Context and scope
the supplied physics reference, Applications of Classical Physics — Chapters 24–28 From SR to GR · Curved Spacetime · Stars & Black Holes · Gravitational Waves · Cosmology
/20 Summary
- General Relativity = geometric theory of gravity. Gravitation is not a force — it's the curvature of 4-D spacetime sourced by energy-momentum.
- Two-line summary (Wheeler):
Matter tells spacetime how to curve; spacetime tells matter how to move.
- Einstein's field equations: 10 nonlinear PDEs for the metric . The single equation that determines stars, black holes, gravitational waves, and the universe.
- The Equivalence Principle (EP) is the conceptual foundation: locally, free-fall is indistinguishable from inertial motion in SR. Gravity = local consequence of curvature.
- Geodesics are the GR analog of straight lines — paths that parallel-transport their own tangent vector. Free particles follow timelike geodesics; light follows null geodesics.
- Four physical regimes, each a chapter:
- Spherical stars — Schwarzschild metric, Tolman-Oppenheimer-Volkoff equation, neutron stars + Chandrasekhar limit.
- Black holes — Schwarzschild (static) + Kerr (rotating); event horizons; ergospheres; ISCO; thermodynamics + Hawking radiation.
- Gravitational waves — ripples in from accelerating masses; LIGO/Virgo/KAGRA/LISA detections from 2015 onward.
- Cosmology — FRW metric for homogeneous-isotropic universe; Friedmann equations; ΛCDM (, ).
- Tested to extreme precision: Mercury perihelion, light bending, Shapiro delay, gravitational redshift, frame-dragging (Gravity Probe B), pulsar timing (Hulse-Taylor 0.2% on ), GW150914 inspiral-merger-ringdown.
Master Map
mindmap
root((GR))
Ch.24 SR→GR
Equivalence principle
Weak EP
Einstein EP
Strong EP
Free fall = inertial
Gravitational redshift
Light bending
Spacetime curvature intro
Newtonian limit
Ch.25 Fundamentals
Manifold + tangent space
Metric g_αβ
Christoffel Γ
Covariant deriv ∇
Parallel transport
Geodesic
Riemann R^α_βγδ
Ricci R_αβ, R
Einstein G_αβ
Field equations
Bianchi identity
Killing vectors
Conservation
Ch.26 Stars & BH
Schwarzschild metric
TOV equation
White dwarfs
Neutron stars
Schwarzschild BH
Event horizon
Singularity
Kruskal
Kerr BH
Ergosphere
ISCO
Penrose process
BH thermodynamics
T_Hawking
S_BH = A/4
Four laws
Ch.27 GW & Tests
Linearized GR
TT gauge
Plus / cross polarizations
Quadrupole formula
Binary inspirals
LIGO/Virgo/KAGRA/LISA
Tests of GR
Mercury perihelion
Light bending
Shapiro delay
Frame dragging
Ch.28 Cosmology
Cosmological principle
FRW metric
Friedmann eqs
Hubble H₀
Critical density
ΛCDM
Distance measures
Redshift
CMB
BBN
Inflation
Structure formation
Dark matter / energy
From Special to General Relativity
The Equivalence Principle — Three Versions
| Version | Statement | Implication |
|---|---|---|
| Weak EP (WEP) | Inertial mass = gravitational mass | All bodies fall identically in vacuum |
| Einstein EP (EEP) | WEP + local SR + no preferred frame | Local physics in free-fall = SR |
| Strong EP (SEP) | EEP + gravitational binding energy also obeys WEP | Self-gravitating bodies also fall identically |
Experimental tests of WEP: Eötvös experiments (10⁻⁹), MicroSCOPE (10⁻¹⁵), Lunar Laser Ranging.
Key consequence (EEP): every local experiment in a freely-falling lab reproduces special-relativistic physics. Gravity is not a force at a point — it's an effect that appears over finite extents through tidal effects (geodesic deviation).
Three Predictions Before the Theory
Using only EEP + SR, Einstein derived three observable consequences. Each has now been verified to high precision.
Gravitational Redshift
Photon climbing out of potential loses energy. Frequency shift:
(positive = higher potential = redshift). Pound-Rebka 1959: 22.6 m tower, , agreement to 1%. Modern: atomic clocks at different elevations, 10⁻¹⁸ precision.
Light Deflection
Newtonian (mass with ): . GR doubles this:
For Sun grazing incidence (): . Eddington 1919 eclipse expedition — confirmed GR, made Einstein world-famous. Modern radio interferometry: precision.
