Executive Summary
Lifting idempotents is not possible modulo an arbitrary ideal. It is always possible modulo a nil ideal, and the proof is constructive: expand , cut the expansion in half, and the first half is the idempotent you want.
The construction gives more than existence. The lift lies inside , it is a polynomial in with integer coefficients, and any two lifts of the same class are conjugate. Because every nil ideal sits inside , the whole machinery of the previous page — orthogonalisation, transport of primitivity, lifting countable families — becomes available at once.
Overview
Recall the obstruction. In with , the class of is idempotent modulo and does not lift; here is not nil. Replace by and by , which satisfies , and the same class now lifts — to .
The mechanism is simple to describe. If is idempotent then lies in , hence is nilpotent, say . Since and commute, expanding splits the sum into terms heavy in and terms heavy in , and any product of one from each group is annihilated by .
The two halves are orthogonal, so each is idempotent.
The payoff is structural. Left artinian rings, right artinian rings and semiprimary rings all have nilpotent — hence nil — radical, so every result on this page applies to them without further checking.
Learning Objectives
- State with the hypothesis that is a nil ideal, and identify where nilness is used.
- Verify that the two halves of the binomial expansion are orthogonal idempotents.
- Show the lift lies in and reduces to modulo .
- Prove : semilocal plus nil radical plus no nontrivial idempotents implies local.
- Prove : a right ideal contains a nonzero idempotent exactly when it is not nil.
- Show by example that the nilness hypothesis in cannot be dropped.
Definitions
An ideal is nil if every satisfies for some integer depending on . It is nilpotent if for a single , meaning every product of elements of vanishes. Nilpotent implies nil; the converse fails.
- The Jacobson radical. Every nil one-sided ideal is contained in it, since nilpotent makes invertible by a finite geometric series.
- The principal right ideal generated by ; the theorem places the lifted idempotent inside it.
- The commutative subring of generated by and ; all elements appearing in the construction live here.
- Semiprimary
- nilpotent and semisimple. Every one-sided artinian ring is semiprimary.
Nil ideals are automatically contained in the Jacobson radical, so every result of the page Lifting Idempotents Modulo an Ideal applies verbatim to the situation considered here.
Core Concepts
Everything happens in a commutative subring
Write . Then , and both and lie in the commutative subring of . The binomial theorem is therefore available in its usual form, and the noncommutativity of plays no role at all in the construction. This is why the theorem is so robust: it is really a statement about a single element.
Why cutting at works
In the term , the two exponents sum to . Terms with carry -exponent at least ; terms with carry -exponent at least . Multiply one of each and you obtain a monomial divisible by . So the two halves annihilate each other, and since they sum to , each is idempotent.
Nil is the right hypothesis, not nilpotent
The proof needs a single element to be nilpotent, with an exponent allowed to depend on that element. That is exactly nilness. Requiring would be a strictly stronger hypothesis and would exclude, for instance, the ideal of strictly upper triangular matrices of finite support in an infinite matrix ring, or the nil radical of a commutative ring with unbounded nilpotency indices such as .
Key Results
Let be a ring and a nil ideal, so that . Let be such that its image is idempotent. Then there exists an idempotent with . In particular, idempotents lift modulo any nil ideal.
Put , so that . Since , we have , hence is nilpotent: choose with . All elements below lie in the commutative subring , so the binomial theorem applies:
Split the sum at and set
so that .
Orthogonality. A term of has -exponent ; a term of has -exponent at least . Their product is an integer multiple of with and , hence divisible by . Expanding, , and by commutativity.
Idempotency. .
Location. Every term of has -exponent at least , so (indeed for a polynomial with integer coefficients).
Reduction. Modulo we have , so every term of with vanishes in , since it contains both a positive power of and a positive power of . Hence , the last step because is idempotent.
Three features are not automatic from abstract liftability. The lift lies in , which is what makes work. It is a polynomial in , so it commutes with every element that commutes with — the key point when lifting central idempotents. And lies in by the same argument applied to .
