Executive Summary
Two questions are settled here. First, is the passage from squares to square-products in the Szele–Pickert criterion a real phenomenon or a technicality? answers with an explicit family: in with , a sum of squares vanishes only trivially, yet for suitable the element is a sum of square-products. So can be a sum of square-products while failing to be a sum of squares.
Second, what do formally real division rings look like? Albert's theorem answers sharply: the centre is **algebraically closed in **. Every element of algebraic over is central. Consequently a formally real division ring that is algebraic over a central subfield — in particular any centrally finite one — is a field . Noncommutative formally real division rings are necessarily infinite-dimensional over their centres.
Overview
Recall from Ordered Division Rings that is formally real when is not a sum of square-products, equivalently when is not, equivalently — by — when admits an ordering. Two directions of study open up.
- How badly can formal reality fail? Measured by the level : the least with a sum of square-products. For fields Pfister proved in 1965 that is always a power of , and every power of occurs. For division rings the answer is completely different: Scharlau and Tschimmel showed in 1983 that every positive integer occurs.
- What does formal reality force? Albert's 1940 theorem: the centre is algebraically closed in . This is a genuine restriction with no commutative content — for a field it says nothing at all.
Both halves rest on the ordering machinery. The level computations use the twisted series construction of Constructing Ordered Division Rings with a deliberately order-reversing twist; Albert's theorem uses the fact that an ordering of a division ring is a normal subgroup of , so conjugates of a positive element are positive.
Learning Objectives
- Set up with , , and compute leading terms of squares.
- Prove : in forces all .
- Prove : if then is a sum of square-products.
- State and explain which extra input makes optimal.
- Prove Albert's theorem using and the normality of the cone.
- Deduce and explain why Hilbert's example must be centrally infinite.
Definitions
For a division ring that is not formally real, the level is the least integer such that is a sum of square-products in . For formally real one sets .
- Formal Laurent series in over a field ; here is always formally real.
- Twisted Laurent series in over , with .
- In this section, the automorphism of fixing pointwise with , for a fixed .
- Algebraically closed in
- is algebraically closed in if every satisfying a nonzero polynomial over lies in .
- Centrally finite
- . Contrast centrally infinite, the situation forced on formally real noncommutative examples.
A division ring of characteristic that is algebraic over its centre need not be centrally finite in general; the point of is that formal reality collapses both notions to commutativity.
Core Concepts
The twist that breaks formal reality
Fix a formally real field and . Let and let fix pointwise with . Form , so that
The scalar is realised as a multiplicative commutator inside , therefore as a square-product by the identity .
This is the whole mechanism. Any element of that we can arrange to be a commutator becomes a square-product in , no matter how negative it is in . Choosing negative therefore injects negativity into the group of square-products — while, as the next paragraph shows, the additive structure of squares is untouched.
Why sums of squares still cannot vanish
Leading-term arithmetic controls squares in at two levels. If with nonzero, then . Summing over with a common lowest exponent gives a leading coefficient in ; repeating the computation one level down with produces , and because is formally real.
Conjugates of a positive element are positive
By an ordering is a normal subgroup of . So if and then . Since an ordering is also closed under addition and misses , a sum of conjugates of a positive element can never be — the exact contradiction that drives Albert's theorem.
Key Results
Let be a formally real field, , and let where fixes pointwise and satisfies . Then:
- if in (a finite sum), then ; in particular is not a sum of squares in ;
- if for some nonzero , then is a sum of square-products in , so is not formally real.
(2). From we get , and the commutator identity of rewrites this as , a product of three squares, hence a square-product. Substituting and rearranging,
A sum of square-products: one genuine three-fold product and ordinary squares.
(1). Suppose with the not all zero. Let be the least -exponent occurring in any and write , so that and some . Multiplying out and using ,
Now repeat the same manoeuvre inside . Let be the least -exponent occurring in any and write with and some . Since fixes and sends to , we have , so
Because is formally real and the are not all zero, ; and . Hence is a nonzero element of , so by the sum is a nonzero element of — contradiction. Finally, if were a sum of squares, say , then with a nonzero summand, contradicting what has just been proved.
In the situation of , assume in addition that is not a sum of squares of elements of . Then the representation is a shortest representation of as a sum of square-products in ; that is, .
The proof, which Lam omits, combines leading-term calculations like those in with a nontrivial fact about fields: over any field, the product of a sum of squares and a sum of squares is a sum of squares. To realise a given level one needs a formally real with not a sum of squares; by a theorem of Cassels, with independent indeterminates works.
Let be a formally real division ring with centre . Then is algebraically closed in : every that is algebraic over lies in .
Since is formally real it has an ordering by , hence by and . Let be algebraic over and suppose, for a contradiction, that . Its minimal polynomial over , say , then has degree .
Put , legitimate because and is central. Substituting into the minimal equation and expanding, the coefficient of becomes , so the minimal polynomial of over has the form
Degree , with vanishing coefficient in degree . Also : otherwise .
