Executive Summary
Restricting an ordering is free: if is an ordering of and is a subring, then is an ordering of . Extending is not. identifies the exact obstruction: an ordering of extends to if and only if is not a sum of products in which the elements of occur with even multiplicity and finitely many factors are drawn from .
For the most important enlargement — passing to a ring of quotients — the obstruction never occurs, and more is true: the extension is unique. That is the Albert–Neumann–Fuchs theorem , and since its proof never uses an identity element, it yields the Grätzer–Schmidt result that an ordering of a nonzero ideal extends uniquely to the whole domain.
Overview
Let be rings and let be an ordering of . To order compatibly one must assign a sign to every new element while keeping the old assignments. The obstruction is visible already in : a sign assignment must make products with even multiplicities positive, so any identity in writing as such a sum blocks the extension permanently.
The obstruction. says its absence is also sufficient.
Once that is seen, the proof is three lines: if the generated set omits it is a preordering of , Zorn plus turn it into an ordering, and its restriction to is an ordering containing , hence equal to because orderings are maximal preorderings.
For the special case of a ring of quotients, one does better than existence by abstract nonsense: an explicit formula for the extended cone, uniqueness, and no need for an identity element — the last point being what makes possible.
Learning Objectives
- Show that is always an ordering of when is one of .
- State and prove the extension criterion .
- Recognise the generated set as the preordering of generated by .
- Prove the two-sided description of the extended cone.
- Prove existence and uniqueness of the extension to a ring of quotients .
- Deduce and apply it to an ideal of a domain.
Definitions
Let be domains. is a ring of quotients of if for every there exist with
The definition is deliberately weak: it demands only that every element of can be pushed into from each side, not that consists of formal fractions. For a commutative domain the quotient field qualifies; for a two-sided Ore domain the division ring of fractions qualifies; and by a domain is a ring of quotients of any of its nonzero ideals.
- Restricts / extends
- restricts to , and extends to , when .
- Generated preordering
- For an ordering of , the set of sums of permuted products of doubled elements of with factors from inserted. It is the smallest candidate preordering of containing .
- Ore condition
- Any two nonzero elements have a common nonzero multiple on the given side; a Noetherian domain satisfies it on both sides by Goldie's theorem.
- Ordering without identity
- A cone satisfying the three axioms in a ring not assumed to have 1. All of (17.17) goes through in this setting.
Malcev's examples show that a noncommutative domain need not embed in any division ring, which is why the extension theorem is stated for rings of quotients rather than for fields of fractions.
Core Concepts
Restriction is automatic
If is an ordering of and is a subring, then satisfies all three cone axioms: closure under sums and products is inherited, and for either or lies in , and both lie in . The same argument applies to preorderings. So the interesting direction is always upwards.
Extension is a properness question
Let denote the set of all sums appearing in . It automatically satisfies and , and it contains (take , ). So the only question is whether — and this is the same dichotomy that governs in and the division closure in .
Why a quotient ring never obstructs
For a ring of quotients the extension can be written down. Set
Sandwich between positives until it lands in , then read off its sign there.
The content of is that one-sided multiplication already suffices, which is what makes closed under addition. The property is used exactly once, to produce the element that pushes back into .
Key Results
Let be rings and let be an ordering of . Then extends to an ordering of if and only if, in , is not a sum of elements of the form
Necessity. Suppose is an ordering of with . Then , and is a preordering of , so every displayed element lies in by and every sum of them lies in by . Since , no such sum is .
Sufficiency. Let be the set of all such sums and assume . By construction is closed under addition, and inserting doubled elements of or elements of into a permuted product again yields such a sum, so satisfies . Hence is a preordering of , and it contains (take , ).
By Zorn's Lemma and , is contained in an ordering of . Then , and is an ordering of . Two orderings of with one contained in the other are equal: if then , giving in a cone. Hence .
Let be domains such that is a ring of quotients of in the sense of . Then every ordering of extends to an ordering of , and is unique.
Define . We first prove the one-sided descriptions
For (a), the inclusion is clear: if with , pick any ; then . For , let with . By choose with ; replacing by if necessary we may take . Then , i.e. with . If were this product would be ; if then , contradicting . Hence , and , which places in the right-hand set. Statement (b) is proved symmetrically, choosing with .
** is an ordering.** For use (a) to get with and (b) to get with . Then
so and . For totality, let and choose with , taking after a sign change. Since is a domain, , so or ; correspondingly or . Also , since .
** restricts to .** by (a) with any . Conversely if and with , then and would give , impossible; so .
Uniqueness. Let be any ordering of with and let , say with . Both and lie in . If then , so , contradicting . Hence , and since both are orderings — maximal preorderings by — we get .
