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Engineering Mathematics Advanced Ordered division rings

Formally Real Division Rings

A twisted series construction separates sum of squares from sum of square-products and realises every integer as a level; Albert's theorem then shows the centre of a formally real division ring is algebraically closed in it.

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KEVOS-ENG-MATH-NCR-0137
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ENG / ENG-MATH
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noncommutative-rings-core
Source
(18.7)–(18.11), §18 (pp. 289–291)
Reviewed
2026-08-08
Version
1.0.0

Executive Summary

Two questions are settled here. First, is the passage from squares to square-products in the Szele–Pickert criterion a real phenomenon or a technicality? (18.7) answers with an explicit family: in A=k((y))((x;σ)) with σ(y)=cy, a sum of squares vanishes only trivially, yet for suitable c the element 1 is a sum of r+1 square-products. So 1 can be a sum of square-products while failing to be a sum of squares.

Second, what do formally real division rings look like? Albert's theorem (18.10) answers sharply: the centre F is **algebraically closed in D**. Every element of D algebraic over F is central. Consequently a formally real division ring that is algebraic over a central subfield — in particular any centrally finite one — is a field (18.11). Noncommutative formally real division rings are necessarily infinite-dimensional over their centres.

r+1Level realised by (18.9)
2nOnly levels of fields (Pfister)
CentralEvery algebraic element (18.10)
InfiniteDimension over the centre

Overview

Recall from Ordered Division Rings that D is formally real when 0 is not a sum of square-products, equivalently when 1 is not, equivalently — by (18.2) — when D admits an ordering. Two directions of study open up.

  • How badly can formal reality fail? Measured by the level s(D): the least s with 1 a sum of s square-products. For fields Pfister proved in 1965 that s is always a power of 2, and every power of 2 occurs. For division rings the answer is completely different: Scharlau and Tschimmel showed in 1983 that every positive integer occurs.
  • What does formal reality force? Albert's 1940 theorem: the centre is algebraically closed in D. This is a genuine restriction with no commutative content — for a field it says nothing at all.

Both halves rest on the ordering machinery. The level computations use the twisted series construction of Constructing Ordered Division Rings with a deliberately order-reversing twist; Albert's theorem uses the fact that an ordering of a division ring is a normal subgroup of D, so conjugates of a positive element are positive.

Learning Objectives

  • Set up A=k((y))((x;σ)) with σ|k=id, σ(y)=cy, and compute leading terms of squares.
  • Prove (18.7)(1): iHi2=0 in A forces all Hi=0.
  • Prove (18.7)(2): if c=(1+c12++cr2) then 1 is a sum of r+1 square-products.
  • State (18.9) and explain which extra input makes r+1 optimal.
  • Prove Albert's theorem (18.10) using (16.9) and the normality of the cone.
  • Deduce (18.11) and explain why Hilbert's example must be centrally infinite.

Definitions

DefinitionLevel

For a division ring D that is not formally real, the level s(D) is the least integer s1 such that 1 is a sum of s square-products in D. For formally real D one sets s(D)=.

k((y))
Formal Laurent series in y over a field k; here k is always formally real.
k((y))((x;σ))
Twisted Laurent series in x over k((y)), with xr=σ(r)x.
σ
In this section, the automorphism of k((y)) fixing k pointwise with σ(y)=cy, for a fixed ck.
Algebraically closed in D
FD is algebraically closed in D if every dD satisfying a nonzero polynomial over F lies in F.
Centrally finite
dimZ(D)D<. Contrast centrally infinite, the situation forced on formally real noncommutative examples.

A division ring of characteristic 0 that is algebraic over its centre need not be centrally finite in general; the point of (18.11) is that formal reality collapses both notions to commutativity.

Core Concepts

The twist that breaks formal reality

Fix a formally real field k and ck. Let R=k((y)) and let σAut(R) fix k pointwise with σ(y)=cy. Form A=k((y))((x;σ)), so that

xy=σ(y)x=cyx,hencexyx1y1=c.
(18.7a)

The scalar c is realised as a multiplicative commutator inside A, therefore as a square-product by the identity aba1b1=a2(a1b)2(b1)2.

This is the whole mechanism. Any element of k that we can arrange to be a commutator becomes a square-product in A, no matter how negative it is in k. Choosing c negative therefore injects negativity into the group Σ(A) of square-products — while, as the next paragraph shows, the additive structure of squares is untouched.