Let be the conjugacy class of in . It is algebraic over with minimal polynomial , so Wedderburn's factorisation theorem applies and gives elements with
Comparing coefficients of on both sides and using gives .
Now use the ordering. Fix an ordering . Since , either or . Suppose . Each is a conjugate , and is a normal subgroup of by , so every ; then by additive closure, contradicting the fact that this sum is . If instead , apply the same argument to , whose conjugates are the and which again sum to . Either way we have a contradiction, so .
Albert originally stated the result for ordered division rings. The ordering appears only inside the proof; the conclusion mentions none. Stating the hypothesis as formally real — legitimate once is available — is the sharper formulation, because formal reality is an intrinsic arithmetic condition on .
Let be a formally real division ring that is an algebraic division algebra over a field — that is, every element of is algebraic over . Then is a field. In particular, any formally real centrally finite division ring is a field.
Every is algebraic over , hence over the larger field . By , . So is commutative. For the second statement, a centrally finite is finite-dimensional over and therefore algebraic over it.
Proof Techniques and Method
How these proofs work, and which move to reuse.
Two-level leading-term induction
In an iterated series ring, prove a statement about the lowest -coefficient, then rerun the same argument for the lowest -coefficient. The twist only contributes a nonzero scalar , which cannot cause cancellation.
Manufacture scalars as commutators
A twist makes a multiplicative commutator, and commutators are square-products. This is the standard way to force a prescribed element into without touching the additive theory.
Kill trace-zero conjugate sums
Normalise so the degree coefficient vanishes, factor over by , and read off that the conjugates sum to zero. An ordering then forbids that, because the cone is normal and additively closed.
Move 3 is the reusable core of Albert's theorem, and it explains why the result has no commutative analogue: over a field the conjugates of live in an extension, not in itself, and has no content.
It is worth noticing what is not used: no chain condition, no finiteness over the centre, and no assumption about the number of orderings. A single ordering suffices, and supplies it from arithmetic alone.
Worked Example
The smallest case:
Take and , so . Then is the automorphism of fixing with , and satisfies .
is a single square-product, so — the smallest possible level.
Check the identity directly: , and , so the product is .
By , however, is not a sum of squares in : any relation forces all , and is formally real. This is the promised example of a division ring in which is a square-product but not a sum of squares, and it shows the wording of cannot be weakened.
What sort of division ring is it?
Here , so has order , and gives — the fixed field of inside , extended by . So is centrally finite of dimension , spanned by over its centre: a quaternion algebra with central and . There is no conflict with , because is not formally real.
A higher level
Take , with an indeterminate, and . Then is formally real, and by Cassels' theorem is not a square in , so gives for with . For a field, level is also attainable — has level , has level , has level and has level — but level is attainable only for division rings.
Comparison and Classification
| Question | Fields | Division rings |
|---|---|---|
| Possible finite values of | powers of only (Pfister, 1965) | every positive integer (Scharlau–Tschimmel, 1983) |
| What is being summed | squares | square-products |
| Are the two the same? | yes, | no — |
| Standard witnesses | , , function fields | with |
| means | formally real, orderable | formally real, orderable |
| Formally real | Noncommutative | Centrally finite | Possible? | |
|---|---|---|---|---|
| An ordered field such as | yes | no | yes | yes |
| Hilbert's , | yes | yes | no | yes |
| A formally real quaternion-like algebra | yes | yes | yes | no — forbidden by (18.11) |
| no | yes | yes | yes | |
| , | no | yes | yes | yes |
Which properties can coexist with formal reality
The third row is the content of Albert's theorem: formal reality plus finite dimension over the centre forces commutativity, so that combination simply does not occur.
Relationship Map
Albert's theorem is a hinge: everything above it is arithmetic in a constructed example, everything below it is structural.
- Formally real division ring , centre
- must have
- characteristic , so
- at least one ordering
- algebraically closed in
- no roots of unity other than
- cannot have
- a solution of
- any noncentral algebraic element
- finite dimension over unless
- an archimedean ordering unless embeds in
- typical example
- with order-preserving and
- must have
The final entry of the second branch is ; the third is exactly the family from Constructing Ordered Division Rings, and explains why it had to be centrally infinite. Exercise 17.13 confirms this independently: an order-preserving automorphism of finite order is the identity, so has infinite order and makes the centre a subfield of .
Computational Notes
Computational notes cover algorithms, cost and library behaviour rather than manufacturing process.
Very little here is computable in the usual sense, and it is worth being precise about why.
- Deciding formal reality of an abstractly presented division ring is not effective; the question is whether lies in a subgroup generated by infinitely many squares, and the word problem for finitely presented rings is already undecidable.
- Deciding the level of a field is effective for many concrete fields: for a number field , and is determined by local conditions. For general function fields it is bounded via Pfister theory but not always computed.
- **Computing in ** is done with truncated series: each element is a finite -expansion whose coefficients are truncated -series. Multiplication costs coefficient operations for truncation orders , , plus the cost of applying , which for is a single scalar power.