The cone axioms never mention , and the proof above never multiplies by : every sandwich uses elements of itself. Consequently holds verbatim for rings possibly without identity, which is exactly what the next corollary needs.
Let be a domain and a two-sided ideal of . Then every ordering of , regarded as a ring possibly without identity, extends uniquely to an ordering of .
Proof. Fix . For any we have and , so is a ring of quotients of in the sense of , with the same element serving on both sides. Both and are domains. Apply the identity-free form of .
If is a commutative domain, every ordering of extends uniquely to its quotient field. If is a domain satisfying the Ore condition on both sides, with division ring of fractions , then every ordering of extends uniquely to : each can be written and with , , so and , which is .
Proof Techniques and Method
How these proofs work, and which move to reuse.
Comparability of orderings — if are orderings then — is used in almost every proof on this page and is worth isolating: it is immediate from totality plus .
Worked Example
Polynomials to rational functions
Let with the ordering in which means the leading coefficient of is positive, and let . Every satisfies and , so holds and applies. The extended cone is
Obtained from (a): multiply by to get , and read the sign there.
Concretely , since and . The resulting ordered field is nonarchimedean: for every integer , so is infinitely small.
A noncommutative extension
Let be the first Weyl algebra with the ordering of Ordered Rings and Positive Cones: when the top -coefficient has positive leading coefficient. is a Noetherian domain, hence Ore on both sides, so it has a division ring of fractions , and extends the ordering uniquely to .
Ordering an ideal, then the ring
Let , a ring without identity, ordered by . By this extends uniquely to — necessarily to the usual ordering, since is positive exactly when . The point of the corollary is that no compatibility had to be checked: the ideal already determines the ring's ordering.
A failure
Take with its unique ordering and . In ,
A sum of one permuted doubled product and one element of — precisely the obstruction in .
So the ordering does not extend, as expected. Note also that is not a ring of quotients of : no nonzero rational multiple of is rational, so fails and never applied.
Process and Workflow
You have an ordering of and an overring . Does it extend?
| Inclusion | Extensions of the ordering | Why |
|---|---|---|
| exactly one | is a ring of quotients, | |
| exactly one | ring of quotients | |
| exactly one | Ore domain, | |
| exactly one | ideal of a domain, | |
| exactly two | criterion holds; genuine choice of the sign of | |
| infinitely many | one per cut of | |
| none | , criterion fails |
Comparison and Classification
| Restricts to a subring | Extends to an overring | Extends to a ring of quotients | Unique when it extends | |
|---|---|---|---|---|
| Ordering | yes | partial | yes | partial |
| Preordering | yes | partial | yes | no |
| Formal reality | yes | no | yes | not applicable |
| Archimedean property | yes | no | no | not applicable |
Behaviour of positivity structures under change of ring
"Part" means: governed by , and can fail. Uniqueness of an extension holds for rings of quotients and fails in general, as shows.
| Aspect | Commutative domain | Noncommutative domain |
|---|---|---|
| Field of fractions | always exists | may not exist (Malcev) |
| Correct hypothesis | quotient field | ring of quotients in the sense of |
| Extension of an ordering | unique, to the quotient field | unique, to any ring of quotients, |
| Role of the identity | assumed throughout | never used; hence |
| Sufficient condition in practice | any localisation at a multiplicative set | the two-sided Ore condition |
Relationship Map
- Extension problem for — governed by one properness condition
- always solvable when
- is a ring of quotients of ,
- is a nonzero ideal of the domain ,
- solvable iff
- the preordering of generated by omits ,
- never solvable when
- has zero divisors or positive characteristic,
- becomes a sum of permuted doubled products in
- unique when
- holds: signs are forced by sandwiching into
- always solvable when
Read left to right, this is the standard route to an ordered division ring: order a small piece, extend to the ring by , then extend to the division ring of fractions by . Each step is unique, so the whole chain is.
Applications and Industry Use
Applications here means where this structure is used — inside mathematics and in the engineering and computing disciplines that consume it.
Building ordered division rings
The standard supply of noncommutative ordered division rings comes from ordering an Ore domain — a Weyl algebra, a skew polynomial ring, a group algebra of an ordered group — and then extending along .
Skew polynomials and D-modules
Ore algebras such as underlie holonomic function algorithms. Their fraction fields are exactly the rings of quotients of , and orderings extend to them without extra hypotheses.
Linear time-varying systems
Skew polynomial rings model linear differential and difference operators with variable coefficients; localising at nonzero operators produces the transfer-function calculus, and any compatible ordering travels with it.
Detecting orderability of subrings
Because restriction is free, an ordering on a large ring certifies orderability of every subring at once. This is often the cheapest way to prove a small ring formally real.