Let be a nil ideal of and let be idempotents of with . Then where . If in addition and commute, then .
The conjugacy statement holds for any ideal inside and is proved on the page Lifting Idempotents Modulo an Ideal. For the commuting case, expand using , , :
Now , so is a unit equal to its own inverse, and
The bracket lies in , so is a unit. Cancelling it in the displayed identity gives .
Let be a semilocal ring such that is nil. Then:
- (1) if and has no idempotents other than and , then is a local ring;
- (2) a right ideal contains a nonzero idempotent if and only if is not nil.
The hypotheses hold, in particular, for every semiprimary ring and every left or right artinian ring.
(1) Suppose had an idempotent other than and . By it lifts to an idempotent , and because its image is neither nor — contradiction. So has only the trivial idempotents. But is semisimple and nonzero, so by Wedderburn–Artin it is a finite product of matrix rings over division rings; a product of two nonzero rings has nontrivial central idempotents, and with has the nontrivial idempotent . Hence for a division ring , which says exactly that is local.
(2) If contains a nonzero idempotent , then for all , so is not nilpotent and is not nil.
Conversely suppose is not nil. If then would be nil, so the image is a nonzero right ideal of the semisimple ring . Every right ideal of a semisimple ring is a direct summand, hence generated by an idempotent, so for some with a nonzero idempotent. By there is an idempotent with ; in particular .
Let be primes and , the subring of of fractions with denominator coprime to . Then is semilocal with and . Being a domain, has no idempotents besides and , yet is not local: it has two maximal ideals. So fails.
The same ring defeats : the right ideal is not nil, because a domain has no nonzero nilpotents, and it contains no nonzero idempotent. The missing hypothesis is precisely that is not nil.
Proof Techniques and Method
How these proofs work, and which move to reuse.
The construction is a template, not a one-off.
Restrict to
A condition on a single element can be analysed inside the commutative subring it generates. Noncommutativity of the ambient ring becomes irrelevant, and classical identities become available.
Split a partition of unity
Write as a sum whose terms fall into two groups that annihilate each other. Each group is then automatically idempotent, and the groups are orthogonal complements.
Overshoot the degree
Choose the exponent so that every cross term is forced past the vanishing threshold. Doubling is the cheapest choice that works uniformly.
Move 2 is the reusable idea. It reappears in the proof that a projection can be split off a direct sum, and in the construction of orthogonal idempotents from a partition of a semisimple quotient. Whenever you can write with , you have a decomposition of the ring, free of charge.
Worked Example
Lifting from to
Take . Its radical is , and , so and is nil. The quotient is , in which is idempotent because .
Apply the construction with . Then , and
so we may take and expand to the power . The lift is the sum of the terms with :
Reduce modulo : and , so . Check the three conclusions of the theorem: , so is idempotent; , so lifts ; and , so as promised.
Non-nil right ideals contain idempotents
Stay in , which is artinian and hence semilocal with nil radical, so applies. Consider two ideals:
| Ideal | Nil? | Contains a nonzero idempotent? |
|---|---|---|
| Yes: | No — consistent with the corollary | |
| No: | Yes: itself | |
| No: , , | Yes: | |
| No: , | Yes: |
The ideal illustrates the point cleanly: no power of vanishes modulo , and the corollary predicts an idempotent, which the construction locates at .
A local ring by
Let for a prime . It is artinian, hence semilocal with nilpotent radical . Its only idempotents are and , since with and coprime forces or . Corollary therefore certifies that is local — as it is, with maximal ideal and residue field .
Process and Workflow
Your right ideal in a semilocal ring with nil radical — does it contain a nonzero idempotent?