Time Dilation in Gravitational Potential
A clock at potential ticks slower than one at potential 0:
GPS satellites must correct for this: s/day "gain" (gravity) vs s/day "loss" (motion, SR). Without correction, position errors km/day.
Spacetime as Curved Manifold
Einstein's insight (1907–1915): the EEP demands gravity be encoded in the geometry of spacetime itself, not added as a force.
Tidal effects between nearby free-falling observers reveal local curvature (geodesic deviation, §25.6). A small-enough region looks flat (EEP); but extended structure cannot be transformed away.
Newtonian Limit
For weak fields and slow motion, write with . The 00-component dominates:
The geodesic equation reduces to Newton's:
Confirming GR contains Newtonian gravity in the appropriate limit.
Fundamentals of General Relativity
Spacetime Manifold
A 4-D manifold is a topological space locally homeomorphic to , with smooth coordinate charts. Tangent space at point is the linear space of vectors at .
Basis vectors: in chart . Dual basis: , with .
Metric Tensor
The metric defines:
- Signature (B&T convention).
- Symmetric: ⇒ 10 independent components in 4-D.
- Has inverse with .
- Lowers/raises indices: .
Examples:
| Metric | What it describes | |
|---|---|---|
| Minkowski | Flat (SR) | |
| Schwarzschild | , , , | Outside spherical mass |
| Kerr (Boyer-Lindquist) | (complicated; see Ch. 26) | Rotating BH |
| FRW | Homog./isotropic universe | |
| pp-wave (gravitational wave) | Plane GW |
Christoffel Symbols (Connection Coefficients)
The covariant derivative requires a way to compare vectors at different points — the connection. For the Levi-Civita connection (metric-compatible, torsion-free):
Properties:
- Symmetric in lower indices: .
- Not a tensor — transforms inhomogeneously under coordinate changes (extra term).
- Vanishes at any point in a freely-falling frame (Riemann normal coordinates).
Covariant Derivative
For a vector field :
For a covector :
For higher-rank tensors: one for each upper index, for each lower.
Key facts:
- (metric-compatibility).
- is a derivation: Leibniz rule.
- Produces tensor of one higher rank from tensor of given rank.
Notation: sometimes write and : .
Parallel Transport & Geodesics
Parallel transport of along curve :
Geodesic equation (curve that parallel-transports its own tangent):
— with proper time (timelike) or affine parameter (null/spacelike).
Variational form: geodesics extremize .
| Path type | Particle | |
|---|---|---|
| Timelike | Massive (max ) | |
| Null | Photon | |
| Spacelike | (not a physical worldline) |
Riemann Curvature Tensor
Measures failure of parallel transport around a closed loop, or equivalently the failure of :
Explicit formula:
Symmetries (drastically reduce independent components)
- Antisymmetry first pair:
- Antisymmetry last pair:
- Symmetry under pair exchange:
- First Bianchi:
- Second Bianchi:
In 4-D: 20 independent components.
Geodesic Deviation Equation
Tidal force = relative acceleration of neighboring geodesics:
where = separation vector, = 4-velocity. This is the precise sense in which curvature = gravity: tidal forces are observable, frame-independent.
Ricci Tensor, Ricci Scalar, Einstein Tensor
Ricci tensor (contraction of Riemann):
10 independent components in 4-D; symmetric.
Ricci (scalar) curvature:
Einstein tensor:
— combination chosen so that identically (contracted Bianchi), matching conservation .
Einstein's Field Equations
with cosmological constant (originally added by Einstein for static universe; later discovered to be needed for accelerating expansion).
Properties:
- 10 nonlinear coupled PDEs for .
- 4 of them are constraints (initial-value): involves only first time derivatives.
- Remaining 6 are dynamical; with diffeomorphism freedom (4 functions) ⇒ 2 physical DOF per spacetime point. Two physical DOF = two polarizations of gravitational waves.
- Reduce to Newton: , , , giving .
Lagrangian formulation (Einstein-Hilbert action):
Variation w.r.t. yields the field equations.
Stress-Energy Tensor in Curved Spacetime
Same forms as flat-space (Part I, Ch. 2), with and :
| Matter | |
|---|---|
| Perfect fluid | |
| Dust (pressureless) | |
| EM field | |
| Cosmological constant | |
| Scalar field |
Conservation: — guarantees local energy-momentum conservation (with all gravitational effects via ).