Why sums of squares still cannot vanish

Leading-term arithmetic controls squares in A at two levels. If H=hxm+ with hk((y)) nonzero, then H2=hσm(h)x2m+. Summing over i with a common lowest exponent m gives a leading coefficient ihiσm(hi) in k((y)); repeating the computation one level down with hi=aiyn+ produces cmn(iai2)y2n, and iai20 because k is formally real.

iHi2 in A(ihiσm(hi))x2mcmn(iai2)y2n0 since k is formally real

Conjugates of a positive element are positive

By (18.1) an ordering P is a normal subgroup of D. So if aP and uD then uau1P. Since an ordering is also closed under addition and misses 0, a sum of conjugates of a positive element can never be 0 — the exact contradiction that drives Albert's theorem.

Key Results

Proposition(18.7)Squares versus square-products in a twisted series ring

Let k be a formally real field, ck, and let A=k((y))((x;σ)) where σAut(k((y))) fixes k pointwise and satisfies σ(y)=cy. Then:

  1. if iHi2=0 in A (a finite sum), then H1=H2==0; in particular 1 is not a sum of squares in A;
  2. if c=(1+c12++cr2) for some nonzero c1,,crk, then 1 is a sum of r+1 square-products in A, so A is not formally real.
Proof

(2). From xy=σ(y)x=cyx we get c=xyx1y1, and the commutator identity of (18.1) rewrites this as c=x2(x1y)2(y1)2, a product of three squares, hence a square-product. Substituting c=(1+c12++cr2) and rearranging,

1=c+c12++cr2=x2(x1y)2(y1)2+c12++cr2,
(18.7b)

A sum of r+1 square-products: one genuine three-fold product and r ordinary squares.

(1). Suppose iHi2=0 with the Hi not all zero. Let m be the least x-exponent occurring in any Hi and write Hi=hixm+(higher powers of x), so that hik((y)) and some hi0. Multiplying out and using xmh=σm(h)xm,

iHi2=(ihiσm(hi))x2m+(higher powers of x).
(18.8)

Now repeat the same manoeuvre inside k((y)). Let n be the least y-exponent occurring in any hi and write hi=aiyn+ with aik and some ai0. Since σ fixes k and sends y to cy, we have σm(hi)=aicmnyn+, so

ihiσm(hi)=cmn(iai2)y2n+(higher powers of y).
(18.8a)

Because k is formally real and the ai are not all zero, iai20; and cmn0. Hence ihiσm(hi) is a nonzero element of k((y)), so by (18.8) the sum iHi2 is a nonzero element of A — contradiction. Finally, if 1 were a sum of squares, say 1=iHi2, then 12+iHi2=0 with a nonzero summand, contradicting what has just been proved.

Theorem(18.9)Scharlau–Tschimmel level theorem

In the situation of (18.7)(2), assume in addition that c=1+c12++cr2 is not a sum of squares of r elements of k. Then the representation 1=x2(x1y)2(y1)2+c12++cr2 is a shortest representation of 1 as a sum of square-products in A; that is, s(A)=r+1.

The proof, which Lam omits, combines leading-term calculations like those in (18.7) with a nontrivial fact about fields: over any field, the product of a sum of p squares and a sum of q squares is a sum of p+q1 squares. To realise a given level r+1 one needs a formally real k with 1+c12++cr2 not a sum of r squares; by a theorem of Cassels, k=(c1,,cr) with independent indeterminates ci works.

Theorem(18.10)Albert's theorem

Let D be a formally real division ring with centre F. Then F is algebraically closed in D: every dD that is algebraic over F lies in F.

Proof

Since D is formally real it has an ordering by (18.2), hence charD=0 by (17.4) and F. Let dD be algebraic over F and suppose, for a contradiction, that dF. Its minimal polynomial over F, say tn+c1tn1++cn, then has degree n2.

Put a=d+c1/n, legitimate because charF=0 and c1F is central. Substituting d=ac1/n into the minimal equation and expanding, the coefficient of an1 becomes n(c1/n)+c1=0, so the minimal polynomial of a over F has the form

f(t)=tn+e2tn2++enF[t],
(18.10a)

Degree n2, with vanishing coefficient in degree n1. Also a0: otherwise d=c1/nF.