Comparison and Classification
| Constructive? | Lift lands in | Needs semilocal | Typical setting | |
|---|---|---|---|---|
| nilpotent | yes | yes | no | Finite-dimensional algebras |
| nil | yes | yes | no | Semiprimary and artinian rings |
| is -adically complete | yes | no | no | Complete local rings, power series |
| semiperfect, | no | no | yes | Definition, not a criterion |
Sufficient conditions for lifting, compared
| Property | Nil ideal | Nilpotent ideal |
|---|---|---|
| Definition | Every element is nilpotent, exponent may vary | for one fixed |
| Contained in | Yes | Yes |
| Idempotents lift | Yes, by (21.28) | Yes, as a special case |
| Bounded index | Not required | Required |
| Automatic for artinian | Yes | Yes, by Hopkins–Levitzki |
| Closed under sums of ideals | Yes | Not in general for infinite sums |
For a left artinian ring the two notions coincide on the radical, which is why the distinction is invisible in the finite-dimensional theory and becomes real only for infinitely generated examples.
Relationship Map
The hypotheses of this page sit inside the following hierarchy of classes of rings.
The first arrow reverses only under extra finiteness; the second never reverses, as the semilocal domain shows. Lifting is guaranteed at the first two stages and not at the third.
Applications and Industry Use
Applications here means where this structure is used — inside mathematics and in the engineering and computing disciplines that consume it.
Artinian and semiprimary rings
Since a one-sided artinian ring has nilpotent radical, idempotents always lift there. This is the reason every left artinian ring is semiperfect and admits a decomposition of into orthogonal primitive idempotents.
Splitting an algebra
Wedderburn decomposition algorithms compute the radical, split the semisimple quotient into matrix blocks, and lift the block idempotents back through the nilpotent radical using exactly this construction or its Newton-style variant.
Block idempotents
Central idempotents of in characteristic are lifted to a complete discrete valuation ring; the polynomial form of the lift is what keeps centrality intact along the way.
Idempotent generators of cyclic codes
A cyclic code of length over is generated by an idempotent when . In the repeated-root case the group algebra has nilpotent radical, and idempotent generators for the semisimple part are lifted by the same mechanism.
The honest description is that this theorem is a workhorse. It is the step that lets an entire subject compute in a semisimple quotient and then return, and it is invoked far more often than it is stated.
Computational Notes
Computational notes cover algorithms, cost and library behaviour rather than manufacturing process.
Let be a finite-dimensional algebra over a field with , and let with .
- The binomial construction needs and therefore up to multiplications in , each costing scalar operations with the naive algorithm on structure constants.
- The Newton-style iteration reaches an exact idempotent in steps, with three multiplications per step. This is the version implemented in practice.
- Both routines are numerically exact over a field; there is no stability question, and both work over and over complete local rings truncated to finite precision.
- Computing dominates the total cost. Over characteristic zero the trace-form method is ; in characteristic the Friedl–Rónyai style algorithms are more involved.
- GAP, Magma and Sage all provide primitive idempotent computation for finite-dimensional algebras, and the lifting stage is invisible to the user.
Failure Modes and Common Mistakes
- Do not confuse a nil ideal with a nilpotent one when the ring is not artinian; only the weaker hypothesis is needed here, but only the stronger one gives a uniform exponent for algorithms.
- Independent lifts of orthogonal idempotents are not orthogonal. The construction says nothing about compatibility between two separate applications.
- is about right ideals; the left-handed statement is the mirror image, proved the same way, but the two are separate statements about separate objects.
- In the conclusion is genuinely used later. Weakening the theorem to bare existence loses the ability to place the idempotent inside a prescribed right ideal.
Best Practices
- State which hypothesis you are using: nil, nilpotent, or merely inside the radical. The three give different theorems and the middle one is what needs.
- When you need the lift inside a prescribed right ideal, quote in the form that places in rather than a bare existence statement.
- If centrality matters, use the fact that the lift is a polynomial in ; that is the cheapest way to preserve commutation with a prescribed set.
- When lifting several idempotents, lift first and orthogonalise second; trying to arrange orthogonality during the lift complicates the bookkeeping without benefit.
