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ArticlePublished 8 Aug 2026Updated 9 Aug 202619 min readBy KEVOS®
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Engineering Mathematics Advanced Prime ideals

Upper Nilradical and Köthe’s Conjecture

The sum of all nil ideals of R is again nil, so there is a largest nil ideal NilR. Whether it absorbs every nil one-sided ideal is Köthe's Conjecture — open since 1930, and equivalent to a surprising list of statements about matrices and polynomials.

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KEVOS-ENG-MATH-NCR-0082
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ENG / ENG-MATH
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noncommutative-rings-core
Source
(10.25)–(10.28), §10 (pp. 178–180)
Reviewed
2026-08-08
Version
1.0.0

Executive Summary

Nil ideals behave well as long as they are two-sided. Their sum is nil, so a largest one exists: the upper nilradical NilR. It sits between the prime radical and the Jacobson radical and coincides with both in the classical cases — commutative rings and left artinian rings.

The moment one-sided ideals are admitted, the theory stops. It is not known whether the sum of two nil left ideals is nil, whether a nil left ideal lies in a nil two-sided ideal, or whether a ring with no nil ideals can carry a nil left ideal. These are the same question, posed by Köthe in 1930 and still open. Every structural statement about nil one-sided ideals in this collection is therefore hedged by a chain condition.

1930Köthe's question
OpenStatus today
NilRLargest nil ideal
radRAlways

Overview

A ring has two natural nil-flavoured radicals. The lower nilradical NilR is built from below, as the intersection of prime ideals, and is the smallest semiprime ideal. The upper nilradical NilR is built from above, as the sum of all nil ideals, and is the largest nil ideal. They agree in the commutative case and disagree in general.

NilRNilRradR
(10.27)

The first inclusion holds because NilR is a nil ideal; the second because every nil one-sided ideal lies in the Jacobson radical, by (4.11).

The asymmetry is worth naming precisely. Nilpotent one-sided ideals cause no trouble at all: a nilpotent left ideal generates a nilpotent two-sided ideal, and semiprimeness kills them outright. Nil-ness is what breaks, because there is no uniform exponent to work with.

Learning Objectives

  • Prove (10.25): a nil left ideal plus a nil ideal is a nil left ideal.
  • Deduce that NilR exists and equals {aR:RaR is nil}.
  • Prove NilRNilRradR and the collapse in the commutative and left artinian cases.
  • State Köthe's Conjecture in the three forms (10.28), (10.28a), (10.28b) and prove they are equivalent.
  • Show that a ring with an involution satisfying aa=0a=0 has no nonzero nil one-sided ideal.
  • Name the classes of rings for which the conjecture is known to hold.

Definitions

Definition(10.26)Upper nilradical

NilR denotes the sum of all nil ideals of R. By (10.25) this sum is itself nil, so NilR is the largest nil ideal of R, and element-wise NilR={aR:RaR is a nil ideal}.

Nil
Every element is nilpotent, with no uniform bound on the exponents.
Nilpotent
𝔄n=0 for some fixed n; strictly stronger than nil.
NilR
Lower nilradical: the intersection of all prime ideals, the smallest semiprime ideal.
NilR
Upper nilradical: the largest nil ideal.
L-radR
Levitzki radical: the largest locally nilpotent ideal; it sits between the two nilradicals.
radR
Jacobson radical; contains every nil one-sided ideal by (4.11).

The starred notation is Lam's: the subscript marks the lower, the superscript the upper radical. Other sources write N(R) or Nil(R) for one or both, so check conventions before quoting.

Core Concepts

Why two-sidedness rescues the sum

Let 𝔄 be a nil left ideal and 𝔅 a nil ideal. To see that 𝔄+𝔅 is nil, work modulo 𝔅: the image of 𝔄+𝔅 in R/𝔅 is the image of 𝔄, hence nil, so any c𝔄+𝔅 has cn𝔅 for some n; nilness of 𝔅 then finishes the job with a second exponent.

The step *work modulo 𝔅* requires 𝔅 to be two-sided, so that R/𝔅 is a ring. If both ideals are merely left ideals there is no quotient ring to pass to, and the argument evaporates. That single gap is the whole of Köthe's problem.

c𝔄+𝔅c¯ nil in R/𝔅cn𝔅(cn)m=0

Left and right are interchangeable

For any xR, the principal left ideal Rx is nil if and only if the principal right ideal xR is nil: if (rx)n=0 then (xr)n+1=x(rx)nr=0, and symmetrically. Consequently a ring has no nonzero nil left ideal precisely when it has no nonzero nil right ideal, and one may speak unambiguously of a ring without nonzero nil one-sided ideals.