Symmetries & Killing Vectors
A Killing vector generates a spacetime symmetry; satisfies Killing's equation:
Conserved quantity along geodesics:
where (timelike) or photon 4-momentum (null).
| Killing vector | Conservation |
|---|---|
| Time-translation (Schwarzschild) | Energy at infinity |
| Rotation (axisymmetric) | Angular momentum |
| Boosts (Minkowski) | Center-of-mass position |
| FRW spatial Killing | Comoving 3-momentum |
Relativistic Stars and Black Holes
The Schwarzschild Solution
Unique spherically symmetric vacuum solution of Einstein's equations (Birkhoff's theorem — even time-dependent spherical solutions reduce to Schwarzschild outside):
with Schwarzschild radius:
Numerical values:
- Earth: mm
- Sun: km
- neutron star: km, actual radius ~10 km
- Sgr A* (): m ≈ 0.08 AU
- M87 (): m ≈ 130 AU
Coordinate singularities at (removable; just the event horizon) and at (familiar polar issue). True curvature singularity at ().
Tests in Schwarzschild Geometry
Perihelion Precession
For bound timelike orbits, periapse advances by
Mercury: observed 43''/century unexplained by Newtonian (after extracting other planets' pulls); Einstein's prediction matched immediately — pivotal 1915 confirmation.
Light Bending
Null geodesic with impact parameter deflects by
Shapiro Delay (1964)
Round-trip light travel through gravitational potential is delayed:
Tested: Cassini probe (2002), agreement .
Stable Circular Orbits
- Schwarzschild ISCO at .
- Photon sphere at (unstable circular photon orbit).
- No stable circular orbits inside ISCO; matter spirals in.
Inside the Star — TOV Equation
For static, spherically symmetric perfect fluid:
with . Tolman-Oppenheimer-Volkoff (TOV) equation is the GR generalization of Newtonian hydrostatic equilibrium .
Three GR corrections (all , all destabilizing — make stars less stable):
- adds to mass-energy density.
- Pressure itself gravitates ( term in numerator).
- Spatial curvature in denominator.
Equilibrium Stellar Sequences
| Compact object | Pressure source | Mass limit | |
|---|---|---|---|
| White dwarf | Electron degeneracy | $M_{\rm Ch} \approx 1.4 M_\odot$ | |
| Neutron star | Nucleon degeneracy + strong int. | – (TOV-limited) | |
| Black hole | None (gravitational collapse) | 1 |
Chandrasekhar limit (1931): for fully degenerate, ultra-relativistic electron gas (), no stable hydrostatic solution above
$$M_{\rm Ch} = \frac{0.7732 (\hbar c)^{3/2}}{G^{3/2} m_p^2 \mu_e^2} \approx 1.456 \left(\frac{2}{\mu_e}\right)^2 M_\odot$$
For (carbon/oxygen WD): $M_{\rm Ch} \approx 1.44 M_\odot$.
Type Ia supernovae detonate as a WD accretes to near $M_{\rm Ch}$ — standard candles, used to discover dark energy (1998).
TOV limit for neutron stars: depends on EOS; modern limit . Observations (PSR J0740+6620: ) constrain dense-matter EOS sharply.
Black Holes — Schwarzschild
Event horizon at :
- One-way membrane: timelike worldlines inside cannot exit.
- and swap signs ⇒ inside, becomes timelike and spacelike. Falling toward is as inevitable as moving forward in time.
- Singularity at is a future endpoint in spacetime for all interior observers.
Eddington-Finkelstein coordinates remove horizon singularity: with advanced time . Smooth across horizon.
Kruskal extension reveals full maximal extension: includes the BH, an exterior region, a "white hole," and a second asymptotic exterior. Wormhole structure (not physically traversable for Schwarzschild).
Mass formula: the only parameter — Schwarzschild BH is fully characterized by mass alone. "No-hair" theorem: stationary BH in Einstein-Maxwell theory characterized by only — independent of how it formed.
Kerr Black Holes (Rotating)
The unique stationary axisymmetric vacuum BH solution. Two parameters: mass and angular momentum . Spin parameter .
Boyer-Lindquist coordinates:
with , .
| Region | Defined by | Property |
|---|---|---|
| Outer horizon | (geom. units) | Event horizon |
| Inner horizon | Cauchy horizon (unstable) | |
| Ergosphere | Frame dragging forbids stationarity | |
| Ring singularity | in equatorial plane | True singularity |
Extremal limit: , . For : naked singularity (cosmic censorship hypothesis: physically excluded).
Ergosphere & Penrose Process
Within ergosphere, no static observer (frame-dragging). Particle splits into two; one falls in with , other escapes with . Net extracts rotational energy from BH (up to ~29% of mass for extremal Kerr).
Astrophysical relevance: Blandford-Znajek mechanism — electromagnetic Penrose-like extraction powering AGN jets, GRBs.