Let Δ be the conjugacy class of a in D. It is algebraic over F with minimal polynomial f, so Wedderburn's factorisation theorem (16.9) applies and gives elements a1=a,a2,,anΔ with

f(t)=(tan)(ta1)in D[t].
(18.10b)

Comparing coefficients of tn1 on both sides and using (18.10a) gives a1+a2++an=0.

Now use the ordering. Fix an ordering PD. Since a0, either aP or aP. Suppose aP. Each ai is a conjugate uiaui1, and P is a normal subgroup of D by (18.1), so every aiP; then a1++anP by additive closure, contradicting the fact that this sum is 0P. If instead aP, apply the same argument to a, whose conjugates are the ai and which again sum to 0. Either way we have a contradiction, so dF.

RemarkThe ordering is scaffolding

Albert originally stated the result for ordered division rings. The ordering appears only inside the proof; the conclusion mentions none. Stating the hypothesis as formally real — legitimate once (18.2) is available — is the sharper formulation, because formal reality is an intrinsic arithmetic condition on D.

Corollary(18.11)Formally real algebraic division algebras are fields

Let D be a formally real division ring that is an algebraic division algebra over a field FZ(D) — that is, every element of D is algebraic over F. Then D is a field. In particular, any formally real centrally finite division ring is a field.

Proof

Every dD is algebraic over F, hence over the larger field Z(D)F. By (18.10), dZ(D). So D=Z(D) is commutative. For the second statement, a centrally finite D is finite-dimensional over Z(D) and therefore algebraic over it.

Proof Techniques and Method

How these proofs work, and which move to reuse.

Move 1

Two-level leading-term induction

In an iterated series ring, prove a statement about the lowest x-coefficient, then rerun the same argument for the lowest y-coefficient. The twist only contributes a nonzero scalar cmn, which cannot cause cancellation.

Move 2

Manufacture scalars as commutators

A twist σ(y)=cy makes c a multiplicative commutator, and commutators are square-products. This is the standard way to force a prescribed element into Σ(D) without touching the additive theory.

Move 3

Kill trace-zero conjugate sums

Normalise so the degree n1 coefficient vanishes, factor over D by (16.9), and read off that the conjugates sum to zero. An ordering then forbids that, because the cone is normal and additively closed.

Move 3 is the reusable core of Albert's theorem, and it explains why the result has no commutative analogue: over a field the conjugates of a live in an extension, not in D itself, and (16.9) has no content.

It is worth noticing what is not used: no chain condition, no finiteness over the centre, and no assumption about the number of orderings. A single ordering suffices, and (18.2) supplies it from arithmetic alone.

Worked Example

The smallest case: c=1

Take k= and r=0, so c=1. Then σ is the automorphism of ((y)) fixing with σ(y)=y, and A=((y))((x;σ)) satisfies xy=yx.

1=c=xyx1y1=x2(x1y)2(y1)2.
(E.1)

1 is a single square-product, so s(A)=1 — the smallest possible level.

Check the identity directly: x2(x1y)2(y1)2=xxx1yx1yy1y1=xyx1y1, and xyx1=σ(y)=y, so the product is yy1=1.

By (18.7)(1), however, 1 is not a sum of squares in A: any relation iHi2=0 forces all Hi=0, and is formally real. This is the promised example of a division ring in which 1 is a square-product but not a sum of squares, and it shows the wording of (18.2) cannot be weakened.

What sort of division ring is it?

Here σ2=id, so σ has order 2, and (14.2) gives Z(A)=((y2))((x2)) — the fixed field of σ inside ((y)), extended by x2. So A is centrally finite of dimension 4, spanned by 1,x,y,xy over its centre: a quaternion algebra with x2,y2 central and xy=yx. There is no conflict with (18.11), because A is not formally real.

A higher level

Take r=1, k=(c1) with c1 an indeterminate, and c=(1+c12). Then k is formally real, and by Cassels' theorem 1+c12 is not a square in k, so (18.9) gives s(A)=2 for A=k((y))((x;σ)) with σ(y)=cy. For a field, level 2 is also attainable — (i) has level 1, has level , 𝔽5 has level 1 and 𝔽3 has level 2 — but level 3 is attainable only for division rings.