Key Results

Lemma(10.25)Sums of nil ideals

Let 𝔄 be a nil left ideal and 𝔅 a nil two-sided ideal in a ring R. Then 𝔄+𝔅 is a nil left ideal.

Proof

𝔄+𝔅 is a left ideal since both summands are. Let c𝔄+𝔅 and pass to R¯=R/𝔅, a ring because 𝔅 is two-sided. The image 𝔄+𝔅¯=𝔄¯ is a nil left ideal of R¯, being a homomorphic image of a nil left ideal. Hence c¯n=0 for some n1, i.e. cn𝔅. Since 𝔅 is nil, (cn)m=0 for some m1, so cnm=0.

Applying the lemma with both ideals two-sided shows that the sum of any family of nil ideals is nil: an element of the sum lies in a sum of finitely many of them, and induction applies.

Proposition(10.27)Position of the upper nilradical

For any ring R, NilRNilRradR. If R is commutative, all three coincide with Nil(R), the set of nilpotent elements. If R is left artinian, all three coincide with radR, which is then nilpotent.

Proof

NilR=(0) consists of elements every m-system through which meets (0), and is in particular a nil ideal; being an ideal it lies in the sum of all nil ideals, giving the first inclusion. The second is (4.11): every nil one-sided ideal, in particular the nil ideal NilR, is contained in radR.

If R is commutative, Nil(R) is an ideal, it is nil, and it is the intersection of the prime ideals; so it is simultaneously the largest nil ideal and the smallest semiprime ideal, forcing NilR=NilR=Nil(R). (The Jacobson radical may be strictly larger — take R=k[[x]].)

If R is left artinian, radR is a nilpotent ideal by (4.12). The quotient R/NilR is semiprime and therefore has no nonzero nilpotent ideal, so the image of radR there is zero, i.e. radRNilR. Combined with the chain above, all three radicals agree.

PropositionRings with a positive-definite involution

Let R be a ring with an involution such that aa=0 implies a=0. Then R has no nonzero nil one-sided ideal; in particular NilR=0 and Köthe's Conjecture holds vacuously for R.

Proof

Let 𝔄 be a nil left ideal and a𝔄. Then b=aaR𝔄𝔄 is nilpotent and satisfies b=b. Choose n1 minimal with bn=0 and suppose n2. Put c=bn1; then cc=bn1bn1=b2n2=0 because 2n2n, so the hypothesis gives c=bn1=0, contradicting minimality. Hence n=1, so aa=b=0 and therefore a=0.

The hypothesis holds for any -closed ring of bounded operators on a complex Hilbert space, since TT=0 gives |Tv|2=TTv,v=0 for all v. It also holds for the group ring G of an arbitrary group under aggag¯g1, since the coefficient of 1 in αα is g|ag|2; this is how (6.11) produces NilG=0.

Conjecture(10.28)Köthe

If NilR=0, then R has no nonzero nil one-sided ideal. Equivalently, over all rings:

  1. (10.28a) every nil left or right ideal of a ring R is contained in NilR;
  2. (10.28b) the sum of two nil left ideals of a ring R is nil (equivalently for right ideals).
ProofEquivalence of the three forms

**(10.28a)(10.28)** is immediate: if NilR=0 then every nil one-sided ideal is contained in 0. Conversely, given (10.28) for all rings, apply it to R¯=R/NilR, whose upper nilradical vanishes — a nil ideal of R¯ pulls back by (10.25) to a nil ideal of R, hence into NilR. A nil left ideal 𝔄R has nil image in R¯, so that image is zero, i.e. 𝔄NilR.

**(10.28a)(10.28b)**: both summands lie in NilR, whose elements are nilpotent, so the sum is contained in a nil ideal.

**(10.28b)(10.28)**: for x,rR, Rx nil implies R(xr) nil, since (sxr)n+1=sx(rsx)nr and rsxRx. Hence the sum 𝔖 of all nil left ideals is closed under right multiplication, so it is a two-sided ideal, and it coincides with the sum of all nil right ideals. Under (10.28b) every finite sum of nil left ideals is nil, so every element of 𝔖 lies in a nil left ideal and 𝔖 is nil. Being a nil ideal, 𝔖NilR, which is (10.28a) and hence (10.28).