Innermost Stable Circular Orbit (ISCO)
Depends on spin and direction:
| Spin | Prograde ISCO | Retrograde ISCO |
|---|---|---|
| 0 (Schwarzschild) | ||
| 0.998 (near-extremal) | ||
| (extremal) |
Maximum binding energy at ISCO:
- Schwarzschild: of rest mass.
- Maximally rotating prograde: .
- Compare nuclear burning H→He: . Accretion onto BHs is the most efficient energy source in nature.
Black Hole Thermodynamics
Bekenstein (1972) + Hawking (1974): BHs are thermodynamic objects.
Four Laws of BH Mechanics
| Law | Statement |
|---|---|
| 0th | Surface gravity constant over horizon |
| 1st | |
| 2nd | (classical) — area theorem |
| 3rd | Cannot reach (extremal) in finite steps |
with horizon area , angular velocity , electric potential . Looks exactly like ordinary thermodynamics if , .
Hawking Temperature
Quantum field theory in BH background gives thermal radiation at:
For solar-mass BH: K — far below CMB; no net evaporation.
Evaporation time: yr/kg³. Solar BH: yr. Primordial BHs g (small asteroid): evaporating now, end with gamma-ray burst.
Bekenstein-Hawking Entropy
with Planck length m.
Holographic principle: entropy of any system bounded by area, not volume. Foundational hint at quantum gravity (AdS/CFT, etc.).
Generalized Second Law
Combined ordinary + BH entropy non-decreasing. Restores 2nd law: ordinary entropy can decrease (e.g., matter falls in) only if BH entropy increases more.
Gravitational Waves & Experimental Tests
Linearized GR
Background flat + small perturbation: , .
Define trace-reversed: .
In Lorenz gauge :
— wave equation with source. In vacuum, plane-wave solutions exist.
Transverse-Traceless (TT) Gauge
Residual gauge freedom fixes: , . In TT gauge, has only two independent components corresponding to the two polarizations.
For wave traveling in -direction:
| Polarization | Effect on ring of test masses |
|---|---|
| (plus) | Stretches along , squeezes along , then vice versa |
| (cross) | Same pattern rotated 45° |
Both polarizations propagate at (in GR; constrained to by GW170817 + GRB).
Quadrupole Formula — Generation
Far-field radiation from a source:
where is the traceless mass quadrupole moment.
No monopole (mass conservation forbids it). No dipole (momentum conservation: 1st time derivative of mass dipole = momentum, conserved → 2nd derivative vanishes). GWs are intrinsically quadrupolar.
Power Radiated
The factor W⁻¹ explains why GWs are so weak. To radiate 1 W requires in SI units — an enormous accelerating quadrupole.
For binary with masses , separation , circular orbit:
Order of magnitude for systems:
| Source | Power (W) |
|---|---|
| Earth orbiting Sun | |
| Hulse-Taylor binary pulsar | |
| Final inspiral of BHs | (briefly outshines all stars in observable universe combined!) |
Binary Inspiral
Orbit decay drives the two bodies together. Chirp signal — increasing frequency and amplitude.
Hulse-Taylor Pulsar PSR B1913+16 (1974)
Indirect confirmation, Nobel 1993 (Hulse, Taylor). Best test of GR in strong-field, dynamic regime — until LIGO.
Chirp Mass
For binary observable through GW, the combination
is the chirp mass — directly extracted from GW frequency evolution. Sets amplitude and frequency drift.
Three Stages of Compact Binary Coalescence
flowchart LR
A[Inspiral<br/>Post-Newtonian] --> B[Merger<br/>Numerical Relativity]
B --> C[Ringdown<br/>Quasinormal modes]
| Phase | Physics | Method |
|---|---|---|
| Inspiral | Slow PN expansion | Analytic |
| Merger | Strong-field, dynamical | Numerical relativity |
| Ringdown | Perturbed BH | Quasinormal mode spectroscopy |
Direct Detection
LIGO — Laser Interferometer Gravitational-wave Observatory
- 4 km Michelson interferometers (Hanford, Livingston)
- Sensitivity — fractional length change over 4 km = m ≈ 1/10000 proton diameter!
- First detection: GW150914 (Sept 14, 2015): merger of + BHs → + radiated J in GWs.
- Nobel 2017 (Weiss, Barish, Thorne).
Multi-Messenger: GW170817
Binary neutron-star merger detected coincidently with gamma-ray burst (GRB 170817A) and kilonova (AT 2017gfo) across the EM spectrum. Established:
- Speed of gravity = to precision.
- Origin of heavy r-process elements (gold, platinum etc.).