- For a concrete finite ring, cross-check a computed lift against a brute-force enumeration of idempotents. The arithmetic in the binomial sum is easy to get wrong by one term.
Quick Reference
| To conclude | You must know | Reference |
|---|---|---|
| An idempotent lifts | is nil | (21.28) |
| The lift lies in | Same hypothesis; it is part of the statement | (21.28) |
| is local | Semilocal, radical nil, only trivial idempotents, | (21.29)(1) |
| has a nonzero idempotent | Semilocal, radical nil, not nil | (21.29)(2) |
| Countable families lift orthogonally | Radical nil, plus the orthogonalisation lemma | (21.25) with (21.28) |
Frequently Asked Questions
Why the exponent rather than or ?
Because the cut has to leave every cross term divisible by . With total degree and the split at , a term from the left half has -degree at least and a term from the right half has -degree at least , so their product clears the threshold. Smaller total degree leaves cross terms of insufficient degree in one of the two variables.
Does the theorem need to be commutative anywhere?
No. All computations take place in the commutative subring generated by and , so the binomial theorem applies without any hypothesis on . That is the whole trick: a statement about one element is a statement about a commutative ring.
Is the lift unique?
Not as an element, but almost. Any two idempotents congruent modulo an ideal inside the radical are conjugate by a unit lying in , and if they happen to commute they are equal. So the lift is unique up to inner automorphism, and canonical in the commutative case.
Why is nil enough, when so many theorems require nilpotent?
The proof consumes nilpotency of a single element, namely , and allows its exponent to be whatever that element needs. Statements requiring a uniform bound — such as the existence of a fixed making an algorithm terminate in steps — do need nilpotence.
What exactly does buy that does not?
The conclusion in is what confines the idempotent to a prescribed right ideal. Without it you could lift the idempotent generator of the image of and land outside , which would make the corollary vacuous.
Does have a left-handed version?
Yes, and it is proved identically: a left ideal of a semilocal ring with nil radical contains a nonzero idempotent if and only if it is not nil. Part (1) is already side-neutral, because being local, being semilocal and the radical being nil are all left-right symmetric conditions.
How does this relate to the completeness criterion?
They are the two independent sufficient conditions in the theory. Nilness makes the correction series terminate; completeness makes it converge. Neither implies the other: a complete discrete valuation ring has non-nil radical, and a nilpotent ideal gives completeness trivially but is far more special.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §21, (21.28)–(21.29) (pp. 329–330); nil ideals and the radical in §4, (4.11).
- N. Jacobson, Structure of Rings, American Mathematical Society Colloquium Publications 37, revised edition, 1964, Chapter I.
- I. N. Herstein, Noncommutative Rings, Carus Mathematical Monographs 15, Mathematical Association of America, 1968, Chapter 1.
- F. W. Anderson and K. R. Fuller, Rings and Categories of Modules, 2nd edition, Graduate Texts in Mathematics 13, Springer-Verlag, 1992, §27.
- W. Eberly and M. Giesbrecht, “Efficient decomposition of associative algebras over finite fields”, Journal of Symbolic Computation 29 (2000), 441–458.
AI Suggested Questions
- Give a ring with a nil but non-nilpotent ideal and carry out the lifting construction explicitly in it.
- Prove that the Newton iteration improves to .
- Show that idempotents lift modulo the nil radical of a commutative ring, and identify when the lift is unique.
- Does remain true for one-sided nil ideals, or is two-sidedness essential?
- Work out the primitive idempotents of the group algebra of the symmetric group on three letters over by lifting from characteristic 2.
- How does the Köthe conjecture interact with lifting idempotents modulo nil one-sided ideals?
- Compare the binomial construction with the idempotent-splitting step in Wedderburn decomposition algorithms.
- Prove Hopkins–Levitzki and deduce that every one-sided artinian ring satisfies the hypotheses of .
