Executive Summary
Bass's homological description of perfect and semiperfect rings rests on one elementary notion. A submodule is small (or superfluous) if it contributes nothing to any generating set: whenever for a submodule , already . Everything in §24 — the module radical, projective covers, and the two characterisation theorems — is built from this one definition.
Smallness is what survives when finite generation is removed. Nakayama's Lemma says is small in a finitely generated for ; right T-nilpotence of buys the same conclusion for every module, and that is precisely the extra strength a right perfect ring supplies.
Overview
Throughout §24 modules are right -modules over a ring with identity, and denotes . Smallness is a relative notion: a module is never small in itself except when it is zero, and a submodule that is small in a submodule of is small in , but not conversely in any useful sense — smallness is inherited downwards and outwards, never upwards from a quotient.
The subscript notation is Lam's; Anderson-Fuller write for the same relation.
The picture to carry is complement-free: is small exactly when it has no proper complement, in the weak sense that no proper submodule of can be enlarged to all of by adjoining . Direct summands are therefore the antithesis of small submodules, and the two notions collide productively in the uniqueness proof for projective covers.
The two consumers of this definition are the Radical of a Module, which turns out to be the sum of all small submodules, and Projective Covers, which are the epimorphisms with small kernel.
Learning Objectives
- State and restate it as the absence of a proper submodule complementing .
- Prove that a nonzero direct summand is never small, and identify the small submodules of a semisimple module.
- Apply both halves of : for finitely generated, and for arbitrary when is right T-nilpotent.
- Use the closure properties of – fluently, including the modular-law argument behind transitivity.
- Explain why every maximal submodule contains every small submodule.
- Compute the small submodules of , of , and of the Prüfer group over .
Definitions
Let be a right module over a ring . A submodule is small, or superfluous, in if for every submodule the equality forces . We write .
- Lam's notation for * is small in *. Anderson–Fuller and Wisbauer write ; Kasch says superfluous. The three are identical.
- Right T-nilpotent
- A subset is right T-nilpotent if for every sequence there exists with . Note the order: the sequence is applied on the left.
- The intersection of all maximal submodules of , and when has none. For this is the Jacobson radical.
- Direct summand
- A submodule with for some submodule ; equivalently the image of an idempotent in .
- Projective cover
- An epimorphism with projective and .
Modules are unital right modules and rings have an identity. The empty sum convention gives for every , and only when .
Core Concepts
Smallness as a generation test
If and , then any subset of the whose -span together with is all of already spans . In other words, elements of a small submodule are never needed as generators. This is the working meaning of the definition and the reason smallness appears wherever minimal generating sets do.
The last arrow is not reversible in general: is the sum of all small submodules, and an infinite sum of small submodules can fail to be small. It is reversible when is finitely generated.
Two sources of small submodules
In practice small submodules are produced in exactly two ways, and both are Nakayama arguments. The first is classical and needs finite generation; the second removes that hypothesis at the cost of a strong condition on the ideal.
The second implication is the module-theoretic content of right perfectness; see the criterion (23.16).
Why summands are the enemy
If with then while , so is not small. Over a semisimple ring every submodule is a summand, so no nonzero submodule of any module is small — which is why -semisimple rings admit projective covers only for modules that are already projective.
Key Results
Let be a right -module and a direct summand with . Then is not small in . Consequently, if is a semisimple module then is its only small submodule.
Write . Then , but because and . So the defining implication fails. If is semisimple, every submodule is a direct summand, so a small submodule must be zero.
Let be a right -module and let be a right ideal of . If either (a) is finitely generated, or (b) is right T-nilpotent, then .
Suppose with a submodule, and put . Applying the quotient map gives .
Case (a). If is finitely generated then so is , and Nakayama's Lemma — valid for any right ideal inside — gives , i.e. .
Case (b). If is right T-nilpotent, then by the criterion the equality forces for any right module, finitely generated or not. Again .
In both cases every submodule with equals , which is the definition of .
Let be a right -module. (i) If and then . (ii) If then . The finiteness in (ii) cannot be dropped.
(i) If then , so and hence .
(ii) It suffices to treat and induct. Suppose . Read this as ; smallness of gives , and smallness of then gives .
Let be right -modules. If then .
Let satisfy . Intersect with and use the modular law, legitimate because :
Since , this forces , that is . In particular , so .
If for , then .
Each is small in , and is a submodule of , so by . A finite sum of small submodules of is small by , and that sum is .