Comparison and Classification

Levels: fields versus division rings
QuestionFieldsDivision rings
Possible finite values of spowers of 2 only (Pfister, 1965)every positive integer (Scharlau–Tschimmel, 1983)
What is being summedsquaressquare-products
Are the two the same?yes, a2b2=(ab)2no — (18.7)
Standard witnesses𝔽p, p, function fieldsk((y))((x;σ)) with σ(y)=cy
s= meansformally real, orderableformally real, orderable
Which properties can coexist with formal reality
Formally realNoncommutativeCentrally finitePossible?
An ordered field such as yesnoyesyes
Hilbert's ((y))((x;σ)), σ(y)=2yyesyesnoyes
A formally real quaternion-like algebrayesyesyesno — forbidden by (18.11)
noyesyesyes
((y))((x;σ)), σ(y)=ynoyesyesyes

Which properties can coexist with formal reality

The third row is the content of Albert's theorem: formal reality plus finite dimension over the centre forces commutativity, so that combination simply does not occur.

Relationship Map

Albert's theorem is a hinge: everything above it is arithmetic in a constructed example, everything below it is structural.

D formally real(18.2): an ordering existscone normal in D(18.10): algebraic over F central(18.11): centrally finite field
  • Formally real division ring D, centre F
    • must have
      • characteristic 0, so F
      • at least one ordering
      • F algebraically closed in D
      • no roots of unity other than ±1
    • cannot have
      • a solution of t2+1=0
      • any noncentral algebraic element
      • finite dimension over F unless D=F
      • an archimedean ordering unless D=F embeds in
    • typical example
      • ((y))((x;σ)) with σ order-preserving and σid

The final entry of the second branch is (17.21); the third is exactly the family from Constructing Ordered Division Rings, and (18.11) explains why it had to be centrally infinite. Exercise 17.13 confirms this independently: an order-preserving automorphism of finite order is the identity, so σ has infinite order and (14.2) makes the centre a subfield of k.

Computational Notes

Computational notes cover algorithms, cost and library behaviour rather than manufacturing process.

Very little here is computable in the usual sense, and it is worth being precise about why.

  • Deciding formal reality of an abstractly presented division ring is not effective; the question is whether 1 lies in a subgroup generated by infinitely many squares, and the word problem for finitely presented rings is already undecidable.
  • Deciding the level of a field is effective for many concrete fields: for a number field k, s(k){1,2,4,} and is determined by local conditions. For general function fields it is bounded via Pfister theory but not always computed.
  • **Computing in k((y))((x;σ))** is done with truncated series: each element is a finite x-expansion whose coefficients are truncated y-series. Multiplication costs O(NMlog) coefficient operations for truncation orders N, M, plus the cost of applying σm, which for σ(y)=cy is a single scalar power.
  • **Verifying an identity such as (E.1)** requires only leading-term arithmetic and is exact; no truncation error arises because the identity involves finitely many terms.

Failure Modes and Common Mistakes

  • Do not apply (16.9) without checking its hypotheses: the conjugacy class must be algebraic over the centre with minimal polynomial of the stated degree.
  • Do not forget the normalisation a=d+c1/n in Albert's proof; without a vanishing tn1 coefficient the conjugates sum to c1, not 0, and no contradiction follows.
  • Do not conclude from (18.11) that formally real division rings are rare — they are abundant, but all noncommutative ones are infinite-dimensional over their centres.
  • Do not read s(D)= as a defect: it is precisely formal reality, hence orderability.

Historical Notes and Lessons Learned

  • 1940AlbertProves that the centre of an ordered division ring is algebraically closed in it — the first structural theorem about ordered division rings, and still the sharpest.
  • 1952Szele and PickertThe orderability criterion for division rings, phrased with square-products, makes it possible to restate Albert's hypothesis intrinsically as formal reality.
  • 1965PfisterThe level of a non-formally-real field is a power of 2, and every power of 2 occurs. A landmark of quadratic form theory, resting on the theory of multiplicative forms.
  • 1964–1970sCassels and the sums-of-squares machineryCassels' theorem on 1+c12++cr2 over rational function fields supplies the fields needed to realise prescribed levels.
  • 1983Scharlau and TschimmelEvery positive integer is the level of some division ring, via twisted series with a prescribed commutator. The contrast with Pfister's theorem is total.

The lesson is that the two halves of the classical theory come apart in the noncommutative setting. Additive facts about squares are robust and transfer almost unchanged, as (18.7)(1) shows; multiplicative facts — Pfister's multiplicativity, the power-of-two levels — depend on commutativity and fail completely. Knowing which half a classical theorem belongs to is the practical skill.