- Independent measurement (standard siren).
Current and Future Detectors
| Detector | Type | Frequency band | Sensitivity / status |
|---|---|---|---|
| LIGO (US, ×2) | 4 km laser interferometer | 10 Hz – kHz | ~150 events (O4 ongoing) |
| Virgo (Italy) | 3 km laser | same | Operating |
| KAGRA (Japan) | Cryogenic, underground | same | Operating |
| LIGO India | Planned, | same | |
| LISA (ESA/NASA) | 2.5 Mkm space interferometer | mHz | Launch 2035; SMBH mergers, EMRIs |
| Einstein Telescope | 10 km underground | 1 Hz – kHz | Planned, |
| Cosmic Explorer | 40 km surface | same | Concept |
| Pulsar timing arrays (NANOGrav, EPTA) | Indirect via $\Delta t_{\rm arr}$ | nHz | SMBH binaries; first evidence 2023 |
Tests of GR (Beyond GW)
| Test | Prediction | Verified to |
|---|---|---|
| Light bending (Sun) | (VLBI) | |
| Mercury perihelion | /century | |
| Gravitational redshift | (Pound-Rebka), (clocks) | |
| Shapiro delay | Cassini probe | |
| Lunar laser ranging (EP, Strong EP) | WEP & SEP | (WEP); (SEP) |
| Geodetic precession | Gravity Probe B | |
| Frame dragging (Lense-Thirring) | Gravity Probe B | |
| Hulse-Taylor $\dot P_{\rm orb}$ | GR quadrupole formula | |
| GW propagation speed | $ | c_{GW} - c |
| Black hole shadow | Photon sphere ratio | (Event Horizon Telescope) |
No verified deviations from GR to date. Despite decades of attempts at modified gravity (MOND, , scalar-tensor, ...), Einstein wins.
Cosmology
The Cosmological Principle
On scales Mpc, the universe is:
- Homogeneous (same density everywhere)
- Isotropic (same in every direction)
Verified by CMB temperature uniformity () and large-scale galaxy distribution.
The FRW Metric
Most general metric consistent with cosmological principle:
with scale factor and curvature constant (open, flat, closed).
Comoving coordinates: galaxies (on average) at fixed ; expansion is encoded in .
Hubble parameter:
$– km/s/Mpc \approx 2.2\times 10^{-18},\text{s}^{-1}$$
(Persistent tension between "early universe" from Planck/CMB and "late" from local Cepheid+SNIa — known as the Hubble tension.)
Friedmann Equations
Plugging FRW into Einstein equations with perfect-fluid source:
Conservation equation (continuity):
(Any two of the three equations are independent.)
The Cosmic Energy Budget
Define density parameters where . Friedmann becomes:
Best-fit ΛCDM (Planck 2018):
| Component | today | Equation of state | |
|---|---|---|---|
| Matter (): baryon + dark | 0 | ||
| Radiation (): photons + neutrinos | |||
| Dark energy () | (so far) | (constant) | |
| Curvature () | |||
| Baryons (within ) | |||
| Cold dark matter (within ) |
Hubble distance: Gpc.
Cosmic History
flowchart LR
A[t=0<br/>Big Bang] --> B[Inflation<br/>t~10⁻³⁶ s]
B --> C[Radiation-dom<br/>BBN at t~minutes]
C --> D[Matter-dom<br/>z~3400]
D --> E[Recombination<br/>z~1090, t~380 kyr<br/>CMB!]
E --> F[Dark Ages]
F --> G[Reionization<br/>z~7]
G --> H[Structure formation]
H --> I[Λ-dom<br/>z~0.4]
I --> J[Today<br/>t=13.8 Gyr]
| Epoch | Redshift | Time | Temperature | Physics |
|---|---|---|---|---|
| Planck | — | s | K | (Quantum gravity) |
| Inflation | — | s | — | Exponential expansion; from quantum fluctuations |
| Electroweak | — | s | K | Higgs sym. breaking |
| Quark-hadron | — | s | K | Quark confinement |
| Big Bang Nucleosynthesis | 3 min | K | He, D, He, Li forge | |
| Matter-radiation equality | 3400 | 50 kyr | 9000 K | |
| Recombination | 1090 | 380 kyr | 3000 K | H; CMB released |
| Dark ages | 30–1090 | – yr | 30–3000 K | No starlight |
| Reionization | ~7 | yr | ~30 K | First stars/quasars; H reionized |
| Λ takes over | 0.4 | 9 Gyr | 4 K | |
| Now | 0 | 13.8 Gyr | 2.725 K | CMB temperature |
