Executive Summary
Completeness lifts idempotents, but complete noncommutative rings are not easy to produce by hand. This page gives the standard factory: take a commutative noetherian ring that is complete for an ideal , and any -algebra that is finitely generated as a -module. Then is automatically -adically complete, so idempotents of lift.
The payoff is . If in addition is semilocal and , then every finitely generated right -module has a Krull–Schmidt decomposition that is unique up to permutation and isomorphism. Uniqueness genuinely fails over noetherian local rings — Swan's example — so completeness is doing real work, and this is why integral representation theory is done over complete discrete valuation rings.
Overview
Throughout, is a commutative ring, is a -algebra — so there is a ring map — and is module-finite, meaning finitely generated as a -module. The examples to hold in mind are for a finite group , , an order in a semisimple -algebra, and .
Three statements are proved in sequence, each feeding the next.
Learning Objectives
- Prove : finitely generated modules over a complete noetherian ring are complete.
- Identify with and conclude that module-finite algebras inherit completeness.
- Prove that a module-finite algebra over a complete semilocal base with only trivial idempotents is local.
- Assemble the proof of from existence of decompositions under ACC and Krull–Schmidt–Azumaya.
- Split into four factors by lifting idempotents, and check the lift modulo .
- Explain, with Swan's example in mind, why locality of the base is not enough.
Definitions
- -algebra
- A ring with a homomorphism of into the centre of ; then every -submodule of a module is a -submodule.
- Module-finite
- is generated as a -module by finitely many elements. This is much stronger than being a finitely generated -algebra.
- The ideal of generated by the image of . Because acts centrally, .
- Semilocal
- is semisimple. For commutative this means finitely many maximal ideals, and is then a finite product of fields.
- Order
- A module-finite algebra over a complete discrete valuation ring that is -free of finite rank and spans a semisimple algebra over the fraction field.
By a complete base pair we mean a commutative noetherian ring together with an ideal such that is -adically complete. When we additionally require semilocal and we say the pair is semilocal complete. The archetypes are and , both of which are complete discrete valuation rings, and finite products of such.
Completeness of already forces , so a complete base pair is automatically a pair in which consists of units.
Core Concepts
Why noetherian is needed
Completeness of does not obviously pass to a finitely generated module , because need not vanish for formal reasons. The Krull intersection theorem supplies for , and this is where the noetherian hypothesis enters — via the Artin–Rees lemma. Nakayama then finishes the job, using and finite generation of .
Coordinates convert module convergence to ring convergence
Given generators of , a Cauchy sequence in can be written in coordinates as a family of Cauchy sequences in . The point is that , so each successive difference has coefficients in . Completeness of produces limits coefficient by coefficient, and reassembling them gives the limit in . Coordinates are not canonical, but the limit is, by the Hausdorff condition.
The extended ideal and its powers
Valid because maps into , so scalars can be collected to the left. This identity is what lets a module-theoretic statement be read as a ring-theoretic one.
So the assertion * is complete as a -module for * and the assertion * is complete as a ring for * are literally the same assertion, and applies to give lifting of idempotents modulo .
From no idempotents to local
The last conceptual step is a reduction to the artinian case. With semilocal and , the ring is a finite product of fields; a module-finite algebra over it has finite length, hence is left and right artinian. A nonzero artinian ring whose only idempotents are and is local. Since , locality of lifts to locality of .
Key Results
Let be a commutative noetherian ring which is -adically complete with respect to an ideal , and let be a finitely generated -module. Then is -adically complete: the natural map is an isomorphism.
Injectivity. The kernel of is . Since is noetherian and finitely generated, Krull's intersection theorem gives . As is -adically complete we have , and is finitely generated because is noetherian; Nakayama's Lemma therefore forces .
Surjectivity. Fix generators of and take an element of the inverse limit, represented by with . Since , we may write
Write with , and set , so that . Because , the sequence satisfies and is therefore Cauchy in . Completeness of supplies with for every .
Put . Then for every , so as required.
Let be a commutative noetherian ring which is -adically complete for an ideal , and let be a -algebra that is finitely generated as a -module. Then:
- is -adically complete, and idempotents of can be lifted to .
- Suppose in addition that is semilocal and . If has no idempotents other than and , then is a local ring.
(1) Apply to the finitely generated -module : the map is an isomorphism. Since maps into we have , so this says exactly that is -adically complete as a ring. Lifting of idempotents is then .
(2) With semilocal and , the quotient is a commutative semisimple ring, that is, a finite product of fields. The ring is a finitely generated module over , hence of finite length over ; every one-sided ideal of is a -submodule, so is left and right artinian.
Assume has no idempotents but and . By (1) every idempotent of lifts to , so likewise has no nontrivial idempotents; and because is proper. A nonzero one-sided artinian ring with only trivial idempotents is local , so is local. Finally — a standard consequence of being module-finite over with — so and is a division ring. Hence is local.
Let be a commutative noetherian semilocal ring which is -adically complete for , and let be a -algebra that is finitely generated as a -module. Then every finitely generated right -module admits a decomposition
with each an indecomposable -submodule.