If is a maximal submodule of and , then . Hence every small submodule of lies in .
If then is a submodule strictly containing , so by maximality. Smallness gives , contradicting properness of a maximal submodule. Intersecting over all maximal gives .
Let be a homomorphism of right -modules and . Then . (This standard complement to is Anderson–Fuller ; Lam uses the special case where is the inclusion of a submodule.)
Let with . Given , write with , ; then , so and . Hence , and smallness of gives , i.e. . Then as well, so .
Proof Techniques and Method
How these proofs work, and which move to reuse.
The arguments above are short because they all reduce to one of three manoeuvres.
Quotient and apply Nakayama
To prove , assume and pass to . The hypothesis becomes a statement about a module killed by its own radical action, and Nakayama — in its finitely generated or its T-nilpotent form — finishes.
Re-bracket the sum
Smallness of a sum is proved by reading as and peeling one summand at a time. The induction is on the number of summands, which is why infinitude breaks it.
Cut down by the modular law
To move smallness from to , intersect the equation with . Because , modularity yields and the hypothesis applies inside .
Move 1 is the one that recurs throughout §24: the proof that for projective , the construction of projective covers over semiperfect rings, and the perfect-ring characterisation all run it. Move 3 is what makes smallness usable inside a direct sum decomposition, where one constantly slides between a summand and the whole.
Worked Example
A finite example:
Take as a module over (equivalently over itself). Its submodules are the cyclic groups generated by , and its maximal submodules are and , of index and . Hence
Since is finitely generated, the small submodules are exactly the submodules of , namely and . Check directly: , , , and — no proper submodule is enlarged to . By contrast is not small, because while ; consistently, makes a nonzero direct summand.
An infinite example: over
Claim: as -modules. Suppose for a subgroup . If then , false; so pick and note is nonzero. For write
and multiply by : . Both terms lie in — the first because , the second because is a -module — so for all , whence . Multiplying by any nonzero rational is a -automorphism of , so every cyclic subgroup is small in .
The Prüfer group
Let . Its proper submodules are the finite cyclic groups , and they form a chain whose union is . If with proper, then both are members of the chain, so one contains the other and is proper — a contradiction. Hence *every proper submodule of is small*, has no maximal submodule, and .
Process and Workflow
Is small in ?
For a general module the practical route is: test the finitely generated criterion first, then look for a T-nilpotent ideal, and only then attack the submodule lattice directly.
Comparison and Classification
| Module over | Small submodules | Maximal submodules exist? | |
|---|---|---|---|
| over | and | yes: , | |
| over | only | yes: for each prime | |
| over | every cyclic (indeed every finitely generated) submodule | no | |
| over | every proper submodule | no | |
| Any over a semisimple | only | yes, in abundance | |
| finitely generated, any | the submodules of | yes | |
| Any over a right perfect | the submodules of | yes when |
The last two rows are the point of the section: finite generation and right perfectness are two different ways to force itself to be small, and the second works uniformly across all modules.
Relationship Map
- — small submodule
- is implied by
- with
- for some
- , finitely generated,
- , right T-nilpotent
- implies
- for every maximal submodule
- for every
- is not a nonzero direct summand
- is preserved by
- finite sums
- finite direct sums
- passage to a larger ambient module
- is NOT preserved by
- infinite sums
- infinite direct sums in general
- passage to a quotient of in general
- is implied by
Reading the chain right to left: uniform smallness of is one of the defining features of right perfect rings, semiperfect rings supply it only for finitely generated modules, and semisimple rings trivialise it by making .
Applications and Industry Use
Applications here means where this structure is used — inside mathematics and in the engineering and computing disciplines that consume it.
Smallness is infrastructure rather than a headline object; its value is that it makes minimality well-behaved in settings where no finiteness is available.
- Minimal projective resolutions. Over a semiperfect ring, requiring each syzygy map to have small kernel produces a resolution with no redundant summands; the Betti numbers read off from it are genuine invariants. This underlies the computation of over group algebras and quiver algebras.
- Quiver and path-algebra software. Systems that compute with finite-dimensional algebras (GAP's QPA, Magma, Sage) build projective covers of modules over basic algebras; smallness of the kernel is the correctness condition being enforced.
- Representation theory of finite groups. For with dividing , the radical series and the socle series are both governed by which submodules are superfluous, and Brauer theory manipulates them constantly.
- Lifting and approximation arguments. Statements of the form a solution mod a small submodule lifts to a solution are the module-theoretic version of Hensel-style lifting used in idempotent lifting and in block theory.