Honestly stated: this page is a tool page. Its results are used to move an ordering to wherever it is needed, most often into a division ring where infinitely large and infinitely small elements can be inverted.
Design Considerations
Design considerations here means the choices made when modelling a problem with these algebraic structures.
- Order the small ring. Because restriction is automatic and extension is not, define the cone on the largest ring you can order explicitly, then restrict.
- Prefer rings of quotients. If the enlargement you need is a localisation satisfying , the extension is free and unique; if not, be prepared to verify by hand.
- Check the Ore condition early. Noetherian domains are Ore on both sides; free algebras of rank are not, and their fraction constructions behave differently.
- Do not assume an identity. Working without costs nothing here and buys the ideal-to-ring extension .
- Expect several extensions when the enlargement is algebraic. Adjoining a square root splits the ordering into as many extensions as there are compatible sign choices, or none at all.
Failure Modes and Common Mistakes
- Do not expect the archimedean property to survive an extension: is archimedean, with the leading-coefficient ordering is not.
- Do not read as a decision procedure; it is an existence criterion, and the search for an obstructing identity is unbounded.
- Do not forget that must be a domain in ; the theorem says nothing about overrings with zero divisors, which cannot be ordered at all.
- Do not confuse extending an ordering with extending a preordering — the latter may be possible when the former is not, and is about the ordering.
Quick Reference
| Situation | Result | Outcome |
|---|---|---|
| Arbitrary overring | criterion; may fail | |
| Ring of quotients | exists, unique | |
| Two-sided Ore domain into | exists, unique | |
| Nonzero ideal into a domain | exists, unique | |
| Subring | restriction | always an ordering |
Frequently Asked Questions
Why is restriction of an ordering automatic but extension not?
Restriction only has to verify conditions on elements that already have signs; all three cone axioms are inherited. Extension has to invent signs for new elements, and those inventions must be consistent with every algebraic identity holding in the larger ring. A single identity of the shape in makes consistency impossible.
How can uniqueness in be reconciled with having two orderings?
There is no conflict: is not a ring of quotients of , because no nonzero rational multiple of is rational. Condition is what removes the freedom, by forcing each new element's sign to be readable inside .
Does need the Ore condition?
Not as stated — the hypothesis is only , which is weaker and does not presuppose that is built from fractions. The Ore condition is how one usually produces a ring of quotients that happens to be a division ring; Goldie's theorem supplies it for Noetherian domains.
Why does it matter that the proof avoids the identity element?
Because applies to an ideal of a domain, and a proper ideal is a ring without identity. Since the cone axioms never mention , orderings of such rings make sense, and the extension theorem transfers unchanged. This is exactly how Grätzer and Schmidt's result falls out.
Is the extended ordering computable from the original one?
For a ring of quotients, yes in a useful sense: reduces the sign of to the sign of inside , so any effective way of finding and deciding signs in gives an algorithm. For a general overring, is only a criterion and the extension comes from Zorn's Lemma.
Can an ordering extend in more than one way to a ring of quotients if the ring is noncommutative?
No. The uniqueness argument uses only that with forces positive in any compatible ordering, which is valid in any ring. Noncommutativity affects the two-sided bookkeeping in , not the conclusion.
References
- T. Y. Lam, A First Course in Noncommutative Rings, Graduate Texts in Mathematics 131, Springer-Verlag, 1991, §17, results (17.16)–(17.19), pp. 280–282.
- A. A. Albert, On ordered algebras, Bulletin of the American Mathematical Society 46 (1940).
- B. H. Neumann, On ordered division rings, Transactions of the American Mathematical Society 66 (1949). Orderings on division rings built from ordered groups.
- L. Fuchs, Partially Ordered Algebraic Systems, Pergamon Press, 1963. Extension theorems for ordered rings and their quotient structures.
- P. M. Cohn, Skew Fields: Theory of General Division Rings, Encyclopedia of Mathematics and its Applications 57, Cambridge University Press, 1995. Ore localisation and domains not embeddable in division rings.
AI Suggested Questions
- For which non-Ore domains does an ordering extend to a universal field of fractions?
- How does the extension criterion specialise to group rings of ordered groups over ordered coefficient rings?
- What is the space of extensions of a fixed ordering along a finite algebraic extension of a formally real field?
- How do orderings interact with Gabriel localisation and with rings of quotients in the sense of torsion theories?
- Can the Grätzer–Schmidt corollary be extended to one-sided ideals, and if not, what fails?
- Which skew polynomial rings used in control theory carry orderings, and do those orderings extend to their transfer-function fields?
- Is there an effective bound on the size of an obstructing identity when an ordering fails to extend to a finitely generated overring?