Theorem(10.30)Known cases
  • Right noetherian rings. Levitzki's Theorem: in a right noetherian ring every nil one-sided ideal is nilpotent, and NilR=NilR is the largest nilpotent one-sided ideal. Left artinian rings are covered a fortiori.
  • Rings with ACC on right annihilators. Utumi's Lemma (10.29) places every nil one-sided ideal inside NilR, which is stronger than the conjecture demands.
  • **Algebras with rad nil.** If R is an algebra over a field k that is algebraic over k, or satisfies dimkR<|k|, then radR is nil by (4.19) and (4.20), so NilR=radR and every nil one-sided ideal — being inside radR — is inside NilR.
  • PI-algebras over an arbitrary field; for finitely generated PI-algebras Braun's theorem gives the stronger conclusion that NilR=NilR=radR is nilpotent.
RemarkExercise 25Krempa's reformulations

Köthe's Conjecture is also equivalent to each of the following, quantified over all rings R and all n: (a) if I is a nil ideal of R then Mn(I) is a nil ideal of Mn(R); (b) Nil(Mn(R))=Mn(NilR); (c) if I is a nil ideal then I[t]radR[t]; (d) rad(R[t])=(NilR)[t].

Form (a) already fails to be obvious for n=2: it asks whether a 2×2 matrix over a nil ring is nilpotent, and the companion-matrix argument of Krempa and Amitsur is the only known route from (a) to (c). Form (d), if true, would sharpen Amitsur's description of radR[t] considerably.

Proof Techniques and Method

The reusable moves behind the proofs above.

Move 1

Quotient by the two-sided piece

To handle a sum 𝔄+𝔅, kill 𝔅 and work in R/𝔅. Two exponents, one from each stage, combine multiplicatively. This works only when the ideal being killed is two-sided.

Move 2

Shift a product cyclically

(xr)n+1=x(rx)nr converts a statement about Rx into one about xR at the cost of one factor. It is the reason nil-ness is side-neutral for principal one-sided ideals even though the conjecture is open.

Move 3

Minimise a nilpotency index

Given bn=0 with n minimal, test bn1: the exponent 2n2 already exceeds n. Used here with an involution to force n=1, and on the semiprime pages to collapse nilpotent ideals.

Move 3 is available for nilpotent objects and unavailable for nil ones — there is no index to minimise when each element has its own exponent. Almost every open problem in this area sits exactly at that boundary.

Worked Example

A nil radical that is not nilpotent

Let k be a field and set R=k[x1,x2,x3,]/(xii+1:i1), a commutative ring. Write 𝔪=(x1,x2,) for the ideal of elements with zero constant term.

  • 𝔪 is nil: any a𝔪 involves finitely many variables x1,,xn, and every monomial of total degree exceeding in(i+1) vanishes, so a is nilpotent.
  • 𝔪 is not nilpotent: xnm0 whenever mn, so 𝔪m0 for every m.
  • R is local with maximal ideal 𝔪, since an element with nonzero constant term is a unit plus a nilpotent.
NilR=L-radR=NilR=radR=𝔪,𝔪m0m.
(E.1)

All four radicals coincide because R is commutative and local — but the common value is nil without being nilpotent.

A ring where the upper nilradical is strictly smaller than the Jacobson radical

Let R=k[[x]], or equally R=(p). Both are commutative domains, so NilR=NilR=0, while radR is the unique maximal ideal (x), respectively p(p). The last inclusion of (10.27) is therefore strict in the strongest possible way: the two ends of the chain are 0 and a nonzero ideal.

A collapse

For R=T2(k), finite-dimensional over k hence left artinian, (10.27) forces NilR=NilR=radR=𝔑, the strictly upper triangular matrices, and 𝔑2=0. Left artinian rings are exactly where all the distinctions on this page disappear — which is why the interesting examples are all infinite-dimensional.