The honest summary: outside algebra this notion is not used directly. It is used constantly inside the algorithms that decompose modules, and those algorithms are what serve coding theory, symbolic computation and computational representation theory.
Failure Modes and Common Mistakes
- Do not assume smallness passes to quotients: the image of a small submodule under an epimorphism is small in the image, but a submodule of can fail to be small even when its preimage is not.
- Do not confuse (intersection of maximal submodules of the module ) with (a two-sided ideal). They agree only for .
- Do not use the convention for a module with no maximal submodule as evidence that is small in itself — it is not, unless .
- Do not apply Nakayama's Lemma without checking that the right ideal really lies inside ; for the conclusion fails at once.
Best Practices
- State which of the two Nakayama criteria you are invoking; the finitely generated one and the T-nilpotent one have different scopes and mixing them silently is the commonest error in this area.
- When proving smallness, always name the test submodule explicitly and quotient by it — the argument is then two lines rather than a search.
- Check candidate small submodules against the summand test first: it is instantaneous and rules out most non-examples.
- In a direct sum decomposition, move smallness outward with before combining, not after; combining first invites an illegitimate infinite sum.
- Record whether your ambient module is finitely generated. That single fact decides whether small and contained in the radical are the same condition.
Quick Reference
| Item | Statement | Hypotheses |
|---|---|---|
| (24.2)(1) | A nonzero direct summand is not small | none |
| (24.2)(2) | a right ideal; finitely generated or right T-nilpotent | |
| (24.2)(3) | Submodules of small are small; finite sums of small are small | finitely many summands |
| (24.2)(4) | none | |
| (24.2)(5) | finitely many summands | |
| (24.2)(6) | Every maximal submodule contains every small submodule | none |
Frequently Asked Questions
Why is the definition phrased with sums rather than with intersections?
Because smallness is about generation. The dual notion — a submodule with — is essentiality, and it governs injective hulls exactly as smallness governs projective covers. The two theories are formally dual, but not equally well behaved: injective hulls always exist, projective covers usually do not.
Is always small in ?
No. It is small when is finitely generated, and when is right perfect it is small for every . In general is only the sum of the small submodules, and that sum can be all of : for over , and for the Prüfer group, .
Does smallness depend on which side the module is on?
The definition is side-neutral in form — replace right by left everywhere and nothing changes. But the criteria that produce small submodules are not: for all right modules requires to be right T-nilpotent, and right perfect rings need not be left perfect. So the notion is symmetric; its supply is not.
What is the relationship between small submodules and projective covers?
A projective cover of is an epimorphism from a projective module with . Smallness of the kernel is exactly the minimality condition: it says no proper submodule of already maps onto , which is what makes the cover unique up to isomorphism.
If is small in and is small in a bigger module, is small there?
Yes, and more simply than that: needs only with no hypothesis on inside . Transitivity is free in this direction. The direction that fails is going down: and do not force without further information.
Can a module be small in itself?
Only if it is zero. Taking in the definition gives , so forces . This is why a projective cover of a nonzero module never has kernel equal to , and why for nonzero projective is a theorem worth proving.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §24, (24.1)–(24.2) (pp. 358–359).
- F. W. Anderson and K. R. Fuller, Rings and Categories of Modules, 2nd edition, Graduate Texts in Mathematics 13, Springer-Verlag, 1992, §5 and §9 (superfluous submodules and projective covers).
- H. Bass, “Finitistic dimension and a homological generalization of semi-primary rings”, Transactions of the American Mathematical Society 95 (1960), 466–488.
- F. Kasch, Modules and Rings, London Mathematical Society Monographs 17, Academic Press, 1982, Chapter 5.
- R. Wisbauer, Foundations of Module and Ring Theory, Gordon and Breach, 1991, §19 and §21.
AI Suggested Questions
- Give a proof that the sum of all small submodules of equals , and identify exactly where finite generation is used.
- Construct a module and small submodules whose infinite direct sum is not small in the corresponding infinite direct sum.
- Dualise: state the definition of an essential submodule and compare the existence theory of injective hulls with that of projective covers.
- Which rings have the property that is the only small submodule of every module, and how is that class characterised?
- Show that for a finitely generated module , a submodule is small if and only if it lies in .
- Explain why right T-nilpotence of , rather than nilpotence, is the correct hypothesis for uniform smallness of .
- How do small submodules behave under Morita equivalence, and is superfluity a categorical notion?