Moreover is uniquely determined by , and the sequence of isomorphism types is uniquely determined up to a permutation.
Existence. is finitely generated over and is finitely generated over , so is a finitely generated module over the noetherian ring and hence noetherian as a -module. Every -submodule is a -submodule, so the -submodules of satisfy the ascending chain condition, and a module with ACC decomposes as a finite direct sum of indecomposable submodules .
Local endomorphism rings. Set . Indecomposability of says precisely that has no idempotents other than and . Now is a finitely generated module over the noetherian ring , so is a finitely generated -module; is a -submodule of it, hence also finitely generated over . Thus is a nonzero module-finite -algebra with only trivial idempotents, and makes it a local ring.
Uniqueness. Each therefore has local endomorphism ring, i.e. is strongly indecomposable, and the Krull–Schmidt–Azumaya theorem delivers uniqueness of and of the isomorphism types up to permutation.
Over a Dedekind domain with nontrivial class group, a non-principal ideal satisfies . Taking and , whose square is the principal ideal , gives with all four summands indecomposable and .
That base is not local. Swan's example goes further: there is a commutative noetherian local domain and finitely generated -modules with , all four indecomposable over and . So locality of the base does not restore uniqueness — completeness does.
Proof Techniques and Method
How these proofs work, and which move to reuse.
Krull plus Nakayama for the Hausdorff condition
To show , never argue directly. Show the intersection satisfies by Artin–Rees, then kill it with Nakayama using and finite generation.
Push structure through the centre
Because lands in , scalar ideals extend cleanly: . Any statement proved for as a -module is then a statement about the -adic ring structure.
Upgrade indecomposable to strongly indecomposable
Apply the structure theory to rather than to . Over a module-finite complete setting the endomorphism ring is again in the class, so hypotheses that were assumed about become available about .
Move 3 is the reusable idea and the reason is stated for an arbitrary module-finite algebra rather than for alone: the theorem is applied not to but to the endomorphism rings its modules produce. The class of module-finite algebras over a fixed complete base is closed under the operation that the proof needs.
Worked Example
Splitting into four factors
Let , , and , free of rank over , so applies. Modulo , the field contains a primitive fourth root of unity, namely , so splits and
Maschke applies: is invertible in .
The four primitive orthogonal idempotents downstairs are . By they lift to , and the lifts are the character idempotents , where is the Teichmüller lift of : the unique fourth root of unity with .
The lift to precision
Solve with : writing gives , so and . Hence , and indeed . With and , , :
Squaring in confirms , and the four lifts , , , are pairwise orthogonal with . Consequently
A case where nothing splits
Take . Here is local, so has no nontrivial idempotents; by , is a local ring, with maximal ideal generated by and . Its finitely generated lattices decompose uniquely by : classically there are exactly three indecomposable -lattices, namely , and itself.
Comparison and Classification
| Idempotents lift mod rad | End of indec. is local | Krull–Schmidt unique | Semiperfect | |
|---|---|---|---|---|
| a field, finite-dimensional | yes | yes | yes | yes |
| complete noetherian semilocal, module-finite | yes | yes | yes | yes |
| noetherian local, not complete | no | no | no | no |
| a Dedekind domain with class number | no | no | no | no |
| , | no | no | no | no |
What survives over which base
The first two rows are the good cases and they are good for the same reason: the base is complete, trivially so for a field where the radical is zero. Rows three to five all fail, and they fail at the same point — an indecomposable module can have a non-local endomorphism ring, so nothing pins the decomposition down.
| Result | Needs noetherian | Needs complete | Needs semilocal, |
|---|---|---|---|
| (21.33) modules are complete | yes | yes | no |
| (21.34)(1) complete, idempotents lift | yes | yes | no |
| (21.34)(2) trivial idempotents local | yes | yes | yes |
| (21.35) Krull–Schmidt uniqueness | yes | yes | yes |
Relationship Map
- complete noetherian, module-finite — the standing hypotheses
- gives immediately
- is -adically complete for f.g. over
- is -adically complete
- , so
- with semilocal, , gives
- semisimple, so is semilocal
- is semiperfect
- indecomposable f.g. modules are strongly indecomposable
- Krull–Schmidt uniqueness
- fails without completeness
- Swan's local noetherian domain
- Dedekind domains of class number
- gives immediately
The chain of implications is short but each link needs its own hypothesis, which is why the theorem is stated with four separate conditions on rather than one.
Applications and Industry Use
Applications here means where this structure is used — inside mathematics and in the engineering and computing disciplines that consume it.
Lattices over
For finite and the completion of a ring of algebraic integers at a prime, is module-finite over a complete base, so -lattices decompose uniquely. Over they do not — which is precisely why the local-global method starts by completing.
Blocks and defect groups
Block theory is developed over a -modular system with complete. Completeness makes the block idempotents of lift to and makes the Krull–Schmidt theorem available for the modules that carry defect group and vertex theory.