Comparison and Classification

Where Köthe's Conjecture is known
Conjecture known?ReasonStronger conclusion available?
Left artinianyesall radicals equal radR, nilpotentyes
Right noetherianyesLevitzki's Theorem (10.30)yes — nil one-sided ideals are nilpotent
ACC on right annihilatorsyesUtumi's Lemma (10.29)yes — nil one-sided ideals sit in NilR
Algebraic algebra over a fieldyesradR is nil, by (4.19)no
PI-algebra over a fieldyesSecond Course; Braun for the f.g. caseyes in the finitely generated case
Commutativeyesone-sided ideals are two-sidedyes
General ringopenno method knownno

Where Köthe's Conjecture is known

The four radicals on the examples of this page
RingNilNilrad
k[[x]]00(x)
(p)00p(p)
k[xi]/(xii+1)𝔪𝔪𝔪 (nil, not nilpotent)
T2(k)𝔑𝔑𝔑 (nilpotent)
Mn(D)000
-closed operator algebra00may be nonzero

Relationship Map

NilRL-radRNilRradR

All three inclusions are strict for suitable rings; the middle one requires Golod's finitely generated nil algebra that is not nilpotent, hence not locally nilpotent. The full comparison is laid out in The Radicals of a Ring Compared and The Levitzki Radical and Locally Nilpotent Ideals.

You have a nil one-sided ideal 𝔄. What can you conclude?

𝔄 is two-sided𝔄NilRradR, unconditionally.
𝔄 is one-sided, R arbitraryOnly 𝔄radR, by (4.11). Whether 𝔄NilR is Köthe's Conjecture.
𝔄 one-sided, R has ACC on right annihilators𝔄NilR by Utumi's Lemma — the strongest possible conclusion.
𝔄 one-sided, R right noetherian𝔄 is nilpotent, by Levitzki's Theorem.

Computational Notes

Computational notes cover algorithms, cost and library behaviour rather than manufacturing process.

  • For a finite-dimensional algebra over a field, NilA=radA, so the radical routines in GAP, Magma and Sage compute the upper nilradical directly; nothing about Köthe is visible in that regime.
  • For a finitely presented associative algebra there is no algorithm: the word problem is already undecidable, so deciding whether a given element is nilpotent — let alone whether an ideal is nil — is out of reach in general.
  • Golod's algebras are given by explicit generators and relations chosen so that the Golod–Shafarevich inequality forces infinite dimension; they are computable examples, and truncating them at a fixed degree is a standard way to experiment.
  • Krempa's form (a) suggests a finite test: is a 2×2 matrix over a nil ring nilpotent? Concretely one can search for counterexamples in nilpotent-by-degree truncations, but no truncation can refute the conjecture, since nil-ness is not a finitary condition.

Failure Modes and Common Mistakes

  • Do not assume the sum of two nil left ideals is a nil left ideal; that is the conjecture, not a lemma.
  • Do not read (10.25) as symmetric in its two arguments — one of the ideals must be two-sided for the quotient argument to exist.
  • Do not conclude NilR=radR without a hypothesis; it needs left artinian, or an Amitsur-type condition making radR nil.
  • Do not confuse the two stars: Nil is the smallest semiprime ideal, Nil the largest nil ideal, and the inclusion runs from subscript to superscript.

Best Practices

  • State which radical you mean by name and symbol on first use; four candidates are in play and the notation varies across the literature.
  • When a proof uses a nil one-sided ideal, record whether it also needs the ideal to be two-sided — that single distinction decides whether the argument is unconditional.
  • Prefer hypotheses that force radR to be nil (algebraicity, PI, chain conditions); they make all the nil questions collapse and are usually checkable.
  • When quoting a result known under Köthe's Conjecture, mark it as conditional; several results in the literature are stated without that qualification.

Historical Notes and Lessons Learned

  • 1930Köthe poses the questionIn his paper on rings whose quotient by the radical is completely reducible, Köthe asks whether a ring with no nonzero nil ideal can have a nonzero nil one-sided ideal.
  • 1939 / 1950Levitzki settles the noetherian caseLevitzki proves that nil one-sided ideals of a right noetherian ring are nilpotent. The proof was delayed by the war and appeared only in 1950, with a flaw that persisted into the standard references.
  • 1956Amitsur on polynomial radicalsAmitsur's description of radR[t] as N[t] with N nil supplies the link between the conjecture and polynomial rings that Krempa later exploits.
  • 1964Golod's nil algebrasGolod, using the Golod–Shafarevich inequality, constructs finitely generated infinite-dimensional nil algebras. These separate nil from locally nilpotent and show that no local-finiteness argument can settle the conjecture.
  • 1972Krempa's equivalencesKrempa reduces the conjecture to matrix and polynomial statements: nil-ness of Mn(I), and radR[t]=(NilR)[t]. The problem acquires several independent-looking faces.
  • 2000Smoktunowicz's nil ringSmoktunowicz constructs a nil ring N with N[x] not nil, refuting Amitsur's related conjecture. Köthe's Conjecture survives, but the example shows how badly nil-ness behaves under polynomial extension.