- **Verifying an identity such as ** requires only leading-term arithmetic and is exact; no truncation error arises because the identity involves finitely many terms.
Failure Modes and Common Mistakes
- Do not apply without checking its hypotheses: the conjugacy class must be algebraic over the centre with minimal polynomial of the stated degree.
- Do not forget the normalisation in Albert's proof; without a vanishing coefficient the conjugates sum to , not , and no contradiction follows.
- Do not conclude from that formally real division rings are rare — they are abundant, but all noncommutative ones are infinite-dimensional over their centres.
- Do not read as a defect: it is precisely formal reality, hence orderability.
Historical Notes and Lessons Learned
- 1940AlbertProves that the centre of an ordered division ring is algebraically closed in it — the first structural theorem about ordered division rings, and still the sharpest.
- 1952Szele and PickertThe orderability criterion for division rings, phrased with square-products, makes it possible to restate Albert's hypothesis intrinsically as formal reality.
- 1965PfisterThe level of a non-formally-real field is a power of , and every power of occurs. A landmark of quadratic form theory, resting on the theory of multiplicative forms.
- 1964–1970sCassels and the sums-of-squares machineryCassels' theorem on over rational function fields supplies the fields needed to realise prescribed levels.
- 1983Scharlau and TschimmelEvery positive integer is the level of some division ring, via twisted series with a prescribed commutator. The contrast with Pfister's theorem is total.
The lesson is that the two halves of the classical theory come apart in the noncommutative setting. Additive facts about squares are robust and transfer almost unchanged, as shows; multiplicative facts — Pfister's multiplicativity, the power-of-two levels — depend on commutativity and fail completely. Knowing which half a classical theorem belongs to is the practical skill.
Quick Reference
| Result | Needs | Concludes |
|---|---|---|
| (18.7)(1) | formally real, any | no nontrivial vanishing sum of squares in |
| (18.7)(2) | is a sum of square-products | |
| (18.9) | additionally not a sum of squares in | exactly |
| (18.10) | formally real, | algebraically closed in |
| (18.11) | formally real, algebraic over a central subfield | is a field |
Frequently Asked Questions
Why does Albert's theorem need Wedderburn's factorisation theorem?
Because the contradiction is produced by summing conjugates. says that the minimal polynomial of an element algebraic over the centre splits in into linear factors whose roots are all conjugates of that element; comparing the coefficient of then shows those conjugates sum to zero. Without a factorisation inside itself there is nothing to compare.
Does Albert's theorem say a formally real division ring has no proper algebraic extensions?
No — it is a statement about elements of , not about extensions of . It says contains no element algebraic over its centre except the central ones. In particular contains no square root of , no primitive cube root of unity, and no noncentral element satisfying a polynomial over .
Is the ring of ever formally real?
Yes, whenever the twist is order-preserving. If is positive in some ordering of that preserves, orders and it is formally real. The construction becomes interesting exactly when is chosen negative, which destroys the hypothesis of and, by , formal reality itself.
Why is the level of a field always a power of 2 but not that of a division ring?
Pfister's proof uses the multiplicativity of sums of squares — a quadratic form identity that holds only in the commutative setting. In a division ring the relevant set is the group of square-products, whose behaviour is governed by commutators rather than by quadratic forms, and no multiplicativity constraint survives.
What is the significance of the element ?
It is the commutator rewritten as a product of three squares, using the identity from . That rewriting is what converts a purely multiplicative fact — the twist introduces the scalar as a commutator — into the statement that is a square-product, which is what tests against.
Are there formally real division rings that are noncommutative and finitely generated?
Yes: Hilbert's example is generated over by and as a division ring. What forbids is finite dimension over the centre, not finite generation. Being centrally infinite is compatible with being a very concrete, two-generator object.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §18, pp. 288–291.
- A. A. Albert, “On ordered algebras”, Bulletin of the American Mathematical Society 46 (1940).
- A. Pfister, “Zur Darstellung von −1 als Summe von Quadraten in einem Körper”, Journal of the London Mathematical Society 40 (1965).
- W. Scharlau and A. Tschimmel, “On the level of skew fields”, Archiv der Mathematik 40 (1983).
- T. Y. Lam, The Algebraic Theory of Quadratic Forms, W. A. Benjamin, Reading, Massachusetts, 1973, Chapters 10 and 11.
- N. Jacobson, Structure of Rings, American Mathematical Society Colloquium Publications 37, revised edition, 1964.
AI Suggested Questions
- Reconstruct the omitted proof of , including the lemma that a product of a sum of squares and a sum of squares is a sum of squares.
- Prove Cassels' theorem that is not a sum of squares in .
- Compute the centre of for with not a root of unity in .
- Give a self-contained proof that a formally real division ring contains no roots of unity other than .
- What is the analogue of Albert's theorem for ordered rings that are not division rings?
- How do levels behave under field extension, and is there a division-ring analogue of the Pfister multiplicativity theorem?
- Which quaternion algebras over a formally real field are themselves formally real, and why does apply?