Quick Reference

The familyA=k((y))((x;σ)), k formally real, σ|k=id, σ(y)=cy
Key commutatorxyx1y1=c=x2(x1y)2(y1)2
(18.7)(1)Hi2=0 all Hi=0; 1 is never a sum of squares in A
(18.7)(2)c=(1+c12++cr2)1 is a sum of r+1 square-products
(18.9)if c is not a sum of r squares in k, then s(A)=r+1
Levelsfields: powers of 2; division rings: every positive integer
(18.10) AlbertD formally real, F=Z(D): algebraic over F in F
(18.11)formally real + algebraic over a central subfield field
Hypotheses at a glance
ResultNeedsConcludes
(18.7)(1)k formally real, any ckno nontrivial vanishing sum of squares in A
(18.7)(2)c=(1+c12++cr2)1 is a sum of r+1 square-products
(18.9)additionally c not a sum of r squares in ks(A)=r+1 exactly
(18.10)D formally real, F=Z(D)F algebraically closed in D
(18.11)D formally real, algebraic over a central subfieldD is a field

Frequently Asked Questions

Why does Albert's theorem need Wedderburn's factorisation theorem?

Because the contradiction is produced by summing conjugates. (16.9) says that the minimal polynomial of an element algebraic over the centre splits in D[t] into linear factors whose roots are all conjugates of that element; comparing the coefficient of tn1 then shows those n conjugates sum to zero. Without a factorisation inside D itself there is nothing to compare.

Does Albert's theorem say a formally real division ring has no proper algebraic extensions?

No — it is a statement about elements of D, not about extensions of D. It says D contains no element algebraic over its centre except the central ones. In particular D contains no square root of 1, no primitive cube root of unity, and no noncentral element satisfying a polynomial over F.

Is the ring A of (18.7) ever formally real?

Yes, whenever the twist is order-preserving. If c is positive in some ordering of k that σ preserves, (18.5) orders A and it is formally real. The construction becomes interesting exactly when c is chosen negative, which destroys the hypothesis of (18.5) and, by (18.7)(2), formal reality itself.

Why is the level of a field always a power of 2 but not that of a division ring?

Pfister's proof uses the multiplicativity of sums of 2n squares — a quadratic form identity that holds only in the commutative setting. In a division ring the relevant set is the group of square-products, whose behaviour is governed by commutators rather than by quadratic forms, and no multiplicativity constraint survives.

What is the significance of the element x2(x1y)2(y1)2?

It is the commutator xyx1y1 rewritten as a product of three squares, using the identity from (18.1). That rewriting is what converts a purely multiplicative fact — the twist introduces the scalar c as a commutator — into the statement that c is a square-product, which is what (18.2) tests against.

Are there formally real division rings that are noncommutative and finitely generated?

Yes: Hilbert's example is generated over by x and y as a division ring. What (18.11) forbids is finite dimension over the centre, not finite generation. Being centrally infinite is compatible with being a very concrete, two-generator object.

References

  1. T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, &#167;18, pp. 288&#8211;291.
  2. A. A. Albert, &#8220;On ordered algebras&#8221;, Bulletin of the American Mathematical Society 46 (1940).
  3. A. Pfister, &#8220;Zur Darstellung von &#8722;1 als Summe von Quadraten in einem K&#246;rper&#8221;, Journal of the London Mathematical Society 40 (1965).
  4. W. Scharlau and A. Tschimmel, &#8220;On the level of skew fields&#8221;, Archiv der Mathematik 40 (1983).
  5. T. Y. Lam, The Algebraic Theory of Quadratic Forms, W. A. Benjamin, Reading, Massachusetts, 1973, Chapters 10 and 11.
  6. N. Jacobson, Structure of Rings, American Mathematical Society Colloquium Publications 37, revised edition, 1964.

AI Suggested Questions

  • Reconstruct the omitted proof of (18.9), including the lemma that a product of a sum of p squares and a sum of q squares is a sum of p+q1 squares.
  • Prove Cassels' theorem that 1+c12++cr2 is not a sum of r squares in (c1,,cr).
  • Compute the centre of k((y))((x;σ)) for σ(y)=cy with c not a root of unity in k.
  • Give a self-contained proof that a formally real division ring contains no roots of unity other than ±1.
  • What is the analogue of Albert's theorem for ordered rings that are not division rings?
  • How do levels behave under field extension, and is there a division-ring analogue of the Pfister multiplicativity theorem?
  • Which quaternion algebras over a formally real field are themselves formally real, and why does (18.11) apply?
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