The lesson is that every plausible strengthening has been tested and several have failed. What remains open is unusually narrow: not whether nil rings are well behaved — they are not — but whether one-sided nil-ness can escape a two-sided nil ideal.

Quick Reference

DefinitionNilR= sum of all nil ideals = largest nil ideal
Element formaNilRiffRaR is nil
ChainNilRL-radRNilRradR
CommutativeNilR=NilR=Nil(R)
Left artinianall four radicals equal radR, which is nilpotent
KötheNilR=0 no nonzero nil one-sided ideal
Equivalentsum of two nil left ideals is nil; NilMn(R)=Mn(NilR)
Side neutralityRx nil iffxR nil, for every x
Statements, status, source
StatementStatusReference
Sum of nil ideals is niltheorem(10.25)
NilR is the largest nil idealtheorem(10.26)
NilNilradtheorem(10.27)
Sum of two nil left ideals is nilopen(10.28b)
radR[t]=(NilR)[t]open, equivalent to KötheExercise 25(d)
R nil R[x] nilfalseSmoktunowicz 2000

Frequently Asked Questions

Why is the upper nilradical called upper?

Because it is constructed from above, as the largest ideal with a nilness property, whereas the lower nilradical is constructed from below as the smallest semiprime ideal — equivalently the intersection of the prime ideals. The names record the direction of the construction, not the size, although NilRNilR does hold.

Is Köthe's Conjecture equivalent to a statement about a single ring?

No, and this is part of its difficulty. All of the standard formulations quantify over all rings; a counterexample would be a single ring with a nonzero nil one-sided ideal and no nonzero nil ideal, but proving the conjecture requires an argument valid for every ring at once. Krempa's matrix and polynomial reformulations are likewise universally quantified.

What is the relationship with the Jacobson radical?

Every nil one-sided ideal lies in radR, by (4.11) — that direction is unconditional and easy, since a nilpotent element a makes 1a invertible. What is missing is the finer statement that a nil left ideal lies in a nil ideal. The Jacobson radical is simply too coarse to detect the difference.

Does the conjecture matter outside pure radical theory?

It controls a genuine gap in how one may argue. Without it, a nil left ideal cannot be enlarged to a nil two-sided ideal, so it cannot be quotiented away; every theorem needing that step must assume a chain condition or a PI hypothesis instead. That is why the Levitzki radical — defined by locally nilpotent ideals, which do behave well one-sidedly — was introduced.

Would a proof of the conjecture simplify the theory much?

Substantially. The upper nilradical would become a genuine radical in the one-sided sense, the equality NilMn(R)=Mn(NilR) would restore Morita invariance, and Amitsur's description of radR[t] would sharpen to an explicit formula. A counterexample would be equally informative, and would presumably come from the Golod–Shafarevich circle of constructions.

References

  1. T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §10, (10.25)–(10.28) and Exercise 25.
  2. G. Köthe, “Die Struktur der Ringe, deren Restklassenring nach dem Radikal vollständig reduzibel ist”, Mathematische Zeitschrift 32 (1930), 161–186.
  3. J. Krempa, “Logical connections between some open problems concerning nil rings”, Fundamenta Mathematicae 76 (1972), 121–130.
  4. E. S. Golod, “On nil-algebras and finitely approximable p-groups”, Izvestiya Akademii Nauk SSSR, Seriya Matematicheskaya 28 (1964), 273–276.
  5. A. Smoktunowicz, “Polynomial rings over nil rings need not be nil”, Journal of Algebra 233 (2000), 427–436.
  6. N. J. Divinsky, Rings and Radicals, University of Toronto Press, 1965.

AI Suggested Questions

  • Sketch Golod's construction of a finitely generated nil algebra that is not nilpotent.
  • Explain the companion-matrix argument of Krempa and Amitsur linking Mn(I) nil to I[t]radR[t].
  • For which classes of group rings is NilkG=0 known, and what role does the involution gg1 play?
  • How does Smoktunowicz's example fail to contradict Köthe's Conjecture?
  • Give a ring in which NilRNilR and identify both radicals explicitly.
  • What is known about Köthe's Conjecture for algebras over uncountable fields?
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