Genus and local-global
Two -lattices lie in the same genus when their completions agree at every prime. The theory is usable because at each prime the completed problem has unique decompositions; the genus records exactly what is lost on returning to .
Working -adically
Computer algebra systems decompose modules over orders by reducing mod , splitting there, and lifting. The correctness of the lift is ; the assertion that the answer is well posed is .
The honest description is that this is the theorem that makes -adic methods legitimate. Everything gained by completing would be worthless if the resulting decompositions were not canonical.
Design Considerations
Design considerations here means the choices made when modelling a problem with these algebraic structures.
Which base ring should carry the problem?
- Module-finite, not finitely generated as an algebra. is a finitely generated -algebra and none of this applies to it; is module-finite and all of it does.
- Left or right modules. The statements are symmetric because is central; choose the side that matches your representation convention and stay on it.
- Which ideal. For any ideal for which is complete will do; for and the ideal must be , since the argument needs semisimple.
Failure Modes and Common Mistakes
- Do not conclude that is a complete local ring from ; completeness of for says nothing about having a unique maximal one-sided ideal unless (2) applies.
- Do not assume the number of factors in equals the number in before checking liftability; the equality is the content of , not a triviality.
- Do not read as a classification: it says decompositions are unique, not that indecomposables are known. For the list of indecomposable lattices is already infinite in general.
- Do not extend to arbitrary, non-finitely-generated modules; the ACC argument that gives existence of a decomposition breaks immediately.
Best Practices
- State the base pair explicitly, including noetherian, semilocal and complete, before invoking any result of this page.
- Verify module-finiteness by exhibiting generators, not by citing finite generation as an algebra.
- When computing, lift idempotents to an explicit precision and record that precision alongside the answer.
- Check the number of block factors against first: the semisimple quotient is where the count is visible.
- Before claiming uniqueness of a decomposition over , complete at each relevant prime and work with the genus instead.
Quick Reference
| Complete? | available? | ||
|---|---|---|---|
| yes | yes | ||
| yes | yes | ||
| A field | yes | yes | |
| no | no | ||
| no | no | ||
| no | no |
Frequently Asked Questions
Why does require to be semilocal as well as complete?
Because the proof passes through , which needs to be a finite product of fields so that is artinian. That is exactly semilocality together with . Without it one still gets completeness of and lifting of idempotents, but not the upgrade from no nontrivial idempotents to local, which is what Krull–Schmidt–Azumaya consumes.
Is a legitimate base here?
No. , so the only ideal for which is complete in the relevant sense is the zero ideal, and is not semilocal. This is not a technicality: Krull–Schmidt uniqueness genuinely fails for -lattices, which is the historical reason the subject completes at each prime.
Does say that is a complete local ring?
Part (1) says only that is complete with respect to ; can have many idempotents and be far from local. Part (2) adds the hypothesis that has no nontrivial idempotents, and only then concludes locality. Confusing the two is the most common misreading of the proposition.
How do these results relate to semiperfect rings?
Under the hypotheses of , is semisimple and idempotents lift modulo the radical, so is semiperfect. That is the abstract form of what the completeness hypothesis buys, and it is why the Krull–Schmidt statement resembles the one for finite-dimensional algebras.
Where exactly is the noetherian hypothesis used?
In two places. In it licenses Krull's intersection theorem, hence the Hausdorff condition for a finitely generated module. In it makes a noetherian -module, which gives the ACC needed for existence of a decomposition, and makes finitely generated so the endomorphism ring stays in the class.
Does uniqueness extend to infinitely generated modules?
Not from this theorem. Existence of a decomposition into indecomposables relies on the ascending chain condition, and uniqueness in the infinite setting requires the Krull–Schmidt–Azumaya statement for arbitrary direct sums of modules with local endomorphism rings — a different theorem with different hypotheses.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §21, results (21.33)–(21.35), with (19.19)–(19.21).
- C. W. Curtis and I. Reiner, Methods of Representation Theory, Volume I, Wiley-Interscience, 1981, §§6, 30–33 (orders, lattices, complete local base rings).
- I. Reiner, Maximal Orders, Academic Press, 1975, Chapters 5–6.
- H. Matsumura, Commutative Ring Theory, Cambridge University Press, 1986, Chapter 8 (Artin–Rees, Krull intersection, completion).
- R. G. Swan, “Projective modules over group rings and maximal orders”, Annals of Mathematics 76 (1962), 55–61.
AI Suggested Questions
- Write out the Artin–Rees lemma and derive Krull's intersection theorem in the form used in the proof of (21.33).
- Give an example of a non-noetherian commutative ring and a finitely generated module for which the intersection of the powers of an ideal is nonzero.
- Classify the indecomposable -lattices and verify that there are exactly three.
- Work out Swan's example in detail and identify precisely which step of the proof of (21.35) fails for it.
- How does the genus of a -lattice encode the discrepancy between global and local decompositions?
- Compute the block idempotents of for and and compare with the characteristic-zero case.
- For which finite groups and primes is a local ring?
