned.

Statements and where they come from
StatementGeneral ring versionDivision-ring version
Intersection of orderingsT¯=PTP (17.13)T=PTP (18.3)
Which T are intersectionsthe division-closed ones (17.14)all of them
Totally positiveb0 with ab2T(R) (17.15)aT(D) (18.4)
Failure of Tbt,tT with t+bt=0 (17.8)bT

Relationship Map

The section is a two-step deduction: a structural fact about T feeds a general theorem, and the general theorem yields the arithmetic corollary.

(18.1): TDT division-closed(17.14)(18.3): T=P(18.4): totally positive =T(D)
All subsets of Dno constraints
Subgroups containing Σ(D)closed under multiplication and inverses
Preorderings…and closed under addition; each equals the intersection of the orderings above it
Orderings…and of index 2 in D; these are exactly the maximal preorderings

The bands classify *subsets of D*, each class contained in the one outside it. The weak preordering T(D) is the smallest member of the third band, and by (18.3) it is the intersection of every member of the fourth.

Standards and Notation

Standards here covers notation, symbol and markup standards, and reference implementations, rather than material or design codes.

Division closureT¯ (Lam); some authors write T or T — the last clashes with the real radical of a preordering
AdjunctionTb for the preordering generated by T and b; T[b] appears in the quadratic-forms literature
Totally positivea0 in number theory; aPP here
Space of orderingsXF or SperF for fields; there is no standard notation for division rings
MarkupPresentation MathML per ISO/IEC 40314; relation symbols per ISO 80000-2
SoftwareSage and Magma expose real embeddings and totally positive tests for number fields; nothing analogous exists for division rings

Failure Modes and Common Mistakes

  • Do not carry (18.3) back to general rings. There it holds only after replacing T by its division closure T¯, and the gap is genuine — Exercise 17.8 gives a commutative example.
  • Do not confuse *Tb is a preordering* with *b is positive in some ordering above T*: the two are equivalent here, but only because Zorn's Lemma then produces the ordering. The construction never exhibits it.
  • Do not assume the intersection of two orderings is an ordering. It is a preordering, generally of index 4 or more, and the difference is exactly what (18.3) measures.
  • Do not use T+bT for a general ring R; the correct object there is the much larger set of sums of permuted products per(bia12am2t1tn).

Quick Reference

SettingD a division ring, TD a preordering, hence a subgroup by (18.1)
Division closureT¯=T always
Intersection theoremT={P:PT an ordering}
AdjunctionTb=T+bT=T+Tb
TestTb is a preordering iffbT
Totally positivecharD2: totally positive iff sum of square-products
Field caseArtin: totally positive iff sum of squares
ExcludedcharD=2; nonperfect fields break (18.4)
Trichotomy for an element bD against a preordering T
ConditionMeaningConsequence
bTforced positivebP for every ordering PT
bTforced negativeTb is not a preordering
bT(T)undecidedorderings above T exist on both sides

Frequently Asked Questions

Why can a preordering fail to be an intersection of orderings in a general ring?

Because an intersection of orderings is always division-closed. Fix an ordering P and suppose atP and tP but aP; then aP, so (a)tPPP, and adding gives 0=at+(a)tP, which is impossible. So every ordering — hence every intersection of orderings — is division-closed, and a preordering with T¯T cannot be such an intersection. (17.14) says this is the only obstruction, and (18.3) observes that in a division ring it never arises.

What exactly is the difference between Tb and the subgroup generated by T and b?

Tb is required to be closed under addition as well as multiplication, so it is the smallest candidate preordering containing T{b}, not merely the smallest subgroup. Over a division ring the two happen to have the same description T+bT once one notes b2T, but Tb can contain 0 and then fails to be a preordering at all, whereas a subgroup never contains 0.

Does (18.4) say that totally positive elements form a group?

Yes, when charD2: they equal T(D), which by (18.1) is a normal subgroup of D closed under addition. In particular the inverse of a totally positive element is totally positive, and so is any conjugate of one — a fact used in the proof of Albert's theorem.

If D has exactly one ordering, does that make T(D) an ordering?

Yes. By (18.3) the weak preordering is the intersection of all orderings, so with a unique ordering P we get T(D)=P. Equivalently, uniqueness of the ordering is the statement that T(D) already has index 2 in D. This is what happens for and for .

Is there a version of the intersection theorem for orderings of a domain that is not a division ring?

There is: (17.13) holds for any ring, with T replaced by T¯. And by (17.17), an ordering of a domain extends uniquely to any ring of quotients, so if a domain embeds in a division ring of quotients one can often transfer the division-ring statement back. The catch is that a noncommutative domain need not have a ring of quotients at all.

Where is the noncommutativity actually felt in these proofs?

In two places. The description Tb=T+bT=T+Tb needs the normality of T in D, which comes from (18.1) and ultimately from the commutator identity. And (18.4) delivers square-products rather than squares, because a2b2 need not be a square when abba.

References

  1. T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, &#167;17&#8211;&#167;18, pp. 281&#8211;288.
  2. E. Artin, &#8220;&#220;ber die Zerlegung definiter Funktionen in Quadrate&#8221;, Abhandlungen aus dem Mathematischen Seminar der Universit&#228;t Hamburg 5 (1927), 100&#8211;115.
  3. T. Y. Lam, The Algebraic Theory of Quadratic Forms, W. A. Benjamin, Reading, Massachusetts, 1973, Chapter 8.
  4. T. Y. Lam, Orderings, Valuations and Quadratic Forms, CBMS Regional Conference Series in Mathematics 52, American Mathematical Society, 1983.
  5. R. E. Johnson, &#8220;On ordered domains of integrity&#8221;, Proceedings of the American Mathematical Society 3 (1952).
  6. L. H. Rowen, Ring Theory, Volume I, Academic Press, 1988.

AI Suggested Questions

  • Prove (17.8) in full and identify precisely where invertibility is used to reach the form bT.
  • Give a commutative example where the weak preordering is not division-closed, and compute its division closure.
  • How many orderings does the rational function field (t) have, and what is the intersection of all of them?
  • Is the set of totally positive elements of a formally real division ring ever of finite index in D?
  • Work out the analogue of (18.3) for an ordered domain with a two-sided ring of quotients.
  • Explain how Artin's solution to Hilbert's 17th problem uses the field case of (18.4).
  • Does the space of orderings of a formally real division ring carry a useful topology, as the real spectrum does for fields?